DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at J.P. Morgan Private Wealth Advisors LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Irma Deluna | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | J.P. Morgan Private Wealth Advisors LLC other | Other | May 13, 2024 | Jun 30, 2017 |
| Lemuel Bourne | Morgan Stanley wirehouse | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Aug 2, 2023 | Sep 27, 2023 (56 d) |
| Scott Price | Eaton Vance Management asset manager | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Other | Apr 10, 2023 | Mar 21, 2023 |
| Jeffrey Robert Tyler | Morgan Stanley wirehouse | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Mar 31, 2023 | Mar 3, 2023 |
| Paul Michael Burke | Morgan Stanley wirehouse | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Mar 28, 2023 | Mar 3, 2023 |
| John Garofalo | Morgan Stanley wirehouse | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Mar 27, 2023 | Mar 3, 2023 |
| Gina Kim Seid | Morgan Stanley wirehouse | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Mar 27, 2023 | Mar 3, 2023 |
| Anne Gotwals Peartree | UBS Financial Services Inc. wirehouse | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Mar 27, 2023 | Apr 12, 2023 |
| Alexander Hutchinson Kadish | Morgan Stanley wirehouse | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Mar 24, 2023 | Mar 3, 2023 |
| Heather Miran Chung | Morgan Stanley wirehouse | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Mar 24, 2023 | Mar 3, 2023 |
| Nicholas Evan Davey | Morgan Stanley wirehouse | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Mar 24, 2023 | Mar 3, 2023 |
| Mario Woizeschke | U.S. Bancorp Advisors, LLC BD affiliated | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 15, 2023 | Mar 21, 2023 |
| Nicole Lynne Bilotto | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Mar 7, 2023 | Mar 14, 2023 |
| Stephen Greene | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jan 24, 2023 | Jan 13, 2023 |
| Derek Mohamed | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jan 17, 2023 | Jan 13, 2023 |
| Justin Ross Merola | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jan 17, 2023 | Jan 13, 2023 |
| Brian Kelleher | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jan 17, 2023 | Jan 13, 2023 |
| Leland Mindnich | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jan 17, 2023 | Jan 13, 2023 |
| William W Strabley | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jan 17, 2023 | Jan 13, 2023 |
| Brian Nixon | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jan 17, 2023 | Jan 13, 2023 |
| Peter Gutierrez | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jan 17, 2023 | Jan 13, 2023 |
| Eric Yamin | Morgan Stanley wirehouse | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jan 11, 2023 | Jan 31, 2023 |
| Lissa Silva | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jan 10, 2023 | Jan 31, 2023 |
| Keith Caparelli | Morgan Stanley wirehouse | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jan 9, 2023 | Jan 6, 2023 |
| Tammy Brooks Cisneros | Morgan Stanley wirehouse | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jan 9, 2023 | Jan 6, 2023 |
| Brendan Ramusevic | Morgan Stanley wirehouse | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jan 9, 2023 | Jan 6, 2023 |
| Thomas Ryan Carney | UBS Financial Services Inc. wirehouse | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Dec 12, 2022 | Nov 17, 2022 |
| Micah Jon Miller | Morgan Stanley wirehouse | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Nov 29, 2022 | Nov 16, 2022 |
| Kyle Adam Ratz | Ernst & Young Investment Advisers Llp no RAUM | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Other | Nov 22, 2022 | Jul 27, 2022 |
| Perry Liao Huang | UBS Financial Services Inc. wirehouse | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Nov 21, 2022 | Nov 29, 2022 |
| Marci Ann Rosenfeld | Wells Fargo Advisors wirehouse | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Nov 17, 2022 | Nov 14, 2022 |
| Nida Memon | Wells Fargo Advisors wirehouse | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Nov 17, 2022 | Nov 14, 2022 |
| Jessica Huang | Wells Fargo Advisors wirehouse | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Nov 17, 2022 | Nov 14, 2022 |
| Jeremy Lee Mcchesney | Wells Fargo Advisors wirehouse | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Nov 17, 2022 | Nov 14, 2022 |
| James Scott Morehouse | Wells Fargo Advisors wirehouse | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Nov 17, 2022 | Nov 14, 2022 |
| Nader Razavi | U.S. Bancorp Advisors, LLC BD affiliated | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 15, 2022 | Dec 2, 2022 |
| Nathan Zebadiah O'Connell | UBS Financial Services Inc. wirehouse | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Nov 14, 2022 | Nov 9, 2022 |
| Gregory Steven Argyres | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Nov 8, 2022 | Nov 4, 2022 |
| Timothy Andrew Argyres | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Nov 7, 2022 | Nov 4, 2022 |
| Nasser Abdulkariem | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Nov 7, 2022 | Nov 4, 2022 |
| Claudia Rivas | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Nov 7, 2022 | Nov 4, 2022 |
| Clifford Young | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Nov 7, 2022 | Nov 4, 2022 |
| Edward Rice | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Nov 7, 2022 | Nov 4, 2022 |
| Alexandria Nguyen-Kuwamoto | Fidelity Personal And Workplace Advisors BD affiliated | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 1, 2022 | Oct 31, 2022 |
| Aldo Raymond Severson | Northwestern Mutual Investment Services,LLC no RAUM | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Other | Oct 31, 2022 | Dec 14, 2022 (44 d) |
| Michael Timothy Brodnik | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Oct 18, 2022 | Oct 14, 2022 |
| Laszlo Paul Vasady-Kovacs | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Oct 17, 2022 | Oct 14, 2022 |
| Christian Luis Martinez | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Oct 17, 2022 | Oct 14, 2022 |
| Dana Michelle Shaker | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Oct 17, 2022 | Oct 14, 2022 |
| Sean Patrick Hanigan | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Oct 17, 2022 | Oct 14, 2022 |
| Jay Lewis Goldstein | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Oct 17, 2022 | Nov 3, 2022 |
| Randall Vance Van Meter | Morgan Stanley wirehouse | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Oct 14, 2022 | Oct 19, 2022 |
| Jakob Robert Slavin | UBS Financial Services Inc. wirehouse | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Oct 13, 2022 | Oct 10, 2022 |
| Clark Cannon Pingree | Wells Fargo Advisors wirehouse | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Oct 11, 2022 | Oct 28, 2022 |
| Muqing Yue | Commonwealth Financial Network national BD | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 3, 2022 | Oct 4, 2022 |
| Oleg Zubarev | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Sep 30, 2022 | Sep 23, 2022 |
| Ngai Pham | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Sep 28, 2022 | Nov 4, 2022 (37 d) |
| Thomas Benjamin Metzger | Wells Fargo Advisors wirehouse | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Sep 28, 2022 | Sep 30, 2022 |
| Kristen Mariko Hirano | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Sep 28, 2022 | Nov 4, 2022 (37 d) |
| Harold Louis Reinstein | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Sep 27, 2022 | Sep 23, 2022 |
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600 moves match.