DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Southport Capital

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
William Fred GundersonGunderson Capital Management independent RIASouthport Capital independent RIARIA to RIAAug 18, 2021May 9, 2021
Barry Jay KyteGunderson Capital Management independent RIASouthport Capital independent RIARIA to RIAAug 18, 2021May 9, 2021
Henry Joseph LessnerWealth Management Group, LLC independent RIASouthport Capital independent RIARIA to RIAMay 3, 2021Feb 16, 2021
Manita Ho MoranWealth Management Group, LLC independent RIASouthport Capital independent RIARIA to RIAMay 3, 2021Feb 16, 2021
Paul David GuerraBrookshire Wealth Management unclassifiedSouthport Capital independent RIAOtherMar 29, 2021Mar 4, 2021
Bruce Alan DipietroBrookshire Wealth Management unclassifiedSouthport Capital independent RIAOtherMar 29, 2021Mar 4, 2021
Frank E HicksSecurian Financial Services, Inc. BD affiliatedSouthport Capital independent RIAAffiliated broker-dealer or bank to independent RIANov 13, 2020Dec 18, 2020 (35 d)
Joel BusboomRaymond James & Associates, Inc. national BDSouthport Capital independent RIAAffiliated broker-dealer or bank to independent RIAJul 8, 2020Jul 28, 2020
Nickolas SeifertM Holdings Securities, Inc. BD affiliatedSouthport Capital independent RIAAffiliated broker-dealer or bank to independent RIAJun 8, 2020Dec 15, 2020 (190 d)
Conrad Brian LevesqueJ. W. Cole Advisors, Inc. independent RIASouthport Capital independent RIARIA to RIAMay 4, 2020May 27, 2020
Rodney Dale DirM Holdings Securities, Inc. BD affiliatedSouthport Capital independent RIAAffiliated broker-dealer or bank to independent RIADec 31, 2019Feb 27, 2020 (58 d)
Jarrod Douglas HowardJ.P. Morgan Securities LLC wirehouseSouthport Capital independent RIAWirehouse to independent RIANov 8, 2019May 7, 2020 (181 d)
Cody Robert KirkD.A. Davidson & Co. independent RIASouthport Capital independent RIARIA to RIAJul 11, 2019Jul 10, 2019
Jonathan James MilesOppenheimer & Co. Inc. BD affiliatedSouthport Capital independent RIAAffiliated broker-dealer or bank to independent RIAJun 14, 2019Jun 13, 2019
Bryan Craig WisdaBryan Wisda, CFP unclassifiedSouthport Capital otherOtherDec 31, 2017Apr 7, 2015
Michael Anthony LangeRedhawk Wealth Advisors, Inc. otherSouthport Capital otherOtherMay 19, 2017Jun 1, 2017
Lynne Ann WitmerIntegrated Asset Management, LLC otherSouthport Capital otherOtherDec 11, 2014Jun 30, 2014
Stewart Swinton SmithMutual Of Omaha Investor Services, Inc. no RAUMSouthport Capital independent RIAOtherJun 12, 2014Nov 14, 2019 (1981 d)
Darold Charles BrooksOppenheimer & Co. Inc. otherSouthport Capital otherOtherFeb 17, 2010Mar 10, 2010
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19 moves match.