DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Efs Advisors

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Brandon Joseph JohnsonValic Financial Advisors, Inc. BD affiliatedEfs Advisors BD affiliatedAffiliated broker-dealer or bank to anotherSep 12, 2024Sep 17, 2024
Ellie Jo KillianMwa Financial Services, Inc. independent RIAEfs Advisors BD affiliatedRIA to affiliated broker-dealer or bankJun 9, 2023Jun 16, 2023
Paul Anthony RizzioCambridge Investment Research Advisors, Inc. BD affiliatedEfs Advisors BD affiliatedAffiliated broker-dealer or bank to anotherMay 15, 2023May 18, 2023
Tammy Lee HolsteinAdvanced Advisor Group, LLC independent RIAEfs Advisors independent RIARIA to RIAFeb 20, 2023Mar 30, 2022
Gregory John BurkhartValic Financial Advisors, Inc. BD affiliatedEfs Advisors independent RIAAffiliated broker-dealer or bank to independent RIAJan 20, 2023Jan 25, 2023
Paul Michael RushmannWea Financial Advisors, Inc. otherEfs Advisors BD affiliatedOtherSep 28, 2022Jan 2, 2025 (827 d)
Aleasha Shanna Jean BrowenThrivent Investment Management Inc. BD affiliatedEfs Advisors independent RIAAffiliated broker-dealer or bank to independent RIANov 5, 2019Nov 21, 2019
Lindsey EganJ.P. Morgan Private Wealth Advisors LLC mixed wealthEfs Advisors independent RIARIA to RIAMar 18, 2019Feb 24, 2020 (343 d)
Charles David MylreaNorthland Asset Management independent RIAEfs Advisors independent RIARIA to RIAMay 4, 2018May 18, 2018
Matthew Wayne MartinsonVoya Financial Advisors, Inc. otherEfs Advisors otherOtherFeb 22, 2018Feb 26, 2018
Tyler Thomas FrostVoya Financial Advisors, Inc. otherEfs Advisors otherOtherOct 30, 2017Nov 1, 2017
George William LeistikowWaddell & Reed otherEfs Advisors otherOtherSep 16, 2016Sep 7, 2016
Joseph Francis BatkiewiczVoya Financial Advisors, Inc. otherEfs Advisors otherOtherSep 7, 2016Sep 8, 2016
Karsten David MelgaardEdward Jones national BDEfs Advisors otherOtherApr 2, 2008Jun 2, 2008 (61 d)
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14 moves match.