DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at The Caprock Group, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Kevin Joseph SierzantMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseThe Caprock Group, LLC independent RIAWirehouse to independent RIAMay 27, 2026May 21, 2026
Ryan T EdingtonJ.P. Morgan Securities LLC wirehouseThe Caprock Group, LLC independent RIAWirehouse to independent RIAOct 2, 2025Oct 28, 2025
Vivek JindalCorient independent RIAThe Caprock Group, LLC independent RIARIA to RIAJun 4, 2025Jul 16, 2025 (42 d)
Timothy William SkinnerRw Investment Management LLC independent RIAThe Caprock Group, LLC independent RIARIA to RIADec 12, 2024Jan 7, 2025
Peter Traugott LawlerGrey Street Capital, LLC independent RIAThe Caprock Group, LLC independent RIARIA to RIAMay 22, 2024May 22, 2024
Timothy Charles SimonGrey Street Capital, LLC independent RIAThe Caprock Group, LLC independent RIARIA to RIAApr 29, 2024Apr 25, 2024
Monica BarreraGrey Street Capital, LLC independent RIAThe Caprock Group, LLC independent RIARIA to RIAApr 23, 2024Apr 24, 2024
Joseph French PageGrey Street Capital, LLC independent RIAThe Caprock Group, LLC independent RIARIA to RIAApr 23, 2024Apr 15, 2024
Jeffrey Scott FriedsteinGrey Street Capital, LLC independent RIAThe Caprock Group, LLC independent RIARIA to RIAApr 23, 2024Apr 16, 2024
Roger J KlauerGrey Street Capital, LLC independent RIAThe Caprock Group, LLC independent RIARIA to RIAApr 23, 2024May 18, 2024
Melissa AhearnGrey Street Capital, LLC independent RIAThe Caprock Group, LLC independent RIARIA to RIAApr 23, 2024May 14, 2024
Ryan SingerGrey Street Capital, LLC independent RIAThe Caprock Group, LLC independent RIARIA to RIAApr 23, 2024May 14, 2024
Whitney W WarmackCresset Asset Management, LLC independent RIAThe Caprock Group, LLC independent RIARIA to RIAJun 30, 2023Sep 28, 2023 (90 d)
Christa Nicole GunnerD.A. Davidson & Co. independent RIAThe Caprock Group, LLC independent RIARIA to RIAJun 27, 2022Jul 8, 2022
Adrienne Ann Martain BlackWells Fargo Advisors wirehouseThe Caprock Group, LLC independent RIAWirehouse to independent RIAMar 8, 2022Mar 22, 2022
Kellen Joseph SchmitzSeven Post Investment Office LP mixed wealthThe Caprock Group, LLC independent RIARIA to RIAJan 6, 2021Jun 13, 2022 (523 d)
Natalie Dawn HolmLnw otherThe Caprock Group, LLC otherOtherNov 1, 2011Dec 14, 2011 (43 d)
Gregory James MechMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseThe Caprock Group, LLC otherOtherMar 1, 2011Mar 19, 2013 (749 d)
Erik Van JensenClearwater Advisors, LLC otherThe Caprock Group, LLC otherOtherJan 14, 2011Jan 14, 2011
Daniel Luikwong YeungPurcell Advisory Services, LLC otherThe Caprock Group, LLC otherOtherNov 29, 2010Sep 1, 2010
Kyle Vann MyliusBridgeway Capital Management, LLC otherThe Caprock Group, LLC otherOtherSep 1, 2010Oct 18, 2012 (778 d)
Todd Alan SixtStrategic Advisers LLC national BDThe Caprock Group, LLC otherOtherNov 12, 2007Sep 3, 2008 (296 d)
William Gordon GilbertCitigroup Global Markets Inc. otherThe Caprock Group, LLC otherOtherAug 18, 2005Aug 18, 2005
Jessica Summer HabermanCitigroup Global Markets Inc. otherThe Caprock Group, LLC otherOtherAug 18, 2005Aug 18, 2005
Gregory Cannon GiauqueStern Fisher Edwards Inc unclassifiedThe Caprock Group, LLC otherOtherJun 30, 2005Dec 16, 2008 (1265 d)
John Timothy BuckleyPiper Sandler & Co. no RAUMThe Caprock Group, LLC otherOtherJan 15, 2003Feb 10, 2003
Brandee Lynn SchuelkePiper Sandler & Co. no RAUMThe Caprock Group, LLC otherOtherJan 15, 2003Feb 10, 2003
Mike McmillenPiper Sandler & Co. no RAUMThe Caprock Group, LLC otherOtherJan 14, 2003Feb 10, 2003
Page 1 of 1
28 moves match.