| Jeffrey Carl Ingersoll | J P Turner & Company Capital Management, LLC other | Knox Capital Advisors, LLC other | Other | Nov 27, 2013 | Dec 20, 2013 |
| Eddie Ray Snow | Raymond James Financial Services Advisors, Inc other | Knox Capital Advisors, LLC other | Other | Jan 18, 2011 | Jan 19, 2011 |
| Robert Paul Aamodt | United Planners' Financial Services Of America A Limited Partner other | Knox Capital Advisors, LLC other | Other | Dec 31, 2010 | Jan 18, 2011 |
| Terra Jo Thurgood | United Planners' Financial Services Of America A Limited Partner other | Knox Capital Advisors, LLC other | Other | Dec 31, 2010 | Jan 11, 2011 |
| Michelle Dawn France | Geneos Wealth Management, Inc. other | Knox Capital Advisors, LLC other | Other | Apr 30, 2010 | Jan 13, 2009 |
| Christopher William Jeppson | Geneos Wealth Management, Inc. other | Knox Capital Advisors, LLC other | Other | Dec 31, 2008 | Jan 8, 2009 |
| Charles Ryan Dunn | Geneos Wealth Management, Inc. other | Knox Capital Advisors, LLC other | Other | Mar 7, 2007 | Mar 7, 2007 |
| Kerry Glen Judd | M Holdings Securities, Inc. other | Knox Capital Advisors, LLC other | Other | Jan 24, 2006 | Jan 26, 2006 |
| Brodie Dean Barnes | M Holdings Securities, Inc. other | Knox Capital Advisors, LLC other | Other | Jan 24, 2006 | Jan 26, 2006 |
| Brett Johnson | M Holdings Securities, Inc. other | Knox Capital Advisors, LLC other | Other | Jan 24, 2006 | Jan 26, 2006 |
| Jeffrey Carl Ingersoll | M Holdings Securities, Inc. other | Knox Capital Advisors, LLC other | Other | Sep 2, 2005 | Feb 16, 2006 (167 d) |
| Ryan Matthew Day | M Holdings Securities, Inc. other | Knox Capital Advisors, LLC other | Other | Aug 5, 2005 | Aug 4, 2005 |
| Bradford Todd Williams | M Holdings Securities, Inc. other | Knox Capital Advisors, LLC other | Other | Jul 21, 2005 | Aug 4, 2005 |
| James Brett Belliston | M Holdings Securities, Inc. other | Knox Capital Advisors, LLC other | Other | Jun 2, 2004 | Jun 3, 2004 |