DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Namcoa
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Chip Detty | State Farm Investment Management Corp. asset manager | Namcoa other | Other | Jul 3, 2025 | Jul 16, 2025 |
| Tyler B Ashley | Florida Financial Advisors, LLC BD affiliated | Namcoa other | Other | Mar 26, 2025 | Apr 8, 2025 |
| Steven Phillip Harder | Vanguard Advisers, Inc. BD affiliated | Namcoa mixed wealth | Affiliated broker-dealer or bank to independent RIA | Jul 25, 2023 | Sep 7, 2023 (44 d) |
| Alfred Dinicola | Dst Investments, LLC no RAUM | Namcoa mixed wealth | Other | Jun 3, 2021 | May 13, 2020 |
| Doak Rauh Belt | Signature Resources Capital Management, LLC independent RIA | Namcoa mixed wealth | RIA to RIA | Apr 12, 2021 | Apr 23, 2021 |
| Robin B Hanover | Capitalrock Financial, LLC independent RIA | Namcoa mixed wealth | RIA to RIA | Nov 19, 2020 | Oct 15, 2020 |
| Johnson Curtis Jimison | Secure Investment Management, LLC independent RIA | Namcoa independent RIA | RIA to RIA | May 14, 2018 | Oct 12, 2018 (151 d) |
| Erika Danina Williams | U.S. Bancorp Advisors, LLC other | Namcoa mixed wealth | Other | Sep 28, 2017 | Aug 8, 2019 (679 d) |
| Latoya Krishawn Maddox | Wilbanks Securities Advisory other | Namcoa other | Other | May 4, 2017 | Apr 28, 2017 |
| Susan Robin Riser Whitlock | Bay Colony Advisors other | Namcoa other | Other | Dec 31, 2016 | Apr 13, 2017 (103 d) |
| Brent Edmund Mcgibbon | Wealthsource? other | Namcoa other | Other | Jul 15, 2016 | Jun 10, 2016 |
| Eric Jonathan Linser | Wealthsource? other | Namcoa other | Other | Jul 15, 2016 | Jun 28, 2016 |
| Richard Montgomery Patrick | Wealthsource? other | Namcoa other | Other | Jul 15, 2016 | Jun 16, 2016 |
| Torr Edwards Steinhilber | Zega Financial, LLC other | Namcoa other | Other | Jan 29, 2014 | May 6, 2016 (828 d) |
| Eric Allen Nye | Nye Wealth Management LLC unclassified | Namcoa other | Other | Aug 1, 2011 | Feb 16, 2012 (199 d) |
| Adam Vernon Waszkowski | Morgan Stanley wirehouse | Namcoa other | Other | May 26, 2011 | Feb 27, 2013 (643 d) |
| Brenton A Hamlet | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Namcoa other | Other | Jul 31, 2009 | Apr 27, 2010 (270 d) |
| John Mark Ruff | UBS Financial Services Inc. wirehouse | Namcoa other | Other | Sep 16, 2008 | Sep 16, 2008 |
| Bryan Evan Smith | UBS Financial Services Inc. wirehouse | Namcoa other | Other | Jan 14, 2008 | Jan 9, 2008 |
| Michael Balch | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Namcoa other | Other | Jul 27, 2007 | Dec 9, 2009 (866 d) |
| Thomas B Sanchez | Greenbriar Financial Services, Inc. unclassified | Namcoa other | Other | Nov 17, 2006 | Jun 11, 2010 (1302 d) |
| Stephen Vincent Santoro | G. A. Repple & Company other | Namcoa other | Other | Nov 10, 2005 | Jan 24, 2006 (75 d) |
| Paul Joseph Mcintyre | Keybanc Capital Markets Inc. unclassified | Namcoa other | Other | Jul 2, 2003 | Mar 15, 2005 (622 d) |
Page 1 of 1
23 moves match.