DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Symphonic Financial Advisors LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Garrett Richard D'AlessandroRBC Rochdale, LLC BD affiliatedSymphonic Financial Advisors LLC otherOtherOct 25, 2023Sep 9, 2005
Brian D BeldhamRBC Rochdale, LLC BD affiliatedSymphonic Financial Advisors LLC bank affiliatedOtherMay 23, 2023Jan 25, 2022
Ryan Michael JohnsonMorgan Stanley wirehouseSymphonic Financial Advisors LLC otherOtherJan 2, 2018Jan 10, 2018
David Michael CoiroRBC Rochdale, LLC otherSymphonic Financial Advisors LLC otherOtherFeb 21, 2017Apr 12, 2017 (50 d)
Gary Alexander KorolevSchwab Wealth Advisory, Inc. otherSymphonic Financial Advisors LLC otherOtherDec 23, 2013Feb 19, 2014 (58 d)
Juanita Christine OlsonNationwide Securities, LLC no RAUMSymphonic Financial Advisors LLC otherOtherJul 30, 2010Aug 2, 2010
Mark David FentonFortitude Advisory Group L.L.C. otherSymphonic Financial Advisors LLC otherOtherJul 30, 2010Sep 27, 2010 (59 d)
Timothy Joseph KulickCetera Advisors LLC otherSymphonic Financial Advisors LLC otherOtherSep 18, 2009Sep 17, 2009
Julia Rafalko VaughnCredit Suisse Securities (USA) LLC otherSymphonic Financial Advisors LLC otherOtherApr 20, 2009Apr 6, 2011 (716 d)
Margaret Rowell AndersonBanc Of America Investment Services, Inc. unclassifiedSymphonic Financial Advisors LLC otherOtherMar 5, 2009May 11, 2009 (67 d)
Audrey Bieber DrossnerSc&H Wealth otherSymphonic Financial Advisors LLC otherOtherJun 24, 2008Jun 27, 2008
William Gregory KentonCommonwealth Financial Network national BDSymphonic Financial Advisors LLC otherOtherJul 18, 2007Dec 6, 2012 (1968 d)
Mary Ellen SchwartzWaddell & Reed otherSymphonic Financial Advisors LLC otherOtherJul 25, 2006Jul 20, 2006
David Marcus BrookingsEsi Financial Advisors otherSymphonic Financial Advisors LLC otherOtherJul 24, 2006Jul 19, 2006
Russell Clay LindsayAvantax Advisory Services otherSymphonic Financial Advisors LLC otherOtherJun 22, 2006Feb 14, 2006
Shelly HallWaddell & Reed otherSymphonic Financial Advisors LLC otherOtherMar 7, 2006Mar 1, 2006
Angela Nicole RuddockWaddell & Reed otherSymphonic Financial Advisors LLC otherOtherNov 30, 2005Nov 23, 2005
Joshua Bryan WrightWaddell & Reed otherSymphonic Financial Advisors LLC otherOtherNov 21, 2005Nov 9, 2005
Edward Thomas KrattyWaddell & Reed otherSymphonic Financial Advisors LLC otherOtherNov 10, 2005Nov 9, 2005
Beth Ann HearnWaddell & Reed otherSymphonic Financial Advisors LLC otherOtherOct 7, 2005Oct 3, 2005
Dean Thomas RussellWaddell & Reed otherSymphonic Financial Advisors LLC otherOtherSep 20, 2005Oct 24, 2005 (34 d)
Sandra Bradley CarlsonSynovus Securities, Inc. otherSymphonic Financial Advisors LLC otherOtherMay 17, 2004Mar 10, 2006 (662 d)
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22 moves match.