DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at West Financial Services, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Alan Rafael MenaseVanguard Advisers, Inc. BD affiliatedWest Financial Services, Inc. independent RIAAffiliated broker-dealer or bank to independent RIAApr 16, 2025Apr 25, 2025
Angel IrazolaMML Investors Services, LLC BD affiliatedWest Financial Services, Inc. independent RIAAffiliated broker-dealer or bank to independent RIAJan 6, 2023Feb 9, 2023 (34 d)
Laura NashEdward Jones national BDWest Financial Services, Inc. independent RIAAffiliated broker-dealer or bank to independent RIASep 30, 2022Oct 25, 2022
Cheryl West LangstonBb&T Securities, LLC BD affiliatedWest Financial Services, Inc. independent RIAAffiliated broker-dealer or bank to independent RIAOct 4, 2019Oct 11, 2019
Lauretta Marie KramerLPL Financial LLC independent RIAWest Financial Services, Inc. independent RIARIA to RIAJun 6, 2018Jun 12, 2018
William Kirk Taylor1st Portfolio Wealth Advisors otherWest Financial Services, Inc. otherOtherFeb 6, 2018Feb 7, 2018
Rodger Dale Isom1st Portfolio Wealth Advisors otherWest Financial Services, Inc. otherOtherFeb 6, 2018Feb 7, 2018
Rodrigo Esteban HuertaAegis Wealth otherWest Financial Services, Inc. otherOtherAug 15, 2017Aug 24, 2017
Brian James HoranPnc Wealth Management otherWest Financial Services, Inc. otherOtherAug 2, 2017Aug 11, 2017
Victoria Grossmann HenryGoldman Sachs Wealth Services, L.P. otherWest Financial Services, Inc. otherOtherSep 16, 2016Nov 10, 2016 (55 d)
Matt CohenFortigent, LLC otherWest Financial Services, Inc. otherOtherOct 21, 2015Oct 22, 2015
Daniel TroschFortigent, LLC otherWest Financial Services, Inc. independent RIAOtherMay 26, 2015Jul 10, 2018 (1141 d)
Abigail Elizabeth Just8th Street Investments, LLC otherWest Financial Services, Inc. otherOtherOct 3, 2012Mar 16, 2015 (894 d)
Jeffrey Lewis SchatzCetera Advisor Networks LLC otherWest Financial Services, Inc. otherOtherJun 6, 2012Jan 6, 2014 (579 d)
Jeremy Lynn MeekD'Orazio Wealth Advisors otherWest Financial Services, Inc. otherOtherApr 27, 2011Jun 7, 2012 (407 d)
Laura L McareeGarnet Group LLC otherWest Financial Services, Inc. otherOtherDec 3, 2010Apr 23, 2014 (1237 d)
Martin Xavier ShieldsBurns Matteson Capital Management, LLC otherWest Financial Services, Inc. otherOtherJan 28, 2010Jul 17, 2009
Andrea Brashears-SampsonSuntrust Investment Services, Inc. otherWest Financial Services, Inc. otherOtherNov 2, 2009Jan 5, 2017 (2621 d)
Patrick F FitzgeraldEdelman Financial Services, LLC otherWest Financial Services, Inc. independent RIAOtherJun 18, 2009Jul 6, 2021 (4401 d)
Dana George SippelBanc Of America Investment Services, Inc. unclassifiedWest Financial Services, Inc. otherOtherMar 5, 2009Jul 17, 2009 (134 d)
Andrew Joseph KroneWest Financial Services Inc unclassifiedWest Financial Services, Inc. otherOtherNov 14, 2005Nov 14, 2005
Daniel TroschWest Financial Services Inc unclassifiedWest Financial Services, Inc. otherOtherNov 14, 2005Nov 14, 2005
Kirstie Bridget SturmanWest Financial Services Inc unclassifiedWest Financial Services, Inc. otherOtherNov 8, 2005Nov 9, 2005
Glen Joseph BucoWest Financial Services Inc unclassifiedWest Financial Services, Inc. otherOtherNov 7, 2005Nov 7, 2005
Brian Laurence MackinWest Financial Services Inc unclassifiedWest Financial Services, Inc. otherOtherNov 7, 2005Nov 7, 2005
Kristan Leigh AndersonWest Financial Services Inc unclassifiedWest Financial Services, Inc. otherOtherNov 3, 2005Nov 3, 2005
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26 moves match.