DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Tpg Financial Advisors, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Viviana BigolinPfg Advisors independent RIATpg Financial Advisors, LLC mixed wealthRIA to RIAApr 29, 2025Jun 5, 2025 (37 d)
Robert William NoackConway Partners independent RIATpg Financial Advisors, LLC mixed wealthRIA to RIAJan 31, 2023Feb 6, 2023
Carrie Thelise MaerzM Holdings Securities, Inc. BD affiliatedTpg Financial Advisors, LLC mixed wealthAffiliated broker-dealer or bank to independent RIASep 23, 2022Feb 28, 2023 (158 d)
Samuel Joseph DetkeFinancial Investment Team ("Fit") independent RIATpg Financial Advisors, LLC mixed wealthRIA to RIAAug 9, 2022Aug 30, 2022
Nicole M BrysonDeschutes Investment Consulting, LLC mixed wealthTpg Financial Advisors, LLC mixed wealthRIA to RIAJan 5, 2022Jan 19, 2022
Michael Dean WaltersDeschutes Investment Consulting, LLC mixed wealthTpg Financial Advisors, LLC mixed wealthRIA to RIAJun 3, 2021Jun 14, 2021
Debra Joann PellatiKms Financial Services, Inc BD affiliatedTpg Financial Advisors, LLC mixed wealthAffiliated broker-dealer or bank to independent RIAJun 24, 2020Sep 9, 2024 (1538 d)
Michael William GallagherGeneos Wealth Management, Inc. BD affiliatedTpg Financial Advisors, LLC otherOtherJun 4, 2019Mar 30, 2015
Kent B SmothersPrincipal Securities, Inc. BD affiliatedTpg Financial Advisors, LLC mixed wealthAffiliated broker-dealer or bank to independent RIAJan 14, 2019Jan 28, 2019
Stuart Donald RobertsonFisher Investments independent RIATpg Financial Advisors, LLC mixed wealthRIA to RIAJun 8, 2018Jan 10, 2025 (2408 d)
Jeffrey Allan GatesGeneos Wealth Management, Inc. otherTpg Financial Advisors, LLC otherOtherJun 1, 2016Jul 23, 2008
Sheryl Lynn OlsonGeneos Wealth Management, Inc. otherTpg Financial Advisors, LLC otherOtherDec 31, 2013Sep 27, 2006
John Spring WoolleyNorthwest Investment Counselors otherTpg Financial Advisors, LLC otherOtherDec 13, 2013Sep 14, 2016 (1006 d)
Lauren Michele ReedPhillips & Company otherTpg Financial Advisors, LLC otherOtherApr 24, 2013Jun 28, 2013 (65 d)
Karl William HarropWealthview Capital, LLC otherTpg Financial Advisors, LLC otherOtherJan 20, 2012Jul 25, 2012 (187 d)
Marc Masao KadomatsuSecurian Financial Services, Inc. otherTpg Financial Advisors, LLC otherOtherOct 28, 2010Dec 13, 2010 (46 d)
Kristopher Charles MinkPark Avenue Securities LLC otherTpg Financial Advisors, LLC otherOtherOct 18, 2006Nov 9, 2006
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17 moves match.