DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Focus Advisor Solutions, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Nolan Anthony Tran | Wells Fargo Advisors wirehouse | Focus Advisor Solutions, LLC independent RIA | Wirehouse to independent RIA | Aug 5, 2026 | Aug 12, 2026 |
| Brendan Michael Norwine | Edward Jones national BD | Focus Advisor Solutions, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 19, 2026 | Jul 23, 2026 |
| Alexa Koziol | Correct Capital Wealth Management, LLC independent RIA | Focus Advisor Solutions, LLC independent RIA | RIA to RIA | May 19, 2026 | Jun 14, 2026 |
| Benjamin Lee Lanning | Buckingham Strategic Wealth, LLC independent RIA | Focus Advisor Solutions, LLC other | Other | Nov 14, 2024 | Jul 11, 2014 |
| Kristen Renee Donovan | Buckingham Strategic Wealth, LLC independent RIA | Focus Advisor Solutions, LLC independent RIA | RIA to RIA | Nov 14, 2024 | Dec 17, 2021 |
| Constanza Jelambi Illanes | Stifel, Nicolaus & Company, Incorporated national BD | Focus Advisor Solutions, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 9, 2024 | Jul 25, 2024 |
| Jeffery Alan Yorg | Buckingham Strategic Wealth, LLC independent RIA | Focus Advisor Solutions, LLC independent RIA | RIA to RIA | Jul 1, 2024 | Oct 11, 2019 |
| Andrew Elton Fenton | Buckingham Strategic Wealth, LLC independent RIA | Focus Advisor Solutions, LLC independent RIA | RIA to RIA | Jul 1, 2024 | Feb 27, 2023 |
| Xuyi Chen | Buckingham Strategic Wealth, LLC independent RIA | Focus Advisor Solutions, LLC independent RIA | RIA to RIA | Jul 1, 2024 | Feb 27, 2023 |
| Ryan Fedder | Buckingham Strategic Wealth, LLC independent RIA | Focus Advisor Solutions, LLC independent RIA | RIA to RIA | Jul 1, 2024 | Jun 16, 2023 |
| Leanne Jeannette Geer | Buckingham Strategic Wealth, LLC independent RIA | Focus Advisor Solutions, LLC independent RIA | RIA to RIA | Jul 1, 2024 | Mar 3, 2023 |
| Justin Case Cox | Buckingham Strategic Wealth, LLC independent RIA | Focus Advisor Solutions, LLC independent RIA | RIA to RIA | Jul 1, 2024 | Mar 13, 2023 |
| Jose M Camarena | Buckingham Strategic Wealth, LLC independent RIA | Focus Advisor Solutions, LLC independent RIA | RIA to RIA | Jul 1, 2024 | Apr 11, 2024 |
| Daniel John Rush | Buckingham Strategic Wealth, LLC independent RIA | Focus Advisor Solutions, LLC other | Other | Jun 28, 2024 | Jul 27, 2007 |
| Mark John Pitcher | Buckingham Strategic Wealth, LLC independent RIA | Focus Advisor Solutions, LLC other | Other | Jun 28, 2024 | Sep 18, 2014 |
| Blerina Hysi | Buckingham Strategic Wealth, LLC independent RIA | Focus Advisor Solutions, LLC other | Other | Jun 28, 2024 | Aug 21, 2013 |
| Andrey Vladimirovich Rudomiotov | Buckingham Strategic Wealth, LLC independent RIA | Focus Advisor Solutions, LLC other | Other | Jun 28, 2024 | Nov 2, 2017 |
| Kevin Gene Carlton | Buckingham Strategic Wealth, LLC independent RIA | Focus Advisor Solutions, LLC other | Other | Jun 28, 2024 | Jul 1, 2016 |
| Lindsay Michal Wales | Buckingham Strategic Wealth, LLC independent RIA | Focus Advisor Solutions, LLC independent RIA | RIA to RIA | Jun 28, 2024 | Nov 1, 2021 |
| Dennis Wayne Covington | Capital Directions LLC independent RIA | Focus Advisor Solutions, LLC other | Other | Apr 25, 2023 | Aug 30, 2013 |
| John Matthew Mcmillen | Capital Directions LLC independent RIA | Focus Advisor Solutions, LLC other | Other | Apr 25, 2023 | Mar 18, 2011 |
| Nathan Scott Pritchard | Capital Directions LLC independent RIA | Focus Advisor Solutions, LLC other | Other | Apr 25, 2023 | Mar 29, 2011 |
| Matthew Harrison Miller | Versant Capital Management, Inc. independent RIA | Focus Advisor Solutions, LLC independent RIA | RIA to RIA | Jul 13, 2022 | Sep 14, 2022 (63 d) |
| Adam Jonathan Schweizer | Buckingham Strategic Wealth, LLC independent RIA | Focus Advisor Solutions, LLC independent RIA | RIA to RIA | Dec 20, 2021 | Dec 20, 2021 |
| Samuel Robert Hill | Buckingham Strategic Wealth, LLC independent RIA | Focus Advisor Solutions, LLC independent RIA | RIA to RIA | Aug 18, 2021 | Mar 17, 2020 |
| Kathryn Mary Risch | Savant Wealth Management independent RIA | Focus Advisor Solutions, LLC independent RIA | RIA to RIA | Jul 21, 2021 | Dec 21, 2021 (153 d) |
| Carter Randolph Schmid | Clayton Financial Group, LLC independent RIA | Focus Advisor Solutions, LLC independent RIA | RIA to RIA | Nov 19, 2019 | Sep 24, 2021 (675 d) |
| Angela Denise Muckler | Stifel, Nicolaus & Company, Incorporated national BD | Focus Advisor Solutions, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 25, 2019 | Oct 30, 2019 (35 d) |
| James R Boylan | Sei Investments Management Corp asset manager | Focus Advisor Solutions, LLC independent RIA | Other | Mar 5, 2019 | Jul 24, 2019 (141 d) |
| Timothy Paul Hacker | Lwi Financial Inc. BD affiliated | Focus Advisor Solutions, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 8, 2019 | Mar 4, 2026 (2612 d) |
| Erich Karl Reinhardt | The Wealth Management Alliance LLC independent RIA | Focus Advisor Solutions, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jan 8, 2019 | Jan 8, 2019 |
| Stephanie F Mackara | The Wealth Management Alliance LLC independent RIA | Focus Advisor Solutions, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jan 8, 2019 | Jan 8, 2019 |
| Timothy Mark Wochok | The Wealth Management Alliance LLC independent RIA | Focus Advisor Solutions, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jan 8, 2019 | Jan 8, 2019 |
| Erica Renee Smith | The Wealth Management Alliance LLC independent RIA | Focus Advisor Solutions, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jan 8, 2019 | Jan 8, 2019 |
| Dewayne Ray Nelson | Lwi Financial Inc. BD affiliated | Focus Advisor Solutions, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 3, 2019 | Jan 3, 2019 |
| Thomas Conor Eastman | Edward Jones national BD | Focus Advisor Solutions, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 3, 2019 | Jan 23, 2019 |
| Angela Marie Stover | Lwi Financial Inc. BD affiliated | Focus Advisor Solutions, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 17, 2018 | Dec 17, 2018 |
| Michael Donald Ozburn | Lwi Financial Inc. BD affiliated | Focus Advisor Solutions, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 17, 2018 | Dec 17, 2018 |
| Frank Alan Romero | Lwi Financial Inc. BD affiliated | Focus Advisor Solutions, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 17, 2018 | Dec 18, 2018 |
| Jorge Andres Galeano | Lwi Financial Inc. BD affiliated | Focus Advisor Solutions, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 17, 2018 | Dec 19, 2023 (1828 d) |
| Benjamin Haag Slater | Lwi Financial Inc. BD affiliated | Focus Advisor Solutions, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 17, 2018 | Dec 17, 2018 |
| Vincent Joseph Crivello | Lwi Financial Inc. BD affiliated | Focus Advisor Solutions, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 14, 2018 | Dec 14, 2018 |
| William Blanchette | Lwi Financial Inc. BD affiliated | Focus Advisor Solutions, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 14, 2018 | Dec 14, 2018 |
| Sean C Brooks | Lwi Financial Inc. BD affiliated | Focus Advisor Solutions, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 14, 2018 | Dec 14, 2018 |
| Roger Richard Rowe | Lwi Financial Inc. BD affiliated | Focus Advisor Solutions, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 13, 2018 | Dec 13, 2018 |
| Eric Jason Kohlmeister | Lwi Financial Inc. BD affiliated | Focus Advisor Solutions, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 13, 2018 | Dec 13, 2018 |
| Jonathan Joseph Scheid | Lwi Financial Inc. BD affiliated | Focus Advisor Solutions, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 13, 2018 | Dec 13, 2018 |
| Sheldon Patrick Mcfarland | Lwi Financial Inc. BD affiliated | Focus Advisor Solutions, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 13, 2018 | Dec 13, 2018 |
| Nishant K Pandya | Lwi Financial Inc. BD affiliated | Focus Advisor Solutions, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 13, 2018 | Dec 13, 2018 |
| Thuy Tran | Lwi Financial Inc. BD affiliated | Focus Advisor Solutions, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 13, 2018 | Dec 13, 2018 |
| Seng Veun Saechao | Lwi Financial Inc. BD affiliated | Focus Advisor Solutions, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 13, 2018 | Dec 13, 2018 |
| Jeremy Dean Miller | Lwi Financial Inc. BD affiliated | Focus Advisor Solutions, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 13, 2018 | Dec 13, 2018 |
| Alicia Temmerman Mchugh | Lwi Financial Inc. BD affiliated | Focus Advisor Solutions, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 13, 2018 | Dec 13, 2018 |
| Katlyn Anne Nielson | Lwi Financial Inc. BD affiliated | Focus Advisor Solutions, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 13, 2018 | Dec 13, 2018 |
| David N Hanna | Lwi Financial Inc. BD affiliated | Focus Advisor Solutions, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 13, 2018 | Jan 9, 2025 (2219 d) |
| Kurt Christian Wunderlich | Edward Jones national BD | Focus Advisor Solutions, LLC other | Other | Nov 26, 2014 | Dec 5, 2014 |
| Brian David Haywood | Buckingham Asset Management Inc unclassified | Focus Advisor Solutions, LLC other | Other | Mar 20, 2007 | Mar 19, 2007 |
| Stephen Ross Wiechel | Buckingham Asset Management Inc unclassified | Focus Advisor Solutions, LLC other | Other | Mar 20, 2007 | Mar 19, 2007 |
Page 1 of 1
58 moves match.