DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Delta Investment Management, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Drew A MarchitelloPerigon Wealth Management, LLC independent RIADelta Investment Management, LLC independent RIARIA to RIAMar 28, 2024Apr 9, 2024
Howard Bernard AschwaldLido independent RIADelta Investment Management, LLC independent RIARIA to RIADec 22, 2022Apr 1, 2022
Daniel Craig YoungLido independent RIADelta Investment Management, LLC independent RIARIA to RIADec 22, 2022Sep 15, 2022
Xuan WangLido independent RIADelta Investment Management, LLC independent RIARIA to RIADec 20, 2022Aug 8, 2024 (597 d)
James Patrick PritchardSaxony Capital Management, LLC independent RIADelta Investment Management, LLC independent RIARIA to RIAMay 14, 2021Apr 14, 2021
Jason Christopher RheinfelderBrookstone Wealth Advisors, LLC independent RIADelta Investment Management, LLC independent RIARIA to RIAMar 19, 2021Mar 31, 2021
Darren James VilardoBrookstone Wealth Advisors, LLC independent RIADelta Investment Management, LLC independent RIARIA to RIANov 3, 2020Oct 14, 2020
Hardeep SinghWedbush Securities Inc. BD affiliatedDelta Investment Management, LLC independent RIAAffiliated broker-dealer or bank to independent RIASep 10, 2020Sep 28, 2020
Melissa Patrice KielbergProsperity Financial Group, Inc. independent RIADelta Investment Management, LLC independent RIARIA to RIANov 1, 2019Oct 4, 2019
Timothy Patrick AndersonStifel, Nicolaus & Company, Incorporated national BDDelta Investment Management, LLC independent RIAAffiliated broker-dealer or bank to independent RIAOct 25, 2019Apr 18, 2024 (1637 d)
John Clarence KieberBrookstone Capital Management LLC independent RIADelta Investment Management, LLC independent RIARIA to RIAAug 28, 2019Sep 4, 2019
Steven Michael MalloryBrookstone Capital Management LLC independent RIADelta Investment Management, LLC independent RIARIA to RIAAug 28, 2019Sep 3, 2019
Michael DiprimioWestpark Capital, Inc. independent RIADelta Investment Management, LLC independent RIARIA to RIAMay 22, 2019May 22, 2019
Kevin Dean KellerBrookstone Wealth Advisors, LLC independent RIADelta Investment Management, LLC independent RIARIA to RIAApr 11, 2019Aug 12, 2021 (854 d)
George Arthur FossingBrookstone Wealth Advisors, LLC independent RIADelta Investment Management, LLC independent RIARIA to RIAMar 25, 2019Mar 11, 2019
Edwin Anthony BarrettoStifel, Nicolaus & Company, Incorporated national BDDelta Investment Management, LLC independent RIAAffiliated broker-dealer or bank to independent RIAMar 12, 2019Mar 7, 2019
Mark Andrew TrewittVfg Advisors, Inc. otherDelta Investment Management, LLC independent RIAOtherDec 31, 2018Sep 3, 2019 (246 d)
Sheldon SingletonVfg Advisors, Inc. otherDelta Investment Management, LLC independent RIAOtherDec 31, 2018Nov 1, 2018
Patrick MoreheadVfg Advisors, Inc. otherDelta Investment Management, LLC independent RIAOtherDec 31, 2018Nov 1, 2018
Kyler Willis HassonUS Capital Global Wealth Management LLC unclassifiedDelta Investment Management, LLC independent RIAOtherOct 16, 2018Apr 11, 2018
Dow Spencer BartonSecure Investment Management, LLC independent RIADelta Investment Management, LLC independent RIARIA to RIAMay 22, 2018Nov 3, 2021 (1261 d)
Michael Paul KressCrosspoint Capital Management otherDelta Investment Management, LLC independent RIAOtherFeb 22, 2018Feb 1, 2018
Travis Blue SmithBrookstone Wealth Advisors, LLC independent RIADelta Investment Management, LLC independent RIARIA to RIAFeb 7, 2018Jan 5, 2026 (2889 d)
Jason Bryce VanclefWestpark Capital, Inc. otherDelta Investment Management, LLC independent RIAOtherOct 12, 2017Nov 26, 2018 (410 d)
John Solari BakerViolich Capital Management otherDelta Investment Management, LLC independent RIAOtherDec 12, 2012Oct 31, 2018 (2149 d)
Andrew Dooling HoughtonDelta Force Capital, LLC unclassifiedDelta Investment Management, LLC independent RIAOtherMay 5, 2009Apr 6, 2009
Nicholas Granger AtkesonDelta Force Capital, LLC unclassifiedDelta Investment Management, LLC independent RIAOtherMay 5, 2009Apr 6, 2009
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27 moves match.