DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Drake & Associates, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Anthony Trindade | Kingdom Financial Group, LLC independent RIA | Drake & Associates, LLC independent RIA | RIA to RIA | Dec 16, 2025 | Mar 26, 2026 (100 d) |
| Chase Frederick Lakari | Fisher Investments independent RIA | Drake & Associates, LLC independent RIA | RIA to RIA | Nov 13, 2025 | Feb 24, 2026 (103 d) |
| Joshua Todd Hines | LPL Financial LLC BD affiliated | Drake & Associates, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 3, 2025 | Jun 4, 2026 (274 d) |
| Vincent J Ferreira | RBC Capital Markets, LLC national BD | Drake & Associates, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 31, 2024 | Jan 19, 2025 |
| Carson Joseph Biber | LPL Financial LLC BD affiliated | Drake & Associates, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 2, 2024 | Oct 10, 2024 |
| Kristina Amelia Alfini | Ellenbecker Investment Group independent RIA | Drake & Associates, LLC independent RIA | RIA to RIA | Mar 6, 2024 | Jun 15, 2026 (831 d) |
| Jonathan Carl Costa | Fidelity Personal And Workplace Advisors BD affiliated | Drake & Associates, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 1, 2024 | Apr 30, 2024 (60 d) |
| Gordon Thompson Frater | Allspring Funds Management, LLC asset manager | Drake & Associates, LLC independent RIA | Other | Jan 31, 2024 | Aug 22, 2024 (204 d) |
| Daniel J Lauraine | Charles Schwab & Co., Inc. national BD | Drake & Associates, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 10, 2024 | Apr 30, 2024 (111 d) |
| Jacob Gene Thomfohrda | Eagle Strategies LLC BD affiliated | Drake & Associates, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 29, 2023 | Jul 16, 2023 |
| Tykia C Williams | Russell Investments other | Drake & Associates, LLC independent RIA | Other | Dec 7, 2022 | Mar 5, 2024 (454 d) |
| Randall John Winkler | Annex Wealth Management, LLC independent RIA | Drake & Associates, LLC independent RIA | RIA to RIA | Nov 17, 2022 | Dec 7, 2022 |
| Mark Robert Flatow | Inscription Family Office, LLC no RAUM | Drake & Associates, LLC independent RIA | Other | Jul 8, 2022 | Sep 22, 2022 (76 d) |
| Samuel F Zabkowicz | U.S. Bancorp Investments, Inc. BD affiliated | Drake & Associates, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 18, 2021 | Jun 22, 2021 (35 d) |
| Wendy Sue Peperkorn | Wealthspire Advisors independent RIA | Drake & Associates, LLC independent RIA | RIA to RIA | Jan 2, 2020 | Jan 27, 2020 |
| Thomas Joseph Neumann | Huntington Financial Advisors BD affiliated | Drake & Associates, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 26, 2019 | Apr 3, 2019 |
| Jessica Jeanne Reddy | Catalyst Financial Planning & Investment Management Corporation other | Drake & Associates, LLC independent RIA | Other | Oct 28, 2011 | Mar 25, 2025 (4897 d) |
| Anthony Samuel Drake | Redhawk Wealth Advisors, Inc. other | Drake & Associates, LLC independent RIA | Other | Oct 11, 2010 | Oct 1, 2010 |
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18 moves match.