DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Kestra Private Wealth Services, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Rocco Leonard Russo | Edward Jones national BD | Kestra Private Wealth Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 12, 2026 | Aug 12, 2026 |
| Kelly Wiley | Hightower Advisors, LLC BD affiliated | Kestra Private Wealth Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 9, 2026 | Jul 6, 2026 |
| Kathryn Mcgough | Hightower Advisors, LLC BD affiliated | Kestra Private Wealth Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 9, 2026 | Jul 6, 2026 |
| Dylan Gregory Stafford | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Kestra Private Wealth Services, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jun 17, 2026 | Jun 15, 2026 |
| Michael Jared Frandsen | Edward Jones national BD | Kestra Private Wealth Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 12, 2026 | Jun 11, 2026 |
| Eric D Longstreth | Goldman Sachs Wealth Services, L.P. BD affiliated | Kestra Private Wealth Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 26, 2026 | Feb 25, 2026 |
| Marcelo Tresierra | Kanen Wealth Management LLC mixed wealth | Kestra Private Wealth Services, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Feb 24, 2026 | Jun 9, 2026 (105 d) |
| Jordan Leigh Cantrell | Edward Jones national BD | Kestra Private Wealth Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 13, 2026 | Feb 12, 2026 |
| Justin Edward Nagel | Goldman Sachs Wealth Services, L.P. BD affiliated | Kestra Private Wealth Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 14, 2026 | Dec 5, 2025 |
| Colin Wagner | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Kestra Private Wealth Services, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Oct 20, 2025 | Oct 16, 2025 |
| David S Barnett | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Kestra Private Wealth Services, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Oct 17, 2025 | Oct 16, 2025 |
| Ashley T Ament | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Kestra Private Wealth Services, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Oct 17, 2025 | Oct 16, 2025 |
| Timothy John Semke | Goldman Sachs Wealth Services, L.P. BD affiliated | Kestra Private Wealth Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 25, 2025 | Aug 29, 2025 |
| Nicholis Bowser | Capital Group Private Client Services, Inc. independent RIA | Kestra Private Wealth Services, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Sep 5, 2025 | Sep 3, 2025 |
| Bryan R Heilman | Edward Jones national BD | Kestra Private Wealth Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 1, 2025 | Aug 28, 2025 |
| Christian Kiemele | Kestra Advisory Services, LLC BD affiliated | Kestra Private Wealth Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 26, 2025 | Jun 11, 2025 |
| Samuel Wells Covert | Alti Wealth Management (US International), Inc. independent RIA | Kestra Private Wealth Services, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jun 25, 2025 | Jun 6, 2025 |
| Ryan M Zwarg | Wells Fargo Advisors wirehouse | Kestra Private Wealth Services, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jun 17, 2025 | Jun 5, 2025 |
| Shelley Lynne Lindsey | Wells Fargo Advisors wirehouse | Kestra Private Wealth Services, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jun 17, 2025 | Jun 10, 2025 |
| Grant Robert Withers | Capital Group Private Client Services, Inc. independent RIA | Kestra Private Wealth Services, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jun 13, 2025 | Jun 2, 2025 |
| Andres Felipe Yepes | J. W. Cole Advisors, Inc. BD affiliated | Kestra Private Wealth Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 5, 2025 | May 21, 2025 |
| Anthony Lester Watts | Raymond James Financial Services Advisors, Inc BD affiliated | Kestra Private Wealth Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | May 23, 2025 | May 22, 2025 |
| Mohammad F. Tabiekh | LPL Financial LLC BD affiliated | Kestra Private Wealth Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | May 21, 2025 | May 9, 2025 |
| John Malachy Marmion | UBS Financial Services Inc. wirehouse | Kestra Private Wealth Services, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Apr 15, 2025 | Mar 27, 2025 |
| Tammy Yates Croyle | Raymond James Financial Services Advisors, Inc BD affiliated | Kestra Private Wealth Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 7, 2025 | Apr 3, 2025 |
| John William Griffin | Raymond James Financial Services Advisors, Inc BD affiliated | Kestra Private Wealth Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 7, 2025 | Apr 3, 2025 |
| Christopher Shea Marmion | UBS Financial Services Inc. wirehouse | Kestra Private Wealth Services, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Apr 7, 2025 | Mar 27, 2025 |
| Rhonda Corbin Harwell | Edward Jones national BD | Kestra Private Wealth Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 18, 2025 | Mar 11, 2025 |
| Amy Michelle Dunham | Edward Jones national BD | Kestra Private Wealth Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 12, 2025 | Mar 12, 2025 |
| Bao Quoc Nguyen | LPL Financial LLC BD affiliated | Kestra Private Wealth Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 20, 2025 | Jun 9, 2025 (109 d) |
| Karl E Schwartz | Edward Jones national BD | Kestra Private Wealth Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 29, 2025 | Jan 22, 2025 |
| John A Pettis | Edward Jones national BD | Kestra Private Wealth Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 27, 2025 | Jan 22, 2025 |
| Jennifer L Davey | UBS Financial Services Inc. wirehouse | Kestra Private Wealth Services, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jan 15, 2025 | Jan 14, 2025 |
| Francine Olsen | UBS Financial Services Inc. wirehouse | Kestra Private Wealth Services, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jan 14, 2025 | Jan 14, 2025 |
| Stewart Taylor Werner | Charles Schwab & Co., Inc. national BD | Kestra Private Wealth Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 2, 2025 | Jan 15, 2025 |
| Julia Lucille Madden | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Kestra Private Wealth Services, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Dec 20, 2024 | Dec 12, 2024 |
| William Patrick Milby | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Kestra Private Wealth Services, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Dec 13, 2024 | Dec 12, 2024 |
| Jason Robert Lindner | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Kestra Private Wealth Services, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Dec 13, 2024 | Dec 12, 2024 |
| Adam Brooks Steen | UBS Financial Services Inc. wirehouse | Kestra Private Wealth Services, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Dec 6, 2024 | Dec 17, 2024 |
| Stefan D Gertsch | UBS Financial Services Inc. wirehouse | Kestra Private Wealth Services, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Dec 6, 2024 | Dec 17, 2024 |
| William Walker Brown | UBS Financial Services Inc. wirehouse | Kestra Private Wealth Services, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Dec 6, 2024 | Dec 17, 2024 |
| Lynn Cooper Faust | Stifel, Nicolaus & Company, Incorporated national BD | Kestra Private Wealth Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 22, 2024 | Nov 13, 2024 |
| Michael Anthony Faust | Kestra Advisory Services, LLC BD affiliated | Kestra Private Wealth Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 13, 2024 | Nov 13, 2024 |
| Brandon Alexander Long | Edward Jones national BD | Kestra Private Wealth Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 21, 2024 | Oct 16, 2024 |
| Tessa E Steinemann | LPL Financial LLC BD affiliated | Kestra Private Wealth Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 18, 2024 | Oct 16, 2024 |
| Worth Walker Trainor | UBS Financial Services Inc. wirehouse | Kestra Private Wealth Services, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Oct 7, 2024 | Sep 26, 2024 |
| Moriah Ranade | Diversify Advisory Services, LLC BD affiliated | Kestra Private Wealth Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 1, 2024 | Sep 27, 2024 |
| Breanne Nicole Polonia | Diversify Wealth Management, LLC independent RIA | Kestra Private Wealth Services, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Sep 27, 2024 | Oct 2, 2024 |
| Matthew David Raves | Investment Research Corp independent RIA | Kestra Private Wealth Services, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Sep 3, 2024 | Sep 3, 2024 |
| Craig C Brigman | Edward Jones national BD | Kestra Private Wealth Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 23, 2024 | Aug 22, 2024 |
| Karen F Fadzen | Xpyria Investment Advisors, Inc. independent RIA | Kestra Private Wealth Services, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Aug 20, 2024 | Aug 20, 2024 |
| Rachel Eisenhart | Edward Jones national BD | Kestra Private Wealth Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 2, 2024 | Aug 1, 2024 |
| James Erskine Ashbee | Wells Fargo Advisors wirehouse | Kestra Private Wealth Services, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jul 22, 2024 | Jul 18, 2024 |
| Zachary Stuart Ashbee | Wells Fargo Advisors wirehouse | Kestra Private Wealth Services, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jul 22, 2024 | Jul 18, 2024 |
| Marilyn Vance Baggett | Wells Fargo Advisors wirehouse | Kestra Private Wealth Services, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jul 22, 2024 | Jul 18, 2024 |
| David Allan Riggenbach | Edward Jones national BD | Kestra Private Wealth Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 25, 2024 | Jun 24, 2024 |
| Adam Matthew Lublin | Kestra Advisory Services, LLC BD affiliated | Kestra Private Wealth Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 24, 2024 | Jun 24, 2024 |
| Dylan Michael Clement | Edward Jones national BD | Kestra Private Wealth Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 21, 2024 | Jun 20, 2024 |
| Shakir Hakim Kaka | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Kestra Private Wealth Services, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | May 10, 2024 | May 8, 2024 |
| David S Weinberg | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Kestra Private Wealth Services, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | May 10, 2024 | May 8, 2024 |
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242 moves match.