DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Signal Securities, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Jeffrey Carlisle JohnsonCetera Investment Advisers LLC BD affiliatedSignal Securities, Inc. independent RIAAffiliated broker-dealer or bank to independent RIAJul 1, 2026Jun 23, 2026
Jarod SweetlandCetera Investment Advisers LLC BD affiliatedSignal Securities, Inc. independent RIAAffiliated broker-dealer or bank to independent RIAMay 26, 2026Jun 1, 2026
Joseph Richard DenaStrategic Advisers LLC national BDSignal Securities, Inc. independent RIAAffiliated broker-dealer or bank to independent RIAMay 29, 2025Jun 18, 2025
Jamey Carl GrahamHilltop Securities Inc. BD affiliatedSignal Securities, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherSep 28, 2018Oct 10, 2018
Kenneth Scott McafeeMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseSignal Securities, Inc. otherOtherOct 2, 2017Dec 1, 2017 (60 d)
Olin Blayne RagsdaleRhodes Investment Advisors, Inc. independent RIASignal Securities, Inc. otherOtherAug 18, 2017Aug 15, 2017
Camilla Marie FullerTd Ameritrade Investment Management, LLC otherSignal Securities, Inc. otherOtherSep 10, 2014Mar 24, 2015 (195 d)
Keith Allen BarfieldAvantax Advisory Services otherSignal Securities, Inc. otherOtherDec 31, 2013Jan 2, 2014
Jim M WagnerFirst Financial Equity Corporation otherSignal Securities, Inc. otherOtherMar 19, 2013Mar 21, 2013
Richard James GrygierLPL Financial LLC otherSignal Securities, Inc. otherOtherJul 19, 2010Apr 20, 2010
Tandy Kay ErvinLPL Financial LLC otherSignal Securities, Inc. otherOtherJun 24, 2010Jun 21, 2010
John Richard AcevedoWells Fargo Advisors wirehouseSignal Securities, Inc. otherOtherMay 21, 2010Apr 9, 2013 (1054 d)
Brian Wayne EckebergerLPL Financial LLC otherSignal Securities, Inc. otherOtherMar 22, 2010Apr 15, 2010
Jon Dana JohnsonWaddell & Reed otherSignal Securities, Inc. otherOtherOct 27, 2009Mar 10, 2010 (134 d)
Morey Wayne TrupeWaddell & Reed otherSignal Securities, Inc. otherOtherOct 1, 2009Oct 2, 2009
Olin Blayne RagsdaleMML Investors Services, LLC otherSignal Securities, Inc. otherOtherMar 12, 2009Mar 6, 2009
Daniel Keith StricklandStrategic Financial Concepts, LLC otherSignal Securities, Inc. otherOtherJan 9, 2008Jan 2, 2008
Buddy Joseph ButlerBft Financial Group, LLC otherSignal Securities, Inc. otherOtherDec 6, 2006Dec 11, 2006
Neil ShortMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseSignal Securities, Inc. otherOtherFeb 17, 2006Mar 20, 2006 (31 d)
Barry P TooleInvest Financial Corporation otherSignal Securities, Inc. otherOtherJan 3, 2006Jan 9, 2006
Earl Preston CastlemanLPL Financial LLC otherSignal Securities, Inc. otherOtherSep 19, 2005Sep 16, 2005
James Robert PalmersheimStadion Money Management, LLC otherSignal Securities, Inc. otherOtherMar 22, 2005Mar 1, 2005
Keith Wayne CampbellInvestors Resources Group, Inc. unclassifiedSignal Securities, Inc. otherOtherJan 5, 2004Apr 25, 2005 (476 d)
Robert Rankin SchulzPrincipal Securities, Inc. otherSignal Securities, Inc. otherOtherDec 31, 2002Jan 7, 2003
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24 moves match.