DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Harvest Investment Services, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Ted MillerThe Fiduciary Alliance independent RIAHarvest Investment Services, LLC independent RIARIA to RIANov 12, 2025Nov 19, 2025
Seth ScottPlanmember Securities Corporation independent RIAHarvest Investment Services, LLC independent RIARIA to RIAJun 23, 2025Jul 29, 2025 (36 d)
Jeremiah Eli PattersonConcourse Financial Group Advisors BD affiliatedHarvest Investment Services, LLC otherOtherFeb 20, 2025Aug 25, 2014
Joseph WebbInspire Advisors, LLC independent RIAHarvest Investment Services, LLC independent RIARIA to RIAJan 30, 2025Mar 31, 2025 (60 d)
Ronald Scott PyleProspera Financial Services, Inc. BD affiliatedHarvest Investment Services, LLC independent RIAAffiliated broker-dealer or bank to independent RIAAug 30, 2024Jul 1, 2024
Jeffrey Raymond PoundsProspera Financial Services, Inc. BD affiliatedHarvest Investment Services, LLC independent RIAAffiliated broker-dealer or bank to independent RIAAug 30, 2024Sep 3, 2024
Ryan Lee KaczmarekPaulson Wealth Management Inc. independent RIAHarvest Investment Services, LLC independent RIARIA to RIAMay 7, 2024Jun 5, 2024
Robert Kennedy ThompsonConcourse Financial Group Advisors BD affiliatedHarvest Investment Services, LLC otherOtherOct 9, 2023Jan 15, 2015
Brent Lee EmerickWealth Advisory Solutions, LLC independent RIAHarvest Investment Services, LLC independent RIARIA to RIAJun 30, 2023Jun 30, 2023
Ivy M EmerickWealth Advisory Solutions, LLC independent RIAHarvest Investment Services, LLC independent RIARIA to RIAJun 30, 2023Jun 30, 2023
Eric Wimer SchlosserMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseHarvest Investment Services, LLC independent RIAWirehouse to independent RIAMar 3, 2022Apr 7, 2022 (35 d)
John Kenneth MatthewsAtp Wealth LLC unclassifiedHarvest Investment Services, LLC independent RIAOtherAug 23, 2019Aug 27, 2019
James Francis StawickArcher Investment Corporation independent RIAHarvest Investment Services, LLC independent RIARIA to RIAJan 29, 2019Feb 6, 2019
Mark David KermanConcourse Financial Group Advisors BD affiliatedHarvest Investment Services, LLC independent RIAAffiliated broker-dealer or bank to independent RIANov 2, 2018Aug 27, 2020 (664 d)
Vincent Charles BaroldiConcourse Financial Group Advisors BD affiliatedHarvest Investment Services, LLC independent RIAAffiliated broker-dealer or bank to independent RIAAug 30, 2018Sep 17, 2018
Wendy Jo WestConcourse Financial Group Advisors BD affiliatedHarvest Investment Services, LLC otherOtherAug 21, 2018May 26, 2017
Franklin Joe GarciaConcourse Financial Group Advisors BD affiliatedHarvest Investment Services, LLC otherOtherAug 14, 2018May 11, 2015
Brian James ParkConcourse Financial Group Advisors BD affiliatedHarvest Investment Services, LLC otherOtherJul 19, 2018Oct 29, 2015
Dennis M ProstConcourse Financial Group Advisors BD affiliatedHarvest Investment Services, LLC no RAUMOtherJul 18, 2018Jan 8, 2014
Michael Anthony CorriganConcourse Financial Group Advisors BD affiliatedHarvest Investment Services, LLC no RAUMOtherJul 3, 2018Feb 6, 2014
Timothy John NewellConcourse Financial Group Advisors BD affiliatedHarvest Investment Services, LLC no RAUMOtherJul 3, 2018Feb 3, 2012
John K AlyoConcourse Financial Group Advisors BD affiliatedHarvest Investment Services, LLC no RAUMOtherJul 3, 2018Feb 3, 2012
Donald Gordon FlennikenConcourse Financial Group Advisors otherHarvest Investment Services, LLC no RAUMOtherDec 31, 2017Jun 8, 2012
Kenneth James WilkinsonConcourse Financial Group Advisors otherHarvest Investment Services, LLC independent RIAOtherDec 31, 2017Jan 1, 2026 (2923 d)
Kevin Robert LoffrediConcourse Financial Group Advisors otherHarvest Investment Services, LLC otherOtherNov 27, 2017Nov 3, 2017
Thomas Anthony ShanklandConcourse Financial Group Advisors otherHarvest Investment Services, LLC independent RIAOtherJul 6, 2017Aug 31, 2022 (1882 d)
James Daniel GoodConcourse Financial Group Advisors otherHarvest Investment Services, LLC otherOtherDec 31, 2016Aug 18, 2015
Michael James GoodConcourse Financial Group Advisors otherHarvest Investment Services, LLC otherOtherDec 31, 2016Feb 19, 2016
Christopher Craig JahntzConcourse Financial Group Advisors otherHarvest Investment Services, LLC no RAUMOtherJul 26, 2016Feb 3, 2012
Anna Marie DujanPark Avenue Securities LLC otherHarvest Investment Services, LLC otherOtherJun 7, 2016Jun 8, 2016
Kristine Jane WitherowConcourse Financial Group Advisors otherHarvest Investment Services, LLC otherOtherFeb 5, 2016Apr 5, 2016 (60 d)
Brian Allen PeardonConcourse Financial Group Advisors otherHarvest Investment Services, LLC no RAUMOtherSep 15, 2014Jun 7, 2012
Bryan John EricksonAshby Financial Services unclassifiedHarvest Investment Services, LLC independent RIAOtherDec 31, 2012Jun 28, 2022 (3466 d)
Harry Tuller JohnsonConcourse Financial Group Advisors otherHarvest Investment Services, LLC no RAUMOtherDec 6, 2012May 15, 2012
Andrew John MccauslandConcourse Financial Group Advisors otherHarvest Investment Services, LLC no RAUMOtherMar 13, 2012Feb 3, 2012
David W ConardCuna Brokerage Services, Inc. otherHarvest Investment Services, LLC no RAUMOtherDec 2, 2011Apr 2, 2012 (122 d)
James Lee WisdomNational Planning Corporation ("Npc Of America" In Fl & Ny) otherHarvest Investment Services, LLC otherOtherJul 14, 2011Mar 17, 2015 (1342 d)
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37 moves match.