DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Onpointe Advisory And Financial Services, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

Advisor	From	To	Type	Left	Registered
Bradley Scott Stewart	Ameriprise Financial Services, LLC national BD	Onpointe Advisory And Financial Services, LLC other	Other	Jun 5, 2017	Jun 20, 2017
Stephen Albert Morris	Barrington Capital Management Inc other	Onpointe Advisory And Financial Services, LLC other	Other	Jan 27, 2017	Feb 27, 2017 (31 d)
Stephen Joseph Agrista	On Investment Management Co other	Onpointe Advisory And Financial Services, LLC other	Other	Dec 31, 2016	Jan 27, 2017
Marilyn Miller Miller	Aspen Financial Management, Inc. other	Onpointe Advisory And Financial Services, LLC other	Other	May 12, 2015	May 20, 2015
Christopher John Corjay	High Street Asset Management, LLC unclassified	Onpointe Advisory And Financial Services, LLC other	Other	May 1, 2015	May 1, 2015
Steven James Sandberg	High Street Asset Management, LLC unclassified	Onpointe Advisory And Financial Services, LLC other	Other	Apr 16, 2015	May 4, 2015
Carl Edwards	High Street Asset Management, LLC unclassified	Onpointe Advisory And Financial Services, LLC other	Other	Apr 16, 2015	Apr 17, 2015
Richard Lee Kagy	High Street Asset Management, LLC unclassified	Onpointe Advisory And Financial Services, LLC other	Other	Apr 16, 2015	Apr 17, 2015
Samuel Howard Abraham	High Street Asset Management, LLC unclassified	Onpointe Advisory And Financial Services, LLC other	Other	Apr 16, 2015	Apr 20, 2015
Patrick Daniel Munnerlyn	High Street Asset Management, LLC unclassified	Onpointe Advisory And Financial Services, LLC other	Other	Apr 16, 2015	Apr 17, 2015
Kevin Lee Arsham	Smc Advisory Network, LLC unclassified	Onpointe Advisory And Financial Services, LLC other	Other	Mar 3, 2014	Mar 17, 2014
William John Manby	Smc Advisory Network, LLC unclassified	Onpointe Advisory And Financial Services, LLC other	Other	Mar 3, 2014	Apr 2, 2014
David Allen Bankston	Ausdal Financial Partners, Inc. other	Onpointe Advisory And Financial Services, LLC other	Other	Feb 4, 2014	Apr 21, 2015 (441 d)
Jeremy Craig Mayfield	High Street Asset Management, LLC unclassified	Onpointe Advisory And Financial Services, LLC other	Other	Dec 31, 2013	May 5, 2015 (490 d)
Peter Svend Tychsen	Gradient Advisors, LLC other	Onpointe Advisory And Financial Services, LLC other	Other	Sep 3, 2013	Sep 26, 2013
Diana Mae Atha	Principal Securities, Inc. other	Onpointe Advisory And Financial Services, LLC other	Other	Aug 5, 2013	Mar 16, 2014 (223 d)
Brian Dufort Lowery	Spc other	Onpointe Advisory And Financial Services, LLC other	Other	May 24, 2013	May 7, 2015 (713 d)
Julie A Prinkey	Gwn Securities Inc. other	Onpointe Advisory And Financial Services, LLC no RAUM	Other	Nov 7, 2012	Dec 19, 2012 (42 d)
Jerod Luke Bland	Msi Financial Services, Inc. other	Onpointe Advisory And Financial Services, LLC no RAUM	Other	Oct 23, 2012	Dec 7, 2012 (45 d)
Steven Michael Dabbs	Legacy Planning Concepts, LLC unclassified	Onpointe Advisory And Financial Services, LLC no RAUM	Other	Aug 20, 2012	Dec 21, 2012 (123 d)
Steven James Sandberg	Gwn Securities Inc. other	Onpointe Advisory And Financial Services, LLC no RAUM	Other	Dec 31, 2011	Jan 15, 2013 (381 d)
Richard L Atha	Msi Financial Services, Inc. other	Onpointe Advisory And Financial Services, LLC other	Other	Aug 4, 2008	Jul 25, 2017 (3277 d)

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22 moves match.