DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at The Pinnacle Financial Group

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Xhordi XhokolaInternational Assets Investment Management, LLC BD affiliatedThe Pinnacle Financial Group independent RIAAffiliated broker-dealer or bank to independent RIAJul 8, 2026Aug 6, 2026
Michael S FisherAmeriprise Financial Services, LLC national BDThe Pinnacle Financial Group independent RIAAffiliated broker-dealer or bank to independent RIAMar 10, 2026Apr 1, 2026
John Conrad BuserSequent Planning, LLC independent RIAThe Pinnacle Financial Group independent RIARIA to RIADec 26, 2025Apr 17, 2026 (112 d)
Christopher CornettMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseThe Pinnacle Financial Group independent RIAWirehouse to independent RIASep 30, 2024Dec 27, 2024 (88 d)
Timothy Mahoney ArchardWealthspire Retirement Advisory institutionalThe Pinnacle Financial Group independent RIAOtherAug 9, 2024Dec 27, 2024 (140 d)
Bonnie LaurinoJ.P. Morgan Securities LLC wirehouseThe Pinnacle Financial Group independent RIAWirehouse to independent RIAJul 3, 2024Nov 15, 2024 (135 d)
Leonard Francis MarziglianoStifel, Nicolaus & Company, Incorporated national BDThe Pinnacle Financial Group independent RIAAffiliated broker-dealer or bank to independent RIAJan 24, 2023Mar 20, 2023 (55 d)
Renee Danielle WillettNeuberger Berman Bd LLC no RAUMThe Pinnacle Financial Group independent RIAOtherDec 31, 2022Dec 27, 2024 (727 d)
Michael Robert MolitorisLPL Financial LLC BD affiliatedThe Pinnacle Financial Group independent RIAAffiliated broker-dealer or bank to independent RIAJan 14, 2022Nov 9, 2021
James Christopher TruddenLPL Financial LLC BD affiliatedThe Pinnacle Financial Group independent RIAAffiliated broker-dealer or bank to independent RIADec 1, 2021Nov 9, 2021
Luciano Santino MarcianoMaxim Financial Advisors LLC BD affiliatedThe Pinnacle Financial Group independent RIAAffiliated broker-dealer or bank to independent RIAJul 16, 2021Aug 30, 2021 (45 d)
Linda Louise BorstWells Fargo Advisors wirehouseThe Pinnacle Financial Group independent RIAWirehouse to independent RIADec 14, 2020Aug 16, 2021 (245 d)
Shaun B SterlingEagle Strategies LLC BD affiliatedThe Pinnacle Financial Group independent RIAAffiliated broker-dealer or bank to independent RIANov 2, 2020Aug 23, 2021 (294 d)
Michael Allan GoldfederOsaic Fa, Inc. BD affiliatedThe Pinnacle Financial Group independent RIAAffiliated broker-dealer or bank to independent RIAJul 27, 2020Aug 30, 2021 (399 d)
Bennett Harris BermanUBS Financial Services Inc. wirehouseThe Pinnacle Financial Group independent RIAWirehouse to independent RIAApr 7, 2020Aug 17, 2021 (497 d)
Lee Edward KilbrithAvantax Advisory Services BD affiliatedThe Pinnacle Financial Group independent RIAAffiliated broker-dealer or bank to independent RIANov 8, 2019Aug 25, 2021 (656 d)
Eric NeuwirthStifel, Nicolaus & Company, Incorporated national BDThe Pinnacle Financial Group independent RIAAffiliated broker-dealer or bank to independent RIAJun 4, 2019Oct 8, 2025 (2318 d)
Robert Ryan SkoffOppenheimer & Co. Inc. otherThe Pinnacle Financial Group independent RIAOtherSep 22, 2017Aug 20, 2021 (1428 d)
Paul Irwin KleinbergRaymond James Financial Services Advisors, Inc otherThe Pinnacle Financial Group independent RIAOtherAug 17, 2017Aug 20, 2021 (1464 d)
Elisa Verna-CaspareJ.P. Morgan Securities LLC wirehouseThe Pinnacle Financial Group independent RIAWirehouse to independent RIAJun 22, 2017Sep 3, 2021 (1534 d)
Ronald Gene WexlerOppenheimer & Co. Inc. otherThe Pinnacle Financial Group independent RIAOtherMar 15, 2017Aug 20, 2021 (1619 d)
Thomas MustoWells Fargo Advisors wirehouseThe Pinnacle Financial Group independent RIAWirehouse to independent RIAFeb 21, 2017Sep 7, 2021 (1659 d)
Sean Peter RooneyOppenheimer & Co. Inc. otherThe Pinnacle Financial Group independent RIAOtherNov 3, 2015Sep 2, 2021 (2130 d)
Michael John ParentiLPL Financial LLC otherThe Pinnacle Financial Group independent RIAOtherOct 28, 2015Aug 27, 2021 (2130 d)
John Michael RaschellaJ.P. Morgan Securities LLC wirehouseThe Pinnacle Financial Group independent RIAWirehouse to independent RIAApr 16, 2015Aug 19, 2021 (2317 d)
George P FoliasEdward Jones national BDThe Pinnacle Financial Group independent RIAAffiliated broker-dealer or bank to independent RIAApr 21, 2014Sep 4, 2021 (2693 d)
Gary Leonard LeventhalMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseThe Pinnacle Financial Group independent RIAWirehouse to independent RIAJun 25, 2013Oct 28, 2021 (3047 d)
John B HessJ.P. Morgan Securities LLC wirehouseThe Pinnacle Financial Group independent RIAWirehouse to independent RIAJun 3, 2009Mar 1, 2019 (3558 d)
Andrew Mark HoffmanJ.P. Morgan Securities Inc. unclassifiedThe Pinnacle Financial Group independent RIAOtherSep 26, 2007Aug 24, 2021 (5081 d)
Joseph Donald EspositoWells Fargo Advisors wirehouseThe Pinnacle Financial Group independent RIAWirehouse to independent RIAJan 9, 2003Aug 12, 2021 (6790 d)
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30 moves match.