| Aaron Benjamin Justice | Synovus Securities, Inc. BD affiliated | Southstate Private Capital Management LLC other | Other | May 15, 2026 | Jul 23, 2026 (69 d) |
| Robert Bolling Fauntleroy | Southstate Advisory, Inc. other | Southstate Private Capital Management LLC independent RIA | Other | Feb 27, 2026 | Jan 6, 2026 |
| Robin Smith Roseman | Southstate Advisory, Inc. other | Southstate Private Capital Management LLC independent RIA | Other | Feb 27, 2026 | Jan 23, 2026 |
| William Lewis Barlow | Southstate Advisory, Inc. other | Southstate Private Capital Management LLC independent RIA | Other | Feb 27, 2026 | Jan 6, 2026 |
| Joseph Terence Keating | Southstate Advisory, Inc. other | Southstate Private Capital Management LLC independent RIA | Other | Feb 27, 2026 | Jan 4, 2026 |
| William Harold Beecher | Southstate Advisory, Inc. other | Southstate Private Capital Management LLC independent RIA | Other | Feb 27, 2026 | Jan 4, 2026 |
| Brian Alan Barker | Southstate Advisory, Inc. other | Southstate Private Capital Management LLC independent RIA | Other | Feb 27, 2026 | Jan 4, 2026 |
| Jennifer Ahendt Thompson | Southstate Advisory, Inc. other | Southstate Private Capital Management LLC independent RIA | Other | Feb 27, 2026 | Jan 4, 2026 |
| Jon Peter Ahrens | Southstate Advisory, Inc. other | Southstate Private Capital Management LLC independent RIA | Other | Feb 27, 2026 | Jan 4, 2026 |
| Sara Averette Johnson | Southstate Advisory, Inc. other | Southstate Private Capital Management LLC independent RIA | Other | Feb 27, 2026 | Jan 6, 2026 |
| Rebecca Leigh Page | Southstate Advisory, Inc. other | Southstate Private Capital Management LLC other | Other | Feb 27, 2026 | Mar 17, 2026 |
| Martin Cadenhead Mcwilliams | Southstate Advisory, Inc. other | Southstate Private Capital Management LLC independent RIA | Other | Feb 27, 2026 | Jan 4, 2026 |
| Steven F Wickline | Southstate Advisory, Inc. other | Southstate Private Capital Management LLC independent RIA | Other | Feb 27, 2026 | Jun 24, 2025 |
| David Murray Kirkpatrick | Southstate Advisory, Inc. other | Southstate Private Capital Management LLC independent RIA | Other | Feb 27, 2026 | Jan 4, 2026 |
| Matthew Conner Day | Southstate Advisory, Inc. other | Southstate Private Capital Management LLC independent RIA | Other | Feb 27, 2026 | Jan 4, 2026 |
| Kyle Brooks Dwyer | Southstate Advisory, Inc. other | Southstate Private Capital Management LLC independent RIA | Other | Feb 27, 2026 | Jun 24, 2025 |
| Marion Franklin Sanders | Southstate Advisory, Inc. other | Southstate Private Capital Management LLC independent RIA | Other | Feb 27, 2026 | Jan 4, 2026 |
| Ethan Earl | Southstate Advisory, Inc. other | Southstate Private Capital Management LLC independent RIA | Other | Feb 27, 2026 | Jan 4, 2026 |
| Christopher John Frey | Cwm, LLC BD affiliated | Southstate Private Capital Management LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 12, 2025 | Aug 27, 2025 |
| Shawn Harris | Advice And Planning Services BD affiliated | Southstate Private Capital Management LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 31, 2025 | Jun 23, 2025 (143 d) |
| Meghan Donna Ide | Sanctuary Advisors, LLC BD affiliated | Southstate Private Capital Management LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 24, 2023 | Jun 26, 2023 (122 d) |
| Madeline Claire Kleinman | Charles Schwab & Co., Inc. national BD | Southstate Private Capital Management LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 10, 2023 | Feb 13, 2024 (368 d) |
| Richard Andrew Solt | Fisher Investments independent RIA | Southstate Private Capital Management LLC independent RIA | RIA to RIA | Jul 21, 2022 | Jul 20, 2022 |
| Jenna Marie Ricci | Twin Focus Capital Partners, LLC independent RIA | Southstate Private Capital Management LLC independent RIA | RIA to RIA | Feb 15, 2022 | Nov 17, 2025 (1371 d) |
| Jason Michael Alderson | Elbert Capital Management LLC unclassified | Southstate Private Capital Management LLC independent RIA | Other | Aug 27, 2021 | Aug 30, 2021 |
| Samuel I Ogbonna | UBS Financial Services Inc. wirehouse | Southstate Private Capital Management LLC independent RIA | Wirehouse to independent RIA | Apr 5, 2021 | Apr 5, 2021 |
| Joshua David Forkey | Bb&T Securities, LLC BD affiliated | Southstate Private Capital Management LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 30, 2020 | Jun 23, 2025 (1911 d) |
| Amy Lynn Warrender | Creative Planning independent RIA | Southstate Private Capital Management LLC independent RIA | RIA to RIA | Apr 1, 2019 | May 20, 2020 (415 d) |
| Darrell Eugene Laing | Wagner Wealth Management, LLC other | Southstate Private Capital Management LLC independent RIA | Other | Mar 21, 2018 | Mar 27, 2018 |
| Amy Lea Boyd | Wagner Wealth Management, LLC other | Southstate Private Capital Management LLC independent RIA | Other | Mar 21, 2018 | Mar 27, 2018 |
| Gary Andrew Wagner | Wagner Wealth Management, LLC other | Southstate Private Capital Management LLC independent RIA | Other | Mar 21, 2018 | Mar 27, 2018 |
| Bradley Edward Noland | Wagner Wealth Management, LLC other | Southstate Private Capital Management LLC independent RIA | Other | Mar 21, 2018 | Mar 9, 2018 |
| Collin James Schmidt | Wagner Wealth Management, LLC other | Southstate Private Capital Management LLC independent RIA | Other | Mar 21, 2018 | Mar 27, 2018 |
| Gianna Marie Viele | Wagner Wealth Management, LLC other | Southstate Private Capital Management LLC independent RIA | Other | Mar 21, 2018 | Mar 27, 2018 |
| Jason Enrico Romero | Wells Fargo Advisors wirehouse | Southstate Private Capital Management LLC other | Other | Mar 19, 2018 | Mar 26, 2026 (2929 d) |
| Kevin B Mcculley | Cherry Hills Investment Advisors, Inc. other | Southstate Private Capital Management LLC other | Other | Apr 4, 2017 | Apr 22, 2017 |
| Peter Keilman | Townsend other | Southstate Private Capital Management LLC independent RIA | Other | Aug 24, 2016 | Oct 20, 2020 (1518 d) |
| Ariel Alejandro Marin | Wescott Financial Advisory Group LLC other | Southstate Private Capital Management LLC other | Other | Jul 14, 2016 | May 27, 2026 (3604 d) |
| Aaron Robert Anderson | Cobiz Wealth other | Southstate Private Capital Management LLC other | Other | Aug 12, 2015 | Aug 10, 2015 |
| John Kenneth Holtkamp | Schwab Wealth Advisory, Inc. other | Southstate Private Capital Management LLC other | Other | Sep 26, 2014 | Oct 7, 2014 |
| Rachel Marie Mcguire | LPL Financial LLC other | Southstate Private Capital Management LLC independent RIA | Other | Dec 9, 2008 | Apr 25, 2019 (3789 d) |
| Donna Sawyer Murray | First Citizens Investor Services, Inc. other | Southstate Private Capital Management LLC independent RIA | Other | Jan 7, 2005 | Jun 24, 2025 (7473 d) |
| Justin Richard Apt | Morgan Stanley Dw Inc. unclassified | Southstate Private Capital Management LLC other | Other | Dec 18, 2002 | Jun 5, 2014 (4187 d) |