DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Northrock Partners, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Marc Richard Kowalski | Kowalski Financial Inc. independent RIA | Northrock Partners, LLC independent RIA | RIA to RIA | Aug 27, 2026 | Jul 15, 2026 |
| Jesse Allen Niederbaumer | Vantage Financial Partners, LLC independent RIA | Northrock Partners, LLC independent RIA | RIA to RIA | Jun 8, 2026 | Apr 2, 2026 |
| Konstantinos Georje Georgostathis | Vantage Financial Partners, LLC independent RIA | Northrock Partners, LLC independent RIA | RIA to RIA | Apr 29, 2026 | Apr 1, 2026 |
| Jeremy James Gardner | Vantage Financial Partners, LLC independent RIA | Northrock Partners, LLC independent RIA | RIA to RIA | Apr 29, 2026 | Apr 1, 2026 |
| Christopher Kendall Johnson | Vantage Financial Partners, LLC independent RIA | Northrock Partners, LLC independent RIA | RIA to RIA | Apr 29, 2026 | May 29, 2026 |
| Thomas W. Titus | Vantage Financial Partners, LLC independent RIA | Northrock Partners, LLC independent RIA | RIA to RIA | Apr 29, 2026 | Apr 1, 2026 |
| Andrew Allen Meyer | Vantage Financial Partners, LLC independent RIA | Northrock Partners, LLC independent RIA | RIA to RIA | Apr 29, 2026 | Apr 3, 2026 |
| Philip Mark Nybroten | Vantage Financial Partners, LLC independent RIA | Northrock Partners, LLC independent RIA | RIA to RIA | Apr 29, 2026 | Apr 1, 2026 |
| Rachel Ann Pease | Vantage Financial Partners, LLC independent RIA | Northrock Partners, LLC independent RIA | RIA to RIA | Apr 29, 2026 | Apr 1, 2026 |
| Michael Phillip Franks | Vantage Financial Partners, LLC independent RIA | Northrock Partners, LLC independent RIA | RIA to RIA | Apr 29, 2026 | Apr 1, 2026 |
| Matthew David Niederbaumer | Vantage Financial Partners, LLC independent RIA | Northrock Partners, LLC independent RIA | RIA to RIA | Apr 10, 2026 | Apr 14, 2026 |
| Adam Heath Walter | Vantage Financial Partners, LLC independent RIA | Northrock Partners, LLC independent RIA | RIA to RIA | Apr 10, 2026 | Apr 14, 2026 |
| Abram Isaiah Collaguazo | Vantage Financial Partners, LLC independent RIA | Northrock Partners, LLC independent RIA | RIA to RIA | Apr 10, 2026 | Apr 14, 2026 |
| Jordana Rose Lokken | Ameriprise Financial Services, LLC national BD | Northrock Partners, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 18, 2026 | Apr 1, 2026 (42 d) |
| Brock Anthony Riggi | Ameriprise Financial Services, LLC national BD | Northrock Partners, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 17, 2026 | Jan 23, 2026 |
| Andrew Dunbar | Ameriprise Financial Services, LLC national BD | Northrock Partners, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 29, 2026 | Jan 23, 2026 |
| Alec R Leasure | Ameriprise Financial Services, LLC national BD | Northrock Partners, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 29, 2026 | Jan 23, 2026 |
| Robert Thomas Martin | Ameriprise Financial Services, LLC national BD | Northrock Partners, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 28, 2026 | Jan 23, 2026 |
| Kenton Aaron Bradley | Ameriprise Financial Services, LLC national BD | Northrock Partners, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 31, 2025 | Jul 10, 2025 |
| Terry Dale Sherrill | Ameriprise Financial Services, LLC national BD | Northrock Partners, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 18, 2025 | Jul 10, 2025 |
| Stephanie Jo Kerns | Ameriprise Financial Services, LLC national BD | Northrock Partners, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 18, 2025 | Jul 10, 2025 |
| Trevor Ellis Meyer | Ameriprise Financial Services, LLC national BD | Northrock Partners, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 18, 2025 | Apr 6, 2026 (262 d) |
| Samantha Jane Barrett | Ameriprise Financial Services, LLC national BD | Northrock Partners, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 18, 2025 | Feb 17, 2026 (214 d) |
| Sean Gillis | Ameriprise Financial Services, LLC national BD | Northrock Partners, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 18, 2025 | Jul 10, 2025 |
| Austin James Righeimer | Beacon Pointe Advisors, LLC independent RIA | Northrock Partners, LLC independent RIA | RIA to RIA | Jul 18, 2025 | Aug 21, 2025 (34 d) |
| Charles Otto Benziger | Parkside Advisors LLC independent RIA | Northrock Partners, LLC independent RIA | RIA to RIA | Jul 17, 2025 | Jul 1, 2025 |
| Audrey Ellen Grubman | Parkside Advisors LLC independent RIA | Northrock Partners, LLC independent RIA | RIA to RIA | Jul 17, 2025 | Jul 1, 2025 |
| Bradford Daniel Stimpson | Parkside Advisors LLC independent RIA | Northrock Partners, LLC independent RIA | RIA to RIA | Jul 17, 2025 | Jul 1, 2025 |
| Rael Rubin | Parkside Advisors LLC independent RIA | Northrock Partners, LLC independent RIA | RIA to RIA | Jul 17, 2025 | Jul 1, 2025 |
| Juan Jose Gonzales-Gascon | Ameriprise Financial Services, LLC national BD | Northrock Partners, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 17, 2025 | Feb 13, 2026 (211 d) |
| Christopher Scott Santi | Ameriprise Financial Services, LLC national BD | Northrock Partners, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 16, 2025 | Jul 10, 2025 |
| Carol Ann Macdonald | Ameriprise Financial Services, LLC national BD | Northrock Partners, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 16, 2025 | Feb 25, 2026 (224 d) |
| Angela Rene' Parker | Ameriprise Financial Services, LLC national BD | Northrock Partners, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 16, 2025 | Jul 10, 2025 |
| Rhonda Hamil | Ameriprise Financial Services, LLC national BD | Northrock Partners, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 16, 2025 | Jul 10, 2025 |
| Briana Christine Harmon | Ameriprise Financial Services, LLC national BD | Northrock Partners, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 16, 2025 | Feb 20, 2026 (219 d) |
| Monika Lynn Reyes | Ameriprise Financial Services, LLC national BD | Northrock Partners, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 15, 2025 | Jul 10, 2025 |
| Cody Michael Okeefe | Ameriprise Financial Services, LLC national BD | Northrock Partners, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 15, 2025 | Jul 10, 2025 |
| Heather Lynn Smart | Ameriprise Financial Services, LLC national BD | Northrock Partners, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 15, 2025 | Jul 10, 2025 |
| Karen Marie Bothe | Ameriprise Financial Services, LLC national BD | Northrock Partners, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 15, 2025 | Jul 10, 2025 |
| Kristin R Bluemel-Redman | Ameriprise Financial Services, LLC national BD | Northrock Partners, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 15, 2025 | Jul 10, 2025 |
| Stephen Michael Westlake | Ameriprise Financial Services, LLC national BD | Northrock Partners, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 14, 2025 | Jul 11, 2025 |
| Colin Stephen Grahl | Ameriprise Financial Services, LLC national BD | Northrock Partners, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 14, 2025 | Jul 10, 2025 |
| Carolynn Fellman | Ameriprise Financial Services, LLC national BD | Northrock Partners, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 14, 2025 | Jul 11, 2025 |
| Bret Andrew Glover | Ameriprise Financial Services, LLC national BD | Northrock Partners, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 11, 2025 | Jul 10, 2025 |
| Michael Cooney | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Northrock Partners, LLC independent RIA | Wirehouse to independent RIA | Jul 1, 2025 | Jul 28, 2025 |
| Anthony David Pondel | Private Advisor Group, LLC BD affiliated | Northrock Partners, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 3, 2025 | Feb 28, 2025 |
| Austen David Clark | Ballentine Partners independent RIA | Northrock Partners, LLC independent RIA | RIA to RIA | Feb 14, 2025 | Feb 12, 2026 (363 d) |
| Courtney Elizabeth Horn | Ameriprise Financial Services, LLC national BD | Northrock Partners, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 1, 2023 | Oct 27, 2023 |
| Sean Patrick Hanson | Ameriprise Financial Services, LLC national BD | Northrock Partners, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 1, 2023 | Oct 27, 2023 |
| Andrew Edward Czajkowski | Ameriprise Financial Services, LLC national BD | Northrock Partners, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 1, 2023 | Oct 27, 2023 |
| Steven Michael Minkoff | Ameriprise Financial Services, LLC national BD | Northrock Partners, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 31, 2023 | Oct 27, 2023 |
| Alison Bowe Diessner | Ameriprise Financial Services, LLC national BD | Northrock Partners, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 31, 2023 | Oct 27, 2023 |
| Ryan Masterson | Ameriprise Financial Services, LLC national BD | Northrock Partners, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 31, 2023 | Oct 27, 2023 |
| Erika Itzel Navarrete | Ameriprise Financial Services, LLC national BD | Northrock Partners, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 31, 2023 | Oct 27, 2023 |
| Anthony Vincent Cameranesi | Gradient Wealth Management BD affiliated | Northrock Partners, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 17, 2023 | Aug 23, 2023 |
| Cameron John Rosenow | Curi Capital mixed wealth | Northrock Partners, LLC independent RIA | RIA to RIA | Aug 4, 2023 | Aug 4, 2023 |
| Erin Tobin Rogers | Curi Capital mixed wealth | Northrock Partners, LLC independent RIA | RIA to RIA | Aug 4, 2023 | Aug 4, 2023 |
| Jared Taylor Lorts | Ameriprise Financial Services, LLC national BD | Northrock Partners, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 2, 2022 | Mar 3, 2022 |
| Rachel Edith Smith | RBC Capital Markets, LLC national BD | Northrock Partners, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 23, 2022 | Feb 4, 2022 |
| Dylan Henning Seubert | RBC Capital Markets, LLC national BD | Northrock Partners, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 18, 2022 | Feb 4, 2022 |
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86 moves match.