DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Pinnacle Private Wealth, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Bradley Wayne SmallWells Fargo Advisors wirehousePinnacle Private Wealth, LLC independent RIAWirehouse to independent RIAJul 6, 2020Jul 9, 2020
Daniel Joseph SextonBeaumont Financial Partners LLC independent RIAPinnacle Private Wealth, LLC independent RIARIA to RIAJun 26, 2019Mar 16, 2020 (264 d)
Michael Francis O'ConnorMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehousePinnacle Private Wealth, LLC independent RIAWirehouse to independent RIANov 21, 2018Nov 19, 2018
Samuel Mcmanus KieferRpg Family Wealth Advisory, LLC independent RIAPinnacle Private Wealth, LLC independent RIARIA to RIAJun 6, 2018May 31, 2018
Hugh Patrick MaginnisRpg Family Wealth Advisory, LLC independent RIAPinnacle Private Wealth, LLC independent RIARIA to RIAJun 6, 2018May 31, 2018
Deborah L RayMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehousePinnacle Private Wealth, LLC independent RIAWirehouse to independent RIAMar 27, 2018Mar 1, 2019 (339 d)
Thomas Frances AlessiPlatinum Wealth Partners otherPinnacle Private Wealth, LLC independent RIAOtherDec 31, 2017Jan 24, 2018
Anthony J DepintoMML Investors Services, LLC otherPinnacle Private Wealth, LLC otherOtherOct 27, 2017Oct 26, 2017
Edward F SilbertStrategic Advisers LLC national BDPinnacle Private Wealth, LLC independent RIAAffiliated broker-dealer or bank to independent RIAJul 12, 2017Jan 11, 2019 (548 d)
Alice Mobbs McelhinneyMsi Financial Services, Inc. otherPinnacle Private Wealth, LLC otherOtherMar 17, 2017Apr 25, 2017 (39 d)
Vincenzo StutoSantander Securities otherPinnacle Private Wealth, LLC otherOtherDec 21, 2016Dec 15, 2016
Brian DudleySantander Securities otherPinnacle Private Wealth, LLC otherOtherDec 21, 2016Dec 15, 2016
Paul M BrissendenSantander Securities otherPinnacle Private Wealth, LLC otherOtherDec 21, 2016Dec 15, 2016
Daniel Jay CottonLPL Financial LLC otherPinnacle Private Wealth, LLC otherOtherOct 28, 2015Mar 14, 2014
Myles DudleyLPL Financial LLC otherPinnacle Private Wealth, LLC otherOtherOct 28, 2015Mar 14, 2014
Joseph SicilianoStrategic Advisers LLC national BDPinnacle Private Wealth, LLC otherOtherMay 8, 2015May 20, 2015
Michael Edward CarlsonSentinel Pension Advisors, LLC. otherPinnacle Private Wealth, LLC otherOtherFeb 23, 2015May 20, 2015 (86 d)
Bryan ParksSantander Securities otherPinnacle Private Wealth, LLC otherOtherMay 15, 2013Jun 1, 2017 (1478 d)
Judith T OsbornMoney Concepts Advisory Service otherPinnacle Private Wealth, LLC otherOtherFeb 13, 2013May 24, 2017 (1561 d)
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19 moves match.