| Steven Carl Price | Solenture Advisors LLC other | Bpu Investment Management, Inc. other | Other | Dec 31, 2016 | Aug 26, 2016 |
| Christopher Ryan Coolidge | Solenture Advisors LLC other | Bpu Investment Management, Inc. other | Other | Dec 31, 2016 | Aug 23, 2016 |
| Steven Eric Bertolo | Questar Asset Management, Inc. other | Bpu Investment Management, Inc. other | Other | Dec 22, 2016 | Dec 12, 2016 |
| Newlin Van Kirk Archinal | Commonwealth Financial Network national BD | Bpu Investment Management, Inc. other | Other | Oct 17, 2016 | Oct 22, 2016 |
| Michael Theodore Haley | Nationwide Securities, LLC no RAUM | Bpu Investment Management, Inc. other | Other | Sep 27, 2011 | Sep 28, 2011 |
| Sheyna Lynn Regets | LPL Financial LLC other | Bpu Investment Management, Inc. independent RIA | Other | Apr 13, 2011 | Nov 13, 2019 (3136 d) |
| John Wesley Haynes | Portfolioarc, L.L.C. state registered | Bpu Investment Management, Inc. other | Other | Jan 8, 2011 | Dec 9, 2015 (1796 d) |
| Bernadette Marie Law | Wells Fargo Advisors wirehouse | Bpu Investment Management, Inc. other | Other | Sep 21, 2010 | Sep 20, 2010 |
| Daniel R Dunlap | Nationwide Securities, LLC no RAUM | Bpu Investment Management, Inc. other | Other | Aug 17, 2010 | Aug 18, 2010 |
| Michael Paul Dichiazza | LPL Financial LLC other | Bpu Investment Management, Inc. other | Other | Jul 12, 2010 | Jun 28, 2010 |
| William Lawrence Bush | Janney Montgomery Scott LLC other | Bpu Investment Management, Inc. other | Other | Jul 10, 2009 | Jul 7, 2009 |
| Anthony James Landau | Paragon Wealth Management, LLC unclassified | Bpu Investment Management, Inc. other | Other | Feb 13, 2009 | Mar 11, 2009 |
| Robert Stanton Barmen | Paragon Wealth Management, LLC unclassified | Bpu Investment Management, Inc. other | Other | Feb 13, 2009 | Mar 11, 2009 |
| Arthur Floyd Hazen | Invest Financial Corporation other | Bpu Investment Management, Inc. other | Other | Jun 17, 2008 | Jun 24, 2008 |
| Mark Andrew Kovacs | Natcity Investments, Inc. unclassified | Bpu Investment Management, Inc. other | Other | Apr 23, 2008 | Apr 22, 2008 |
| Anita Buerkle | Janney Montgomery Scott LLC other | Bpu Investment Management, Inc. other | Other | Sep 14, 2007 | Sep 4, 2007 |
| Lisa Joyce Delisio | Pnc Wealth Management other | Bpu Investment Management, Inc. other | Other | Aug 3, 2006 | Aug 10, 2006 |
| Robert Joseph Standish | Pnc Wealth Management other | Bpu Investment Management, Inc. other | Other | Apr 15, 2004 | May 20, 2004 (35 d) |
| Richard Alan Clemens | Greenfield/Lewis Investment Counsel state registered | Bpu Investment Management, Inc. other | Other | May 7, 2003 | Jul 8, 2003 (62 d) |