DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Sage Private Wealth Group, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Kenneth Joseph DowRaymond James Financial Services Advisors, Inc BD affiliatedSage Private Wealth Group, LLC independent RIAAffiliated broker-dealer or bank to independent RIASep 2, 2026Sep 1, 2026
Andrea Bradley ClaeysGoldman Sachs Wealth Services, L.P. BD affiliatedSage Private Wealth Group, LLC independent RIAAffiliated broker-dealer or bank to independent RIADec 11, 2025May 14, 2026 (154 d)
Syeda Husnaa MahmoodWells Fargo Advisors wirehouseSage Private Wealth Group, LLC independent RIAWirehouse to independent RIAOct 29, 2024Oct 16, 2024
Christina CastrejonCalamos Wealth Management LLC independent RIASage Private Wealth Group, LLC independent RIARIA to RIADec 4, 2023Nov 30, 2023
Kristi K WanoCalamos Wealth Management LLC independent RIASage Private Wealth Group, LLC independent RIARIA to RIADec 4, 2023Nov 30, 2023
Tiffany Nichole Austin56 Capital Partners, Ltd independent RIASage Private Wealth Group, LLC independent RIARIA to RIANov 8, 2022Jan 1, 2025 (785 d)
Edward Thomas KeatingCalamos Wealth Management LLC independent RIASage Private Wealth Group, LLC independent RIARIA to RIANov 22, 2021Jan 13, 2025 (1148 d)
Brandon Scott RotskyAdvice And Planning Services BD affiliatedSage Private Wealth Group, LLC independent RIAAffiliated broker-dealer or bank to independent RIANov 13, 2020Nov 10, 2020
Nickolas James BraitRaymond James Financial Services Advisors, Inc BD affiliatedSage Private Wealth Group, LLC independent RIAAffiliated broker-dealer or bank to independent RIAOct 5, 2020Nov 18, 2014
Andrew R ZimmerRaymond James Financial Services Advisors, Inc BD affiliatedSage Private Wealth Group, LLC independent RIAAffiliated broker-dealer or bank to independent RIAOct 5, 2020Sep 20, 2016
Robert Lloyd BorchardtRaymond James Financial Services Advisors, Inc BD affiliatedSage Private Wealth Group, LLC independent RIAAffiliated broker-dealer or bank to independent RIAOct 5, 2020Jun 6, 2016
Stewart E SchraderRaymond James Financial Services Advisors, Inc BD affiliatedSage Private Wealth Group, LLC independent RIAAffiliated broker-dealer or bank to independent RIAOct 5, 2020Mar 17, 2020
Peggy Lynn HauserRaymond James Financial Services Advisors, Inc BD affiliatedSage Private Wealth Group, LLC independent RIAAffiliated broker-dealer or bank to independent RIAOct 5, 2020May 9, 2016
Kent Sanderson TravisRaymond James Financial Services Advisors, Inc BD affiliatedSage Private Wealth Group, LLC independent RIAAffiliated broker-dealer or bank to independent RIAFeb 22, 2019Mar 6, 2017
Roy E CookRaymond James Financial Services Advisors, Inc BD affiliatedSage Private Wealth Group, LLC independent RIAAffiliated broker-dealer or bank to independent RIAMay 18, 2018Apr 10, 2015
Shawn Patrick CookRaymond James Financial Services Advisors, Inc otherSage Private Wealth Group, LLC independent RIAOtherDec 4, 2017Jan 27, 2015
Michael Willis FrankRaymond James Financial Services Advisors, Inc otherSage Private Wealth Group, LLC independent RIAOtherSep 21, 2017Nov 18, 2014
Oliver ErnstRaymond James Financial Services Advisors, Inc otherSage Private Wealth Group, LLC independent RIAOtherSep 21, 2017Nov 18, 2014
Theresa Marie PatronLasting Legacy, Ltd. unclassifiedSage Private Wealth Group, LLC independent RIAOtherDec 31, 2014Nov 18, 2014
Khaled Awad TahaLasting Legacy, Ltd. unclassifiedSage Private Wealth Group, LLC independent RIAOtherDec 31, 2014Nov 18, 2014
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20 moves match.