DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Dominari Securities LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Justin M CifoneUBS Financial Services Inc. wirehouseDominari Securities LLC independent RIAWirehouse to independent RIAJul 22, 2025Apr 13, 2026 (265 d)
Jeffrey Ryan AlfonsoMorgan Stanley wirehouseDominari Securities LLC independent RIAWirehouse to independent RIAJul 1, 2025Dec 3, 2025 (155 d)
Michael Joseph NadlerPaulson Investment Advisors, LLC unclassifiedDominari Securities LLC independent RIAOtherJan 2, 2025Nov 10, 2025 (312 d)
Dylan AngulasMorgan Stanley wirehouseDominari Securities LLC independent RIAWirehouse to independent RIASep 27, 2023Sep 5, 2023
Eric NewmanEagle Wealth Advisors independent RIADominari Securities LLC independent RIARIA to RIAAug 2, 2021Mar 11, 2024 (952 d)
Michael D LefflbineE*Trade Capital Management, LLC independent RIADominari Securities LLC independent RIARIA to RIAJul 19, 2021Jul 12, 2021
Najat RhoniMorgan Stanley wirehouseDominari Securities LLC independent RIAWirehouse to independent RIAJun 15, 2021Apr 16, 2023 (670 d)
Jerome Frank NilesMorgan Stanley wirehouseDominari Securities LLC independent RIAWirehouse to independent RIAJan 21, 2021Apr 28, 2023 (827 d)
Joshua Anthony ShipleyMorgan Stanley wirehouseDominari Securities LLC independent RIAWirehouse to independent RIAJan 21, 2021Apr 13, 2023 (812 d)
Emmitt SmithWells Fargo Advisors wirehouseDominari Securities LLC independent RIAWirehouse to independent RIAJan 11, 2021Jan 29, 2021
Christian MartinezRaymond James & Associates, Inc. national BDDominari Securities LLC independent RIAAffiliated broker-dealer or bank to independent RIASep 3, 2020Jan 4, 2021 (123 d)
Marc R AngleMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseDominari Securities LLC independent RIAWirehouse to independent RIAJan 28, 2020Jan 28, 2020
David Edward AchzetVision Investment Advisors, LLC independent RIADominari Securities LLC independent RIARIA to RIAJul 23, 2019Aug 6, 2019
Nicole Matilde Boutmy De KatzmannOppenheimer & Co. Inc. BD affiliatedDominari Securities LLC independent RIAAffiliated broker-dealer or bank to independent RIAAug 24, 2018Aug 15, 2018
Robert Patrick MccabeMorgan Stanley wirehouseDominari Securities LLC independent RIAWirehouse to independent RIAJul 12, 2018Jun 10, 2019 (333 d)
Larry Dean LavoiceMorgan Stanley wirehouseDominari Securities LLC independent RIAWirehouse to independent RIAJan 5, 2018Aug 28, 2023 (2061 d)
Taylor Theodor GrayFieldpoint Private Advisors otherDominari Securities LLC otherOtherDec 31, 2017Mar 11, 2015
Tammi A LauderJ.P. Morgan Securities LLC wirehouseDominari Securities LLC otherOtherDec 21, 2017Dec 15, 2017
William Eric ChristianJ.P. Morgan Securities LLC wirehouseDominari Securities LLC independent RIAWirehouse to independent RIADec 21, 2017Apr 25, 2018 (125 d)
Steven CangialosiJ.P. Morgan Securities LLC wirehouseDominari Securities LLC otherOtherDec 21, 2017Dec 15, 2017
Nelson Luis HernandezB Riley Wealth Management otherDominari Securities LLC independent RIAOtherAug 9, 2017Jul 12, 2021 (1433 d)
Jaclyn Ann GreenWells Fargo Advisors wirehouseDominari Securities LLC otherOtherMay 25, 2017May 22, 2017
Christopher James DelauraWestport Resources Management Inc otherDominari Securities LLC otherOtherDec 24, 2016Jun 7, 2016
Richard Daniel LandCitigroup Global Markets Inc. otherDominari Securities LLC otherOtherSep 16, 2016Sep 13, 2016
Catherine Ann ZiemanNeuberger Berman Bd LLC otherDominari Securities LLC otherOtherJul 12, 2016Sep 21, 2016 (71 d)
Clay Alan SkurdalLebenthal Wealth Advisors, LLC otherDominari Securities LLC otherOtherJun 28, 2016Jun 27, 2016
Christian F GalloOppenheimer & Co. Inc. otherDominari Securities LLC otherOtherOct 2, 2015Oct 13, 2015
Matthew William GrusekeHirtle & Co., LLC otherDominari Securities LLC otherOtherJan 16, 2015Jan 28, 2015
Elizabeth Haley RockwellCoastal Bridge Advisors otherDominari Securities LLC otherOtherNov 20, 2014Dec 11, 2014
Andrew Wilson HeitnerNeuberger Berman Bd LLC otherDominari Securities LLC otherOtherDec 3, 2013Mar 24, 2014 (111 d)
Daysi Michelle LeivaMorgan Stanley wirehouseDominari Securities LLC otherOtherOct 15, 2012Sep 24, 2012
Mark Thomas ConwayMorgan Stanley wirehouseDominari Securities LLC otherOtherSep 27, 2012Sep 25, 2012
David Lawrence ZollBarclays Capital Inc. otherDominari Securities LLC otherOtherJul 3, 2012Jun 25, 2012
Sarah A PiferBarclays Capital Inc. otherDominari Securities LLC otherOtherJul 3, 2012Jun 27, 2012
Daniel David JonkerJ.P. Morgan Securities LLC wirehouseDominari Securities LLC independent RIAWirehouse to independent RIAMay 15, 2012Oct 16, 2018 (2345 d)
Jeffrey Scott FerraroMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseDominari Securities LLC otherOtherMay 15, 2012May 16, 2012
Greg Blaney ReidyMorgan Stanley wirehouseDominari Securities LLC otherOtherMar 5, 2012Mar 8, 2012
John PalazzettiMorgan Stanley wirehouseDominari Securities LLC otherOtherAug 5, 2011Jul 26, 2011
Samuel Alexander GillilandMorgan Stanley wirehouseDominari Securities LLC otherOtherDec 22, 2010Mar 11, 2011 (79 d)
David Bunim RosenthalMorgan Stanley wirehouseDominari Securities LLC otherOtherDec 16, 2010Jul 25, 2011 (221 d)
Jamie A ZelemMorgan Stanley wirehouseDominari Securities LLC otherOtherDec 16, 2010Mar 15, 2011 (89 d)
Anthony Joseph FortunaCetera Investment Services LLC otherDominari Securities LLC otherOtherApr 1, 2009Jul 2, 2009 (92 d)
Nicholas James BerthaCredit Suisse Securities (USA) LLC otherDominari Securities LLC otherOtherMay 8, 2008Jun 7, 2012 (1491 d)
Thomas Joseph CaseyChase Investment Services Corp. otherDominari Securities LLC otherOtherApr 17, 2008Apr 14, 2008
Douglas John HedleyUBS Financial Services Inc. wirehouseDominari Securities LLC otherOtherJun 11, 2007Jun 27, 2012 (1843 d)
Eric William LutzWebster Investment Services, Inc. unclassifiedDominari Securities LLC otherOtherSep 19, 2006Jul 17, 2012 (2128 d)
Dara K JohnsonMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseDominari Securities LLC otherOtherAug 5, 2005May 19, 2011 (2113 d)
Johnny Marion GibsonCharles Schwab & Co., Inc. national BDDominari Securities LLC independent RIAAffiliated broker-dealer or bank to independent RIAJul 27, 2004Jan 30, 2020 (5665 d)
Brian David WilliamsQuick & Reilly, Inc. unclassifiedDominari Securities LLC otherOtherNov 20, 2003Oct 19, 2005 (699 d)
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49 moves match.