DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Aurora Private Wealth, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Jerry Francis LynchJfl Total Wealth Management, LLC unclassifiedAurora Private Wealth, Inc. otherOtherDec 31, 2022Apr 19, 2017
Timothy Liam SmithComprehensive Capital Management, Inc. independent RIAAurora Private Wealth, Inc. otherOtherFeb 9, 2021Oct 29, 2015
Kevin Robert LeblancEdward Jones national BDAurora Private Wealth, Inc. independent RIAAffiliated broker-dealer or bank to independent RIAFeb 5, 2021Sep 20, 2021 (227 d)
John Joseph BelloComprehensive Capital Management, Inc. independent RIAAurora Private Wealth, Inc. independent RIARIA to RIANov 2, 2020Aug 22, 2018
Harold Frank WachtelWachtel Capital Advisors, LLC unclassifiedAurora Private Wealth, Inc. independent RIAOtherOct 31, 2019May 1, 2018
Kristy Lynn BergerPlanned Professional Advisory unclassifiedAurora Private Wealth, Inc. independent RIAOtherOct 14, 2019Apr 18, 2019
Michael Sean HaigSterling Global Strategies, LLC mixed wealthAurora Private Wealth, Inc. independent RIARIA to RIAJul 2, 2019Apr 4, 2019
John Phillips PaladinoSterling Global Strategies, LLC mixed wealthAurora Private Wealth, Inc. independent RIARIA to RIAJul 2, 2019Apr 4, 2019
Henry Charles KochanAmeriprise Financial Services, LLC national BDAurora Private Wealth, Inc. independent RIAAffiliated broker-dealer or bank to independent RIAJan 10, 2019Jan 15, 2019
James HuntInsight Private Advisors, LLC independent RIAAurora Private Wealth, Inc. independent RIARIA to RIADec 31, 2018Jan 3, 2019
Kevin Edward RyanInsight Private Advisors, LLC independent RIAAurora Private Wealth, Inc. independent RIARIA to RIADec 31, 2018Jan 3, 2019
Martin NielsenInsight Private Advisors, LLC independent RIAAurora Private Wealth, Inc. independent RIARIA to RIADec 31, 2018Jan 3, 2019
Glad M PerezInsight Private Advisors, LLC independent RIAAurora Private Wealth, Inc. independent RIARIA to RIADec 31, 2018Jan 3, 2019
Eric William LathropInsight Private Advisors, LLC independent RIAAurora Private Wealth, Inc. independent RIARIA to RIADec 31, 2018Jan 3, 2019
Stephen Anthony MolinelliInsight Private Advisors, LLC independent RIAAurora Private Wealth, Inc. independent RIARIA to RIADec 31, 2018Jan 3, 2019
John H ChapelInsight Private Advisors, LLC independent RIAAurora Private Wealth, Inc. independent RIARIA to RIADec 31, 2018Jan 3, 2019
Steven H DruckmanInsight Private Advisors, LLC independent RIAAurora Private Wealth, Inc. independent RIARIA to RIADec 10, 2018Dec 12, 2018
Michael Alexander LackwoodOppenheimer & Co. Inc. BD affiliatedAurora Private Wealth, Inc. independent RIAAffiliated broker-dealer or bank to independent RIAJul 12, 2018Aug 10, 2018
John R CartledgeUBS Financial Services Inc. wirehouseAurora Private Wealth, Inc. independent RIAWirehouse to independent RIANov 17, 2017Jan 29, 2018 (73 d)
Scott Jason WallachWells Fargo Advisors wirehouseAurora Private Wealth, Inc. otherOtherOct 11, 2017Dec 7, 2017 (57 d)
Josh W OliverCitizens Securities, Inc. otherAurora Private Wealth, Inc. otherOtherMay 26, 2017May 30, 2017
Gregory Michael NardolilloWealthplan Partners otherAurora Private Wealth, Inc. otherOtherJan 19, 2017Feb 16, 2017
Edward Harris ReavenFcci Consulting, LLC otherAurora Private Wealth, Inc. otherOtherSep 28, 2016Jan 5, 2017 (99 d)
Peter John DevlinAndrew Garrett, Inc. otherAurora Private Wealth, Inc. independent RIAOtherJan 20, 2009Mar 25, 2021 (4447 d)
Eric MonroeEquitable Advisors, LLC national BDAurora Private Wealth, Inc. independent RIAAffiliated broker-dealer or bank to independent RIADec 31, 2004Jul 16, 2021 (6041 d)
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25 moves match.