DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Xml Financial Group

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Zachary Scott WeaverEagle Strategies LLC BD affiliatedXml Financial Group independent RIAAffiliated broker-dealer or bank to independent RIAMar 14, 2025Mar 6, 2025
Sharon Marie CirilloValic Financial Advisors, Inc. BD affiliatedXml Financial Group independent RIAAffiliated broker-dealer or bank to independent RIAJul 22, 2022Jul 29, 2022
Shawna T BiedaMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseXml Financial Group independent RIAWirehouse to independent RIAJul 22, 2022Aug 8, 2022
Mark Dale SamsonWells Fargo Advisors wirehouseXml Financial Group independent RIAWirehouse to independent RIAJul 11, 2022Jul 1, 2022
Jennifer Bixler TelescaWells Fargo Advisors wirehouseXml Financial Group independent RIAWirehouse to independent RIAJul 11, 2022Jul 5, 2022
Douglas CallanWells Fargo Advisors wirehouseXml Financial Group independent RIAWirehouse to independent RIAJul 11, 2022Jul 1, 2022
David Andrew ClarkWells Fargo Advisors wirehouseXml Financial Group independent RIAWirehouse to independent RIASep 7, 2021Sep 1, 2021
Jordan Ross VanoortWells Fargo Advisors wirehouseXml Financial Group independent RIAWirehouse to independent RIASep 7, 2021Sep 1, 2021
Stephen Adam ClagettWells Fargo Advisors wirehouseXml Financial Group independent RIAWirehouse to independent RIASep 7, 2021Sep 1, 2021
Meredith WadeWells Fargo Advisors wirehouseXml Financial Group independent RIAWirehouse to independent RIAAug 31, 2021Sep 1, 2021
Andrew Victor VillafrancaWells Fargo Advisors wirehouseXml Financial Group independent RIAWirehouse to independent RIAAug 31, 2021Sep 1, 2021
John James SciutoWells Fargo Advisors wirehouseXml Financial Group independent RIAWirehouse to independent RIAJun 12, 2019Jun 7, 2019
Richard James GowLara, May & Associates, LLC independent RIAXml Financial Group independent RIARIA to RIAFeb 1, 2019Feb 1, 2019
Paul Wayne CorleyLara, May & Associates, LLC independent RIAXml Financial Group independent RIARIA to RIAFeb 1, 2019Feb 1, 2019
Edward Ronald LaraLara, May & Associates, LLC independent RIAXml Financial Group independent RIARIA to RIAFeb 1, 2019Feb 4, 2019
David B MarguliesMorgan Stanley wirehouseXml Financial Group independent RIAWirehouse to independent RIANov 3, 2017Feb 5, 2019 (459 d)
Michelle Perim CooperMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseXml Financial Group otherOtherOct 16, 2017Mar 9, 2018 (144 d)
John Eric WightmanJanney Montgomery Scott LLC otherXml Financial Group otherOtherMar 10, 2017Jul 21, 2017 (133 d)
Robert David KantorLPL Financial LLC otherXml Financial Group no RAUMOtherOct 13, 2016Oct 1, 2016
Brett Shane BernsteinLPL Financial LLC otherXml Financial Group no RAUMOtherOct 13, 2016Oct 1, 2016
Kevin P PetersLPL Financial LLC otherXml Financial Group no RAUMOtherOct 13, 2016Oct 1, 2016
Natalie J GosselinLPL Financial LLC otherXml Financial Group otherOtherOct 13, 2016Sep 14, 2017 (336 d)
Jason Elliot KlopmanLPL Financial LLC otherXml Financial Group no RAUMOtherOct 13, 2016Oct 1, 2016
Noorjahan EnayatLPL Financial LLC otherXml Financial Group no RAUMOtherOct 13, 2016Oct 1, 2016
Steven Farnham CollinsWells Fargo Advisors wirehouseXml Financial Group independent RIAWirehouse to independent RIAMay 16, 2016Feb 1, 2019 (991 d)
Alexandra KantarskiEdelman Financial Services, LLC otherXml Financial Group independent RIAOtherJun 27, 2014Feb 21, 2019 (1700 d)
Lauren Kathryn O'BrienWells Fargo Advisors wirehouseXml Financial Group independent RIAWirehouse to independent RIAJan 22, 2013Feb 1, 2019 (2201 d)
Beth J LevineCitigroup Global Markets Inc. otherXml Financial Group independent RIAOtherApr 15, 2009Feb 1, 2019 (3579 d)
Curtis Jeffrey CongdonAmeriprise Financial Services, LLC national BDXml Financial Group independent RIAAffiliated broker-dealer or bank to independent RIAFeb 13, 2009Feb 1, 2019 (3640 d)
Sharon Lynn AbbeyLara, Shull & May, Ltd unclassifiedXml Financial Group independent RIAOtherDec 31, 2007Jan 6, 2020 (4389 d)
Jennifer Lara SzaroLara, Shull & May, Ltd unclassifiedXml Financial Group independent RIAOtherDec 31, 2007Feb 6, 2019 (4055 d)
John Richard MayLara, Shull & May, Ltd unclassifiedXml Financial Group independent RIAOtherDec 31, 2007Feb 1, 2019 (4050 d)
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32 moves match.