DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Cypress Wealth Services, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
James Michael BraySteelpeak Wealth, LLC independent RIACypress Wealth Services, LLC independent RIARIA to RIAOct 3, 2025Feb 16, 2026 (136 d)
Dermott Gabriel LarkinPerigon Wealth Management, LLC independent RIACypress Wealth Services, LLC independent RIARIA to RIAApr 21, 2025Apr 21, 2025
William Alan GordonPerigon Wealth Management, LLC independent RIACypress Wealth Services, LLC independent RIARIA to RIAApr 21, 2025Apr 21, 2025
James Alan WatsonTrost Financial Planning unclassifiedCypress Wealth Services, LLC independent RIAOtherApr 16, 2024Sep 26, 2024 (163 d)
Carey Sylvan MccradyWatts Gwilliam & Company, LLC independent RIACypress Wealth Services, LLC independent RIARIA to RIAApr 19, 2023May 11, 2023
Bradley Jay AraveJ.P. Morgan Securities LLC wirehouseCypress Wealth Services, LLC independent RIAWirehouse to independent RIAJan 29, 2019Feb 10, 2026 (2569 d)
Gregory Thomas FrechMorgan Stanley wirehouseCypress Wealth Services, LLC independent RIAWirehouse to independent RIAJan 22, 2019Jan 18, 2019
Christopher Raymond RickFidelity Personal And Workplace Advisors BD affiliatedCypress Wealth Services, LLC independent RIAAffiliated broker-dealer or bank to independent RIAOct 9, 2018Sep 19, 2018
Kurt MortensonWorld Equity Group, Inc. BD affiliatedCypress Wealth Services, LLC independent RIAAffiliated broker-dealer or bank to independent RIAMay 15, 2018May 19, 2018
Michael Reed MortensonWorld Equity Group, Inc. BD affiliatedCypress Wealth Services, LLC independent RIAAffiliated broker-dealer or bank to independent RIAMay 15, 2018May 3, 2018
Shattuck Franklin LammIntegrated Wealth Management, Inc. otherCypress Wealth Services, LLC no RAUMOtherDec 31, 2017Jul 18, 2017
Mark William ThatcherIntegrated Wealth Management, Inc. otherCypress Wealth Services, LLC no RAUMOtherDec 31, 2017Jul 18, 2017
Christian Brad RisenmayIntegrated Wealth Management, Inc. otherCypress Wealth Services, LLC no RAUMOtherDec 31, 2017Jul 18, 2017
Stephen Ross BiesingerIntegrated Wealth Management, Inc. otherCypress Wealth Services, LLC no RAUMOtherDec 31, 2017Jul 19, 2017
Marc Edelman KovenIntegrated Wealth Management, Inc. otherCypress Wealth Services, LLC no RAUMOtherDec 31, 2017Jul 19, 2017
David Reeder ThatcherIntegrated Wealth Management, Inc. otherCypress Wealth Services, LLC no RAUMOtherDec 31, 2017Jul 17, 2017
Clark Steven PenneyIntegrated Wealth Management, Inc. otherCypress Wealth Services, LLC no RAUMOtherDec 31, 2017Jul 19, 2017
Jason Mccord NettletonStrategic Advisers LLC national BDCypress Wealth Services, LLC no RAUMAffiliated broker-dealer or bank to a newly registered adviserJun 15, 2016Jul 19, 2017 (399 d)
Lisa Diane BeatyMorgan Stanley wirehouseCypress Wealth Services, LLC no RAUMWirehouse to a newly registered adviser (no RAUM reported yet)May 7, 2014Jul 18, 2017 (1168 d)
Penny Elizabeth SalamidaMorgan Stanley wirehouseCypress Wealth Services, LLC no RAUMWirehouse to a newly registered adviser (no RAUM reported yet)Oct 2, 2013Jul 18, 2017 (1385 d)
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20 moves match.