DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Capita Financial Network, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Jordan Reed BrownB.O.S.S. Retirement Advisors, LLC independent RIACapita Financial Network, LLC independent RIARIA to RIAJul 8, 2026Jul 8, 2026
Kimberly Jane SolomonAllos Investment Advisors, LLC independent RIACapita Financial Network, LLC independent RIARIA to RIANov 1, 2024Feb 10, 2025 (101 d)
Katherine Dishman BrinkerhoffRaymond James Financial Services Advisors, Inc BD affiliatedCapita Financial Network, LLC independent RIAAffiliated broker-dealer or bank to independent RIAAug 21, 2024Aug 15, 2024
Nathan Graham ChristensenFidelity Personal And Workplace Advisors BD affiliatedCapita Financial Network, LLC independent RIAAffiliated broker-dealer or bank to independent RIAJul 26, 2024Aug 15, 2024
Todd Gordon StorrsSchwab Wealth Advisory, Inc. no RAUMCapita Financial Network, LLC independent RIAOtherMar 21, 2024Jun 3, 2024 (74 d)
Brock J. AndersenJ.P. Morgan Securities LLC wirehouseCapita Financial Network, LLC independent RIAWirehouse to independent RIASep 24, 2023Sep 28, 2023
Alison Avery DrewsFisher Investments independent RIACapita Financial Network, LLC independent RIARIA to RIAMay 8, 2023Dec 11, 2023 (217 d)
Joseph Albert KentB.O.S.S. Retirement Advisors, LLC independent RIACapita Financial Network, LLC independent RIARIA to RIAMar 14, 2023Mar 14, 2023
Richard Jensen GurrFidelity Personal And Workplace Advisors BD affiliatedCapita Financial Network, LLC independent RIAAffiliated broker-dealer or bank to independent RIAJun 28, 2022Jul 7, 2022
Andrew Lincoln AngerbauerFidelity Personal And Workplace Advisors BD affiliatedCapita Financial Network, LLC independent RIAAffiliated broker-dealer or bank to independent RIAJun 3, 2022Aug 16, 2024 (805 d)
Tyson Conrad WilliamsonOlympus Wealth Management, LLC mixed wealthCapita Financial Network, LLC independent RIARIA to RIAMar 18, 2022Nov 16, 2022 (243 d)
Sean David JonesFidelity Personal And Workplace Advisors BD affiliatedCapita Financial Network, LLC independent RIAAffiliated broker-dealer or bank to independent RIAJan 10, 2022Jul 20, 2026 (1652 d)
Timothy M GottfredsonEp Wealth Advisors independent RIACapita Financial Network, LLC independent RIARIA to RIASep 15, 2021Oct 4, 2021
Tyson Spencer LongFidelity Personal And Workplace Advisors BD affiliatedCapita Financial Network, LLC independent RIAAffiliated broker-dealer or bank to independent RIASep 8, 2021Sep 10, 2021
Rinar Stewart EricksonCreative Planning independent RIACapita Financial Network, LLC independent RIARIA to RIAApr 29, 2021May 4, 2021
Zachary Robert GeertsenFidelity Personal And Workplace Advisors BD affiliatedCapita Financial Network, LLC independent RIAAffiliated broker-dealer or bank to independent RIAJan 7, 2021Jan 11, 2021
Michael Booth LittledikeAllegis Investment Advisors, LLC independent RIACapita Financial Network, LLC no RAUMOtherApr 9, 2019Feb 16, 2018
Jayson P McginnisFidelity Personal And Workplace Advisors BD affiliatedCapita Financial Network, LLC independent RIAAffiliated broker-dealer or bank to independent RIAFeb 7, 2019Feb 20, 2019
Joshua Aaron ScottDivergent Wealth Advisors, LLC independent RIACapita Financial Network, LLC independent RIARIA to RIAAug 21, 2018Jun 28, 2018
Zaccary Spencer CallAllegis Investment Advisors, LLC independent RIACapita Financial Network, LLC no RAUMRIA to a newly registered adviserJun 15, 2018Feb 16, 2018
Tyler Kirt WilliamsonAllegis Investment Advisors, LLC independent RIACapita Financial Network, LLC no RAUMRIA to a newly registered adviserJun 15, 2018Feb 16, 2018
Barton Douglas WagstaffStrategic Advisers LLC national BDCapita Financial Network, LLC no RAUMAffiliated broker-dealer or bank to a newly registered adviserApr 16, 2018Apr 10, 2018
Matt JohnsStrategic Advisers LLC national BDCapita Financial Network, LLC independent RIAAffiliated broker-dealer or bank to independent RIASep 21, 2017Feb 28, 2019 (525 d)
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23 moves match.