DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at People'S United Advisors, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Saundra HudspethLinden Thomas Advisory Services, LLC independent RIAPeople'S United Advisors, Inc. mixed wealthRIA to RIAAug 4, 2025Jul 13, 2021
Daniel A. RobertsIndexperts, LLC no RAUMPeople'S United Advisors, Inc. mixed wealthOtherDec 12, 2024Aug 6, 2021
Max Johann RooneyFidelity Personal And Workplace Advisors BD affiliatedPeople'S United Advisors, Inc. mixed wealthAffiliated broker-dealer or bank to independent RIADec 8, 2021Jan 25, 2022 (48 d)
Joseph Michael FallerEquitable Advisors, LLC national BDPeople'S United Advisors, Inc. mixed wealthAffiliated broker-dealer or bank to independent RIAJun 14, 2021Jul 1, 2021
Robert Frank NotarfrancescoCetera Investment Advisers LLC BD affiliatedPeople'S United Advisors, Inc. mixed wealthAffiliated broker-dealer or bank to independent RIAMay 24, 2021May 26, 2021
Jeffrey QuinnMorgan Stanley wirehousePeople'S United Advisors, Inc. mixed wealthWirehouse to independent RIAJan 5, 2021Jan 20, 2021
Francis GalloLPL Financial LLC BD affiliatedPeople'S United Advisors, Inc. mixed wealthAffiliated broker-dealer or bank to independent RIANov 4, 2020Nov 12, 2020
Chet Dylan SchwartzGwn Securities Inc. BD affiliatedPeople'S United Advisors, Inc. mixed wealthAffiliated broker-dealer or bank to independent RIASep 23, 2020Oct 23, 2020
Janet Lisa ConnollyAllstate Financial Advisors, LLC BD affiliatedPeople'S United Advisors, Inc. mixed wealthAffiliated broker-dealer or bank to independent RIAApr 13, 2020Jul 28, 2020 (106 d)
Steven Scott SmithPeople'S Securities, Inc. no RAUMPeople'S United Advisors, Inc. independent RIAOtherNov 13, 2019May 21, 2018
Gregg Scott FisherPeople'S Securities, Inc. no RAUMPeople'S United Advisors, Inc. independent RIAOtherNov 11, 2019Apr 2, 2018
Christopher Anthony DendePeople'S Securities, Inc. no RAUMPeople'S United Advisors, Inc. independent RIAOtherAug 7, 2019Apr 2, 2018
Raymond Scott PanekPeople'S Securities, Inc. no RAUMPeople'S United Advisors, Inc. independent RIAOtherJul 3, 2019May 23, 2018
Kiran Kumar DevarapalliMorgan Stanley wirehousePeople'S United Advisors, Inc. mixed wealthWirehouse to independent RIAMay 21, 2019May 30, 2019
Stanislav NedzhetskiyPeople'S Securities, Inc. no RAUMPeople'S United Advisors, Inc. independent RIAOtherApr 29, 2019May 21, 2018
Joseph M. BonannoPeople'S Securities, Inc. no RAUMPeople'S United Advisors, Inc. independent RIAOtherMar 4, 2019May 22, 2018
Curt Arri SchultzbergPeople'S Securities, Inc. no RAUMPeople'S United Advisors, Inc. independent RIAOtherJan 22, 2019Apr 3, 2018
Leisl Lissfelt LangevinPeople'S Securities, Inc. no RAUMPeople'S United Advisors, Inc. independent RIAOtherJan 22, 2019Apr 5, 2018
David Lawrence MurphySvb Wealth independent RIAPeople'S United Advisors, Inc. mixed wealthRIA to RIAJan 2, 2019Aug 18, 2020 (594 d)
Daniel Winston MaurerPeople'S Securities, Inc. no RAUMPeople'S United Advisors, Inc. independent RIAOtherJun 18, 2018Apr 5, 2018
Emily CunninghamPeople'S Securities, Inc. no RAUMPeople'S United Advisors, Inc. independent RIAOtherJun 18, 2018May 21, 2018
Antonio Bentu RodriguesPeople'S Securities, Inc. no RAUMPeople'S United Advisors, Inc. independent RIAOtherMay 21, 2018Apr 19, 2018
Paul Richard DuquetteSantander Securities otherPeople'S United Advisors, Inc. mixed wealthOtherMar 9, 2017Nov 13, 2018 (614 d)
Gabriella Renee McclainAmundi Pioneer Institutional Asset Management, Inc. otherPeople'S United Advisors, Inc. mixed wealthOtherOct 9, 2014Jul 30, 2021 (2486 d)
David Jack DixonCommonwealth Financial Network national BDPeople'S United Advisors, Inc. independent RIAAffiliated broker-dealer or bank to independent RIAFeb 3, 2014Apr 5, 2018 (1522 d)
Mark Stanley Cross-PowersMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehousePeople'S United Advisors, Inc. independent RIAWirehouse to independent RIANov 1, 2012Apr 10, 2018 (1986 d)
Lam Hung Wong-CarboneChase Investment Services Corp. otherPeople'S United Advisors, Inc. mixed wealthOtherApr 7, 2010Oct 1, 2021 (4195 d)
Jane-Ellen Porter-StefanowiczChittenden Securities, LLC. unclassifiedPeople'S United Advisors, Inc. mixed wealthOtherOct 30, 2009Jul 10, 2020 (3906 d)
Robert Levar DuffusCetera Investment Services LLC otherPeople'S United Advisors, Inc. mixed wealthOtherJun 26, 2009Aug 10, 2021 (4428 d)
Jeffrey Blake NowellAmeriprise Financial Services, LLC national BDPeople'S United Advisors, Inc. independent RIAAffiliated broker-dealer or bank to independent RIANov 7, 2008Apr 5, 2018 (3436 d)
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30 moves match.