DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Vestgen Advisors, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Nicholas Steven Withington | Charles Schwab & Co., Inc. national BD | Vestgen Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 24, 2025 | Dec 18, 2025 |
| David C Walker | LPL Financial LLC BD affiliated | Vestgen Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 6, 2025 | Oct 31, 2025 |
| Jordan Joseph Layer | Onedigital institutional | Vestgen Advisors, LLC independent RIA | Other | Oct 8, 2025 | Aug 25, 2025 |
| James Kim | Onedigital institutional | Vestgen Advisors, LLC independent RIA | Other | Oct 8, 2025 | Aug 25, 2025 |
| Robert Charles Greulich | Onedigital institutional | Vestgen Advisors, LLC independent RIA | Other | Oct 8, 2025 | Aug 22, 2025 |
| Jonathan Treat Lewis | Commonwealth Financial Network national BD | Vestgen Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 7, 2025 | Oct 9, 2025 |
| Ursula Robinson Daley | Commonwealth Financial Network national BD | Vestgen Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 6, 2025 | Oct 6, 2025 |
| Jordan Glenn Lewis | Commonwealth Financial Network national BD | Vestgen Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 6, 2025 | Oct 6, 2025 |
| James M Thornton | Raymond James Financial Services Advisors, Inc BD affiliated | Vestgen Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 3, 2025 | Oct 1, 2025 |
| Jeff Lesniewicz | Raymond James Financial Services Advisors, Inc BD affiliated | Vestgen Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 3, 2025 | Oct 1, 2025 |
| Brian M Michael Ahern | Raymond James Financial Services Advisors, Inc BD affiliated | Vestgen Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 1, 2025 | Oct 1, 2025 |
| Mark Wallace Johnson | Optimum Investment Advisors, LLC independent RIA | Vestgen Advisors, LLC independent RIA | RIA to RIA | Sep 30, 2025 | May 28, 2025 |
| Alfred David Holland | Optimum Investment Advisors, LLC independent RIA | Vestgen Advisors, LLC independent RIA | RIA to RIA | Sep 30, 2025 | May 29, 2025 |
| John Joseph Zielinski | Optimum Investment Advisors, LLC independent RIA | Vestgen Advisors, LLC independent RIA | RIA to RIA | Sep 30, 2025 | May 27, 2025 |
| Terry Michael Mccaffrey | Optimum Investment Advisors, LLC independent RIA | Vestgen Advisors, LLC independent RIA | RIA to RIA | Sep 30, 2025 | May 27, 2025 |
| Michael Benedict Moloney | Cambridge Investment Research Advisors, Inc. BD affiliated | Vestgen Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 17, 2025 | Sep 11, 2025 |
| Robert Bondiman | J.P. Morgan Securities LLC wirehouse | Vestgen Advisors, LLC independent RIA | Wirehouse to independent RIA | Jul 23, 2025 | Aug 12, 2025 |
| Michael Kelley Martin | LPL Financial LLC BD affiliated | Vestgen Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 4, 2025 | Jun 3, 2025 |
| Ryan Taylor Burchett | LPL Financial LLC BD affiliated | Vestgen Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 4, 2025 | Jun 2, 2025 |
| Daniel Harrison Stringfellow | Rothschild Wealth LLC independent RIA | Vestgen Advisors, LLC independent RIA | RIA to RIA | May 8, 2025 | May 27, 2025 |
| Scott Michael Sheldon | Rsg Investments LLC independent RIA | Vestgen Advisors, LLC independent RIA | RIA to RIA | Apr 22, 2025 | Jun 2, 2025 (41 d) |
| Craig George Bolanos | LPL Financial LLC BD affiliated | Vestgen Advisors, LLC no RAUM | Other | Dec 11, 2024 | May 3, 2022 |
| Thomas Christopher Reynolds | LPL Financial LLC BD affiliated | Vestgen Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 3, 2024 | Oct 18, 2024 |
| Bradley Scott Doy | LPL Financial LLC BD affiliated | Vestgen Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 3, 2024 | Oct 17, 2024 |
| James Robert Vande Logt | LPL Financial LLC BD affiliated | Vestgen Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 3, 2024 | Oct 17, 2024 |
| Kevin Edward Dawrant | LPL Financial LLC BD affiliated | Vestgen Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 3, 2024 | Oct 17, 2024 |
| Kathleen Ann Gfrorer | LPL Financial LLC BD affiliated | Vestgen Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 3, 2024 | Oct 18, 2024 |
| John Joseph Hanlon | Vestbridge Advisors, Inc independent RIA | Vestgen Advisors, LLC independent RIA | RIA to RIA | Nov 23, 2024 | Dec 6, 2024 |
| Jeffrey Allen Scheider | Osaic Advisory Services, LLC BD affiliated | Vestgen Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 21, 2024 | Nov 1, 2024 |
| Brendan Thomas Donlevy | Osaic Advisory Services, LLC BD affiliated | Vestgen Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 21, 2024 | Nov 1, 2024 |
| Joseph Andrew Lyons | Osaic Advisory Services, LLC BD affiliated | Vestgen Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 12, 2024 | Nov 1, 2024 |
| Rikk Rodriguez | Osaic Advisory Services, LLC BD affiliated | Vestgen Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 12, 2024 | Nov 1, 2024 |
| Theodore K Buckley | Osaic Advisory Services, LLC BD affiliated | Vestgen Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 12, 2024 | Nov 1, 2024 |
| Eric Anthony Mesko | Osaic Advisory Services, LLC BD affiliated | Vestgen Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 11, 2024 | Nov 1, 2024 |
| Bret James Mooney | Osaic Advisory Services, LLC BD affiliated | Vestgen Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 11, 2024 | Nov 1, 2024 |
| Eric Mooney | Osaic Advisory Services, LLC BD affiliated | Vestgen Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 11, 2024 | Nov 1, 2024 |
| Keith Brian Mooney | Osaic Advisory Services, LLC BD affiliated | Vestgen Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 8, 2024 | Nov 1, 2024 |
| Joseph Michael Esposito | Commonwealth Financial Network national BD | Vestgen Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 6, 2024 | Nov 1, 2024 |
| Charles Keith Kiker | Commonwealth Financial Network national BD | Vestgen Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 6, 2024 | Nov 1, 2024 |
| Jeffery Dean Haller | Raymond James Financial Services Advisors, Inc BD affiliated | Vestgen Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 18, 2024 | Oct 15, 2024 |
| Matthew Joseph Evans | Raymond James Financial Services Advisors, Inc BD affiliated | Vestgen Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 18, 2024 | Oct 14, 2024 |
| Timothy Scott Mohns | Raymond James Financial Services Advisors, Inc BD affiliated | Vestgen Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 16, 2024 | Oct 14, 2024 |
| Timothy David Ludwig | Raymond James Financial Services Advisors, Inc BD affiliated | Vestgen Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 15, 2024 | Oct 14, 2024 |
| Stephen Matthew Weber | Lake Street independent RIA | Vestgen Advisors, LLC independent RIA | RIA to RIA | Sep 20, 2024 | Sep 22, 2024 |
| Brian Nicholas Degrado | Lake Street independent RIA | Vestgen Advisors, LLC independent RIA | RIA to RIA | Sep 20, 2024 | Sep 22, 2024 |
| Erik Gutierrez | Lake Street independent RIA | Vestgen Advisors, LLC independent RIA | RIA to RIA | Sep 20, 2024 | Sep 22, 2024 |
| Timothy Bernard Woods | William Blair & Company L.L.C. BD affiliated | Vestgen Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 29, 2024 | Jul 25, 2025 (422 d) |
| Nicholas Anthony Punzio | Fidelity Personal And Workplace Advisors BD affiliated | Vestgen Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 10, 2023 | Feb 8, 2023 |
| Michael Edward Sullivan | LPL Financial LLC independent RIA | Vestgen Advisors, LLC no RAUM | RIA to a newly registered adviser | Dec 21, 2022 | May 3, 2022 |
| Thomas James Gruszka | LPL Financial LLC independent RIA | Vestgen Advisors, LLC no RAUM | RIA to a newly registered adviser | Dec 21, 2022 | May 3, 2022 |
| David J Bolanos | LPL Financial LLC independent RIA | Vestgen Advisors, LLC no RAUM | RIA to a newly registered adviser | Dec 21, 2022 | May 3, 2022 |
| Patrick Joseph Crowley | LPL Financial LLC independent RIA | Vestgen Advisors, LLC no RAUM | RIA to a newly registered adviser | Oct 28, 2022 | May 3, 2022 |
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52 moves match.