DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Mcadams Wright Ragen, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

Advisor	From	To	Type	Left	Registered
Sissi Diem Ai Sondgroth	Wells Fargo Advisors wirehouse	Mcadams Wright Ragen, Inc. other	Other	Mar 24, 2014	Apr 9, 2014
Carl E Banks	Morgan Stanley wirehouse	Mcadams Wright Ragen, Inc. other	Other	Oct 11, 2013	Sep 27, 2013
Ronald Gene Benzel	Partners Capital Management, Inc. unclassified	Mcadams Wright Ragen, Inc. other	Other	Jun 4, 2013	May 6, 2013
Armando Joseph Cruz	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Mcadams Wright Ragen, Inc. other	Other	May 30, 2013	Jan 7, 2014 (222 d)
Alicia Maria Guagliardo	B. Riley Wealth Advisors, Inc. other	Mcadams Wright Ragen, Inc. other	Other	Aug 17, 2012	Aug 22, 2012
Jeff Hall Peterson	Wells Fargo Advisors wirehouse	Mcadams Wright Ragen, Inc. other	Other	May 15, 2012	May 11, 2012
Scott Michael Bullock	Wells Fargo Advisors wirehouse	Mcadams Wright Ragen, Inc. other	Other	May 15, 2012	May 11, 2012
Kelly Marie Stanicar	Wells Fargo Advisors wirehouse	Mcadams Wright Ragen, Inc. other	Other	May 15, 2012	May 11, 2012
Lynn Marie Howard	Morgan Stanley wirehouse	Mcadams Wright Ragen, Inc. other	Other	Feb 27, 2012	Feb 17, 2012
James Patrick Harkins	Morgan Stanley wirehouse	Mcadams Wright Ragen, Inc. other	Other	Feb 27, 2012	Feb 17, 2012
Dale Duane Flick	Wells Fargo Advisors wirehouse	Mcadams Wright Ragen, Inc. other	Other	Jan 24, 2012	Jan 20, 2012
Rick Charles Fuller	Wells Fargo Advisors wirehouse	Mcadams Wright Ragen, Inc. other	Other	Jan 24, 2012	Jan 20, 2012
Spring Bennett	Wells Fargo Advisors wirehouse	Mcadams Wright Ragen, Inc. other	Other	Jan 24, 2012	Jan 20, 2012
Becky Anne Fosness Scott	Wells Fargo Advisors wirehouse	Mcadams Wright Ragen, Inc. other	Other	Feb 23, 2011	Mar 1, 2011
Joseph T Lindquist	Morgan Stanley wirehouse	Mcadams Wright Ragen, Inc. other	Other	Feb 23, 2011	Feb 11, 2011
John Russell Tennant	D.A. Davidson & Co. other	Mcadams Wright Ragen, Inc. other	Other	Jan 7, 2011	Jan 6, 2011
Shaun Michael Dennehy	Wells Fargo Investments, LLC unclassified	Mcadams Wright Ragen, Inc. other	Other	Dec 6, 2010	Nov 29, 2010
Jeffrey Lewis Stewart	Wells Fargo Investments, LLC unclassified	Mcadams Wright Ragen, Inc. other	Other	Dec 6, 2010	Dec 1, 2010
Padraic Todd Devine	Wells Fargo Investments, LLC unclassified	Mcadams Wright Ragen, Inc. other	Other	Nov 29, 2010	Nov 19, 2010
Jefferson Ervin Bruner	Wells Fargo Investments, LLC unclassified	Mcadams Wright Ragen, Inc. other	Other	Nov 15, 2010	Nov 5, 2010
Michael Gregory Foster	Wells Fargo Investments, LLC unclassified	Mcadams Wright Ragen, Inc. other	Other	Nov 15, 2010	Nov 5, 2010
Rodney Wayne Carter	Wells Fargo Investments, LLC unclassified	Mcadams Wright Ragen, Inc. other	Other	Oct 25, 2010	Oct 15, 2010
Sissi Diem Ai Sondgroth	Wells Fargo Investments, LLC unclassified	Mcadams Wright Ragen, Inc. other	Other	Oct 25, 2010	Oct 15, 2010
Stelina Cynthia Simpson-Roehr	Wells Fargo Investments, LLC unclassified	Mcadams Wright Ragen, Inc. other	Other	Oct 18, 2010	Oct 8, 2010
William Henry Strong	Wells Fargo Investments, LLC unclassified	Mcadams Wright Ragen, Inc. other	Other	Oct 12, 2010	Oct 1, 2010
Perry Edward Atkins	Wells Fargo Investments, LLC unclassified	Mcadams Wright Ragen, Inc. other	Other	Sep 28, 2010	Sep 17, 2010
Karen Marie Davis	Wells Fargo Investments, LLC unclassified	Mcadams Wright Ragen, Inc. other	Other	Sep 27, 2010	Sep 17, 2010
Colin Ryan Cook	Morgan Stanley wirehouse	Mcadams Wright Ragen, Inc. other	Other	Dec 1, 2009	Oct 30, 2009
Paul Tsutomu Carr	Banc Of America Investment Services, Inc. unclassified	Mcadams Wright Ragen, Inc. other	Other	Oct 19, 2009	Oct 16, 2009
Daniel Joseph Sullivan	Morgan Stanley wirehouse	Mcadams Wright Ragen, Inc. other	Other	Sep 4, 2009	Aug 14, 2009
John Douglas Warren	Morgan Stanley wirehouse	Mcadams Wright Ragen, Inc. other	Other	Sep 4, 2009	Aug 14, 2009
Matthew Bondurant Wahlman	Banc Of America Investment Services, Inc. unclassified	Mcadams Wright Ragen, Inc. other	Other	Aug 31, 2009	Aug 31, 2009
Jeffrey G Lavezzi	Banc Of America Investment Services, Inc. unclassified	Mcadams Wright Ragen, Inc. other	Other	Aug 31, 2009	Aug 31, 2009
Rebecca Marie Hellman	UBS Financial Services Inc. wirehouse	Mcadams Wright Ragen, Inc. other	Other	Jul 2, 2009	Jun 19, 2009
Janice Kay Crosta	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Mcadams Wright Ragen, Inc. other	Other	Jun 10, 2009	Jul 16, 2009 (36 d)
John Stearns Ramseyer	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Mcadams Wright Ragen, Inc. other	Other	Jun 8, 2009	Sep 8, 2009 (92 d)
Robert Scott Graue	Wells Fargo Advisors wirehouse	Mcadams Wright Ragen, Inc. other	Other	May 27, 2009	May 22, 2009
Molly Susan Martinez	UBS Financial Services Inc. wirehouse	Mcadams Wright Ragen, Inc. other	Other	Apr 15, 2009	Apr 3, 2009
Jon Randall Garberg	Morgan Stanley & Co. LLC unclassified	Mcadams Wright Ragen, Inc. other	Other	Feb 18, 2009	Feb 13, 2009
Adam Thomas Hamilton	Wells Fargo Investments, LLC unclassified	Mcadams Wright Ragen, Inc. other	Other	Apr 21, 2008	Apr 21, 2008
Nicholas William Slater	Wells Fargo Investments, LLC unclassified	Mcadams Wright Ragen, Inc. other	Other	Apr 21, 2008	Apr 21, 2008
Sarah Slater Power	Wells Fargo Investments, LLC unclassified	Mcadams Wright Ragen, Inc. other	Other	Apr 21, 2008	Apr 21, 2008
George William Scherzer	Citigroup Global Markets Inc. other	Mcadams Wright Ragen, Inc. other	Other	Jan 18, 2007	Jan 5, 2007
Donald Robert Shick	Wells Fargo Investments, LLC unclassified	Mcadams Wright Ragen, Inc. other	Other	Jan 17, 2006	Jan 25, 2006
Donald Andrew Westlund	Wells Fargo Investments, LLC unclassified	Mcadams Wright Ragen, Inc. other	Other	Nov 14, 2005	Nov 14, 2005
Brian John Orrico	RBC Capital Markets, LLC national BD	Mcadams Wright Ragen, Inc. other	Other	Oct 20, 2005	Oct 3, 2005
Bradley Merrill Pietila	RBC Capital Markets, LLC national BD	Mcadams Wright Ragen, Inc. other	Other	Oct 6, 2005	Oct 3, 2005
Andrew C Roed	RBC Capital Markets, LLC national BD	Mcadams Wright Ragen, Inc. other	Other	Apr 14, 2005	Apr 8, 2005
Shelley Rae Pearce	Wells Fargo Investments, LLC unclassified	Mcadams Wright Ragen, Inc. other	Other	Oct 12, 2004	Oct 1, 2004
George Charter Harrison	Wells Fargo Investments, LLC unclassified	Mcadams Wright Ragen, Inc. other	Other	May 15, 2003	May 23, 2003
Brian Douglas Westlund	Piper Sandler & Co. no RAUM	Mcadams Wright Ragen, Inc. other	Other	Mar 18, 2003	Mar 28, 2003

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51 moves match.