| Michael Monroe Via | Frantzen Capital Management, Inc. other | Anderson & Strudwick, Incorporated other | Other | Dec 31, 2011 | Jan 17, 2007 |
| Robert Rosenberg | Rosenberg Asset Management unclassified | Anderson & Strudwick, Incorporated other | Other | Dec 6, 2011 | Aug 2, 2010 |
| Michael Sean Campbell | LPL Financial LLC other | Anderson & Strudwick, Incorporated other | Other | Sep 15, 2011 | Sep 14, 2011 |
| Michael Patrick Nixon | Jesup & Lamont Advisors unclassified | Anderson & Strudwick, Incorporated other | Other | Dec 31, 2010 | Jul 1, 2010 |
| John Anthony Nole | Westminster Financial Advisory Corp other | Anderson & Strudwick, Incorporated other | Other | Sep 7, 2010 | Jul 26, 2010 |
| Matthew Brown Whitaker | Davenport & Company LLC other | Anderson & Strudwick, Incorporated other | Other | Aug 17, 2010 | Oct 29, 2010 (73 d) |
| Bradford Dale Szczecinski | Jesup & Lamont Securities Corp unclassified | Anderson & Strudwick, Incorporated other | Other | Jul 15, 2010 | Jul 19, 2010 |
| Gary Dewayne Mcanally | Jesup & Lamont Advisors unclassified | Anderson & Strudwick, Incorporated other | Other | Jul 15, 2010 | Jul 5, 2010 |
| Richard Bruce Goldstein | Jesup & Lamont Securities Corp unclassified | Anderson & Strudwick, Incorporated other | Other | Jul 14, 2010 | Sep 2, 2010 (50 d) |
| Theodore Richard Augustyniak | Jesup & Lamont Advisors unclassified | Anderson & Strudwick, Incorporated other | Other | Jul 8, 2010 | Jul 19, 2010 |
| Scott Arthur Kemps | Jesup & Lamont Securities Corp unclassified | Anderson & Strudwick, Incorporated other | Other | Jul 7, 2010 | Jul 23, 2010 |
| Matthew David Albers | Jesup & Lamont Securities Corp unclassified | Anderson & Strudwick, Incorporated other | Other | Jul 7, 2010 | Jul 1, 2010 |
| James Michael Richard | Jesup & Lamont Securities Corp unclassified | Anderson & Strudwick, Incorporated other | Other | Jul 7, 2010 | Jul 1, 2010 |
| Grant Richard Milner | Jesup & Lamont Securities Corp unclassified | Anderson & Strudwick, Incorporated other | Other | Jul 7, 2010 | Jul 5, 2010 |
| Roger Lee Thompson | J P Turner & Company Capital Management, LLC other | Anderson & Strudwick, Incorporated other | Other | Apr 15, 2010 | Apr 26, 2010 |
| Evangeline Stratis | Gunnallen Financial, Inc unclassified | Anderson & Strudwick, Incorporated other | Other | Mar 31, 2010 | Apr 21, 2010 |
| Norman David Dayan | Gunnallen Financial, Inc unclassified | Anderson & Strudwick, Incorporated other | Other | Mar 30, 2010 | Apr 26, 2010 |
| Sara Marie Jones | Gunnallen Financial, Inc unclassified | Anderson & Strudwick, Incorporated other | Other | Mar 30, 2010 | Apr 26, 2010 |
| Robert Charles Stevens | Wells Fargo Advisors wirehouse | Anderson & Strudwick, Incorporated other | Other | Dec 1, 2009 | Nov 27, 2009 |
| Andrew Dixon Wade | Jesup & Lamont Securities Corp unclassified | Anderson & Strudwick, Incorporated other | Other | Nov 17, 2009 | Mar 17, 2011 (485 d) |
| Daniel Swift Edmunds | Citigroup Global Markets Inc. other | Anderson & Strudwick, Incorporated other | Other | Mar 5, 2009 | Mar 6, 2009 |
| Earl (Nmn) Stewart | Wells Fargo Advisors wirehouse | Anderson & Strudwick, Incorporated other | Other | Nov 4, 2008 | Nov 3, 2008 |
| James Todd Newton | Sterne Agee Asset Management, Inc. other | Anderson & Strudwick, Incorporated other | Other | Aug 14, 2008 | Jan 6, 2010 (510 d) |
| Matthew Alan Mckay | Morgan Stanley & Co. LLC unclassified | Anderson & Strudwick, Incorporated other | Other | Feb 1, 2008 | Feb 4, 2008 |
| David Stephen Ellington | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Anderson & Strudwick, Incorporated other | Other | Oct 4, 2006 | Sep 29, 2006 |
| Tabitha Marshall Watson | Tower Square Securities, Inc. other | Anderson & Strudwick, Incorporated other | Other | Jun 7, 2006 | Oct 31, 2006 (146 d) |
| Bruce Frederick Griggs | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Anderson & Strudwick, Incorporated other | Other | Jun 1, 2006 | May 26, 2006 |
| Samuel Dean Turner | Citigroup Global Markets Inc. other | Anderson & Strudwick, Incorporated other | Other | May 26, 2006 | May 19, 2006 |
| Marilyn Mae Hoyle | UBS Financial Services Inc. wirehouse | Anderson & Strudwick, Incorporated other | Other | Sep 22, 2005 | Aug 26, 2005 |
| Robert David Wallace | J.J.B. Hilliard, W.L. Lyons, LLC other | Anderson & Strudwick, Incorporated other | Other | Sep 22, 2005 | Nov 14, 2005 (53 d) |
| Marcus D Gersbach | Morgan Stanley Dw Inc. unclassified | Anderson & Strudwick, Incorporated other | Other | Aug 29, 2005 | Aug 23, 2005 |
| Blake E Gordon | Morgan Stanley Dw Inc. unclassified | Anderson & Strudwick, Incorporated other | Other | Aug 29, 2005 | Aug 12, 2005 |
| Roger James Shawn | Morgan Stanley Dw Inc. unclassified | Anderson & Strudwick, Incorporated other | Other | Aug 29, 2005 | Sep 6, 2005 |
| Steven Francis Marascia | A&S Capital Advisors, Inc. unclassified | Anderson & Strudwick, Incorporated other | Other | Apr 4, 2005 | Apr 4, 2005 |
| Gordon Lee Crenshaw | A&S Capital Advisors, Inc. unclassified | Anderson & Strudwick, Incorporated other | Other | Apr 4, 2005 | Apr 4, 2005 |
| Jenny Alice Duncan | A&S Capital Advisors, Inc. unclassified | Anderson & Strudwick, Incorporated other | Other | Apr 4, 2005 | Apr 4, 2005 |
| Kent Eric Engelke | A&S Capital Advisors, Inc. unclassified | Anderson & Strudwick, Incorporated other | Other | Apr 4, 2005 | Apr 4, 2005 |
| Jerry Gayle Alley | A&S Capital Advisors, Inc. unclassified | Anderson & Strudwick, Incorporated other | Other | Apr 4, 2005 | Apr 4, 2005 |
| Michael Talmadge Cross | A&S Capital Advisors, Inc. unclassified | Anderson & Strudwick, Incorporated other | Other | Apr 4, 2005 | Apr 4, 2005 |
| Robert Matthew Muller | A&S Capital Advisors, Inc. unclassified | Anderson & Strudwick, Incorporated other | Other | Apr 4, 2005 | Apr 4, 2005 |
| George Mark Hamby | A&S Capital Advisors, Inc. unclassified | Anderson & Strudwick, Incorporated other | Other | Apr 4, 2005 | Apr 4, 2005 |
| Mark David Coffey | A&S Capital Advisors, Inc. unclassified | Anderson & Strudwick, Incorporated other | Other | Apr 4, 2005 | Apr 4, 2005 |
| Timothy John Crytzer | A&S Capital Advisors, Inc. unclassified | Anderson & Strudwick, Incorporated other | Other | Apr 4, 2005 | Apr 4, 2005 |
| Laura Lynn Settle | A&S Capital Advisors, Inc. unclassified | Anderson & Strudwick, Incorporated other | Other | Apr 4, 2005 | Apr 4, 2005 |
| David Anthony Shenton | A&S Capital Advisors, Inc. unclassified | Anderson & Strudwick, Incorporated other | Other | Apr 4, 2005 | Apr 4, 2005 |
| Roger Alan Huse | A&S Capital Advisors, Inc. unclassified | Anderson & Strudwick, Incorporated other | Other | Apr 4, 2005 | Apr 4, 2005 |
| Bradley Allan Brown | A&S Capital Advisors, Inc. unclassified | Anderson & Strudwick, Incorporated other | Other | Apr 4, 2005 | Apr 4, 2005 |
| Malcolm Robert Warneford-Thomson | A&S Capital Advisors, Inc. unclassified | Anderson & Strudwick, Incorporated other | Other | Apr 4, 2005 | Apr 4, 2005 |
| Norman Kenneth Marshall | A&S Capital Advisors, Inc. unclassified | Anderson & Strudwick, Incorporated other | Other | Apr 4, 2005 | Apr 4, 2005 |
| Elaine Barkley Miller | A&S Capital Advisors, Inc. unclassified | Anderson & Strudwick, Incorporated other | Other | Apr 4, 2005 | Apr 4, 2005 |
| Daniel Marc Peimer | Ameriprise Financial Services, LLC national BD | Anderson & Strudwick, Incorporated other | Other | Jan 19, 2005 | Jun 12, 2006 (509 d) |
| Edward Ashod Tiryakian | UBS Financial Services Inc. wirehouse | Anderson & Strudwick, Incorporated other | Other | Oct 1, 2003 | Apr 8, 2005 (555 d) |