DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Paulson Investment Company, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Marc David OrourkeBroxton Capital Advisors LLC otherPaulson Investment Company, LLC otherOtherNov 30, 2018Dec 3, 2018
Eric Todd HarrisMsi Financial Services, Inc. otherPaulson Investment Company, LLC otherOtherDec 23, 2015May 8, 2017 (502 d)
Michael Patrick NixonNewport Coast Asset Management otherPaulson Investment Company, LLC otherOtherDec 8, 2015Mar 24, 2016 (107 d)
Matthew David AlbersNewport Coast Asset Management otherPaulson Investment Company, LLC otherOtherDec 8, 2015Mar 24, 2016 (107 d)
Dane Leigh GrouellJhs Capital Advisors, LLC otherPaulson Investment Company, LLC otherOtherAug 24, 2015Dec 13, 2017 (842 d)
Erik Fw LawrenceUBS Financial Services Inc. wirehousePaulson Investment Company, LLC otherOtherFeb 11, 2011Feb 7, 2011
Joel Gary JanssenAmeriprise Financial Services, LLC national BDPaulson Investment Company, LLC otherOtherOct 28, 2010Oct 22, 2010
Sheila Blanche Lee PowellU.S. Bancorp Investments, Inc. otherPaulson Investment Company, LLC otherOtherMar 5, 2010Mar 10, 2010
Brian David RockowitzGunnallen Financial, Inc unclassifiedPaulson Investment Company, LLC otherOtherJan 13, 2010Jan 4, 2010
Joseph Arthur LloydGunnallen Financial, Inc unclassifiedPaulson Investment Company, LLC otherOtherJan 13, 2010Jan 6, 2010
John Floyd OlsonMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehousePaulson Investment Company, LLC otherOtherAug 20, 2009Jul 22, 2011 (701 d)
Emiliano AlonsoAmeriprise Advisor Services, Inc. unclassifiedPaulson Investment Company, LLC otherOtherSep 4, 2008Sep 2, 2008
David Gregory StittConcord Equity Group Advisors, LLC no RAUMPaulson Investment Company, LLC otherOtherJul 3, 2008Aug 15, 2008 (43 d)
Steven Wesley KapsimalisInvestment Management Corporation unclassifiedPaulson Investment Company, LLC otherOtherNov 23, 2007Nov 1, 2007
Lee Scott SteortsInvestment Management Corporation unclassifiedPaulson Investment Company, LLC otherOtherNov 23, 2007Nov 1, 2007
Kurt A. RoddyKey Investment Services LLC otherPaulson Investment Company, LLC otherOtherJul 25, 2007Oct 31, 2007 (98 d)
Adam M LevyMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehousePaulson Investment Company, LLC otherOtherJan 8, 2007Aug 15, 2008 (585 d)
Alan Leonard TarkoMilestone Financial Services, Inc. unclassifiedPaulson Investment Company, LLC otherOtherDec 31, 2006Feb 12, 2008 (408 d)
Jeremy WilmesOn Investment Management Co otherPaulson Investment Company, LLC otherOtherOct 31, 2006Nov 20, 2006
Nile Joseph SteigerwaldMorgan Stanley Dw Inc. unclassifiedPaulson Investment Company, LLC otherOtherFeb 28, 2006Mar 7, 2006
Voneen Camille BrightWells Fargo Advisors wirehousePaulson Investment Company, LLC otherOtherApr 26, 2005Mar 21, 2012 (2521 d)
Mark Aaron MillerA. G. Edwards & Sons, Inc. unclassifiedPaulson Investment Company, LLC otherOtherMar 7, 2005Apr 19, 2005 (43 d)
Jeremy WilmesEquitable Advisors, LLC national BDPaulson Investment Company, LLC otherOtherFeb 6, 2003May 15, 2003 (98 d)
George Dewey EggersLegg Mason Wood Walker, Incorporated unclassifiedPaulson Investment Company, LLC otherOtherOct 24, 2002Oct 3, 2002
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24 moves match.