DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Scott & Stringfellow, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Ralph Santford GarnerFirst Citizens Investor Services, Inc. otherScott & Stringfellow, LLC otherOtherDec 21, 2012Dec 21, 2012
Christopher Howard SivleyWells Fargo Advisors wirehouseScott & Stringfellow, LLC otherOtherDec 13, 2012Dec 17, 2012
Marsha VaughanWells Fargo Advisors wirehouseScott & Stringfellow, LLC otherOtherDec 13, 2012Dec 12, 2012
Matthew Aaron TurnerWells Fargo Advisors wirehouseScott & Stringfellow, LLC otherOtherDec 13, 2012Dec 17, 2012
Stephen Talbot SprakerDavenport & Company LLC otherScott & Stringfellow, LLC otherOtherNov 28, 2012Nov 28, 2012
James William ApplewhiteWells Fargo Advisors wirehouseScott & Stringfellow, LLC otherOtherNov 13, 2012Nov 27, 2012
Craig Edward BowdenNorthwestern Mutual Investment Services,LLC otherScott & Stringfellow, LLC otherOtherNov 5, 2012Nov 14, 2012
John Franklin StonerWells Fargo Advisors wirehouseScott & Stringfellow, LLC otherOtherOct 9, 2012Oct 9, 2012
Gavin Young ShuckWells Fargo Advisors wirehouseScott & Stringfellow, LLC otherOtherOct 9, 2012Oct 9, 2012
Paul Stewart IrvingWells Fargo Advisors wirehouseScott & Stringfellow, LLC otherOtherOct 9, 2012Oct 9, 2012
Ronald Vance ArthurEdward Jones national BDScott & Stringfellow, LLC otherOtherOct 1, 2012Dec 7, 2012 (67 d)
William Garrett OuztsMorgan Keegan & Company, LLC otherScott & Stringfellow, LLC otherOtherSep 21, 2012Sep 21, 2012
William G OuztsMorgan Keegan & Company, LLC otherScott & Stringfellow, LLC otherOtherSep 21, 2012Sep 21, 2012
David RabinowitzMorgan Stanley wirehouseScott & Stringfellow, LLC otherOtherSep 5, 2012Aug 29, 2012
Benjamin Wayne RigganLPL Financial LLC otherScott & Stringfellow, LLC otherOtherAug 31, 2012Aug 31, 2012
Elaine Weatherford RainesWells Fargo Advisors wirehouseScott & Stringfellow, LLC otherOtherAug 13, 2012Aug 17, 2012
William Desmond StaffordJ.J.B. Hilliard, W.L. Lyons, LLC otherScott & Stringfellow, LLC otherOtherJun 18, 2012Jun 25, 2012
William Eddins GallowayMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseScott & Stringfellow, LLC otherOtherJun 4, 2012Jun 5, 2012
Kenneth Gregory BarnesWells Fargo Advisors wirehouseScott & Stringfellow, LLC otherOtherMay 25, 2012Jun 14, 2012
Lloyd Keith NelmsMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseScott & Stringfellow, LLC otherOtherApr 23, 2012Apr 23, 2012
Rodney Burton LineberryMorgan Stanley wirehouseScott & Stringfellow, LLC otherOtherJan 27, 2012Apr 24, 2012 (88 d)
John Draper EllisonCary Street Partners otherScott & Stringfellow, LLC otherOtherDec 14, 2011May 15, 2012 (153 d)
Cline Edward ReasorSuntrust Investment Services, Inc. otherScott & Stringfellow, LLC otherOtherOct 5, 2011Oct 5, 2011
Michael Dale FarishWells Fargo Advisors wirehouseScott & Stringfellow, LLC otherOtherSep 13, 2011Sep 14, 2011
Colin DucharmeChase Investment Counsel Corporation otherScott & Stringfellow, LLC otherOtherAug 12, 2011Oct 6, 2011 (55 d)
Faith Goldman RashFirst Citizens Investor Services, Inc. otherScott & Stringfellow, LLC otherOtherJul 21, 2011Aug 10, 2011
Lori S SmithMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseScott & Stringfellow, LLC otherOtherMay 25, 2011Jun 8, 2011
Sean Ronald FrelkeSuntrust Investment Services, Inc. otherScott & Stringfellow, LLC otherOtherMay 13, 2011Jun 1, 2011
Andrew Mitchell PittinosWells Fargo Advisors wirehouseScott & Stringfellow, LLC otherOtherMay 3, 2011May 4, 2011
Horace R KornegayEquitable Advisors, LLC national BDScott & Stringfellow, LLC otherOtherApr 26, 2011Apr 27, 2011
Jessica CosteSuntrust Investment Services, Inc. otherScott & Stringfellow, LLC otherOtherApr 21, 2011Apr 21, 2011
John Archie JeffordsJ.J.B. Hilliard, W.L. Lyons, LLC otherScott & Stringfellow, LLC otherOtherMar 29, 2011Jun 1, 2011 (64 d)
George Alfred LuptonUBS Financial Services Inc. wirehouseScott & Stringfellow, LLC otherOtherMar 21, 2011Apr 1, 2011
Julie TenerMorgan Stanley wirehouseScott & Stringfellow, LLC otherOtherFeb 23, 2011Mar 3, 2011
Nathaniel Perry CrosbyWells Fargo Advisors wirehouseScott & Stringfellow, LLC otherOtherJan 13, 2011Oct 17, 2012 (643 d)
Frankie PortugalSuntrust Investment Services, Inc. otherScott & Stringfellow, LLC otherOtherNov 8, 2010Nov 23, 2010
Christopher Douglas BrayMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseScott & Stringfellow, LLC otherOtherOct 26, 2010Nov 22, 2010
Richard Edwin GilesUBS Financial Services Inc. wirehouseScott & Stringfellow, LLC otherOtherOct 22, 2010Oct 18, 2010
Ray L Schrecker Jr.UBS Financial Services Inc. wirehouseScott & Stringfellow, LLC otherOtherOct 22, 2010Oct 18, 2010
Charles William KernUBS Financial Services Inc. wirehouseScott & Stringfellow, LLC otherOtherOct 20, 2010Oct 22, 2010
Jennifer J NelsonMorgan Keegan & Company, LLC otherScott & Stringfellow, LLC otherOtherOct 13, 2010Dec 1, 2010 (49 d)
Joseph Frederick BaigasMorgan Stanley wirehouseScott & Stringfellow, LLC otherOtherOct 7, 2010Nov 19, 2010 (43 d)
John Joseph MccarthyRobert W. Baird & Co. Incorporated otherScott & Stringfellow, LLC otherOtherSep 23, 2010Oct 12, 2010
Jeffrey Ross PurdonRobert W. Baird & Co. Incorporated otherScott & Stringfellow, LLC otherOtherSep 21, 2010Oct 12, 2010
David William RakestrawBb&T Investment Services, Inc. no RAUMScott & Stringfellow, LLC otherOtherJul 21, 2010Jul 19, 2010
Mark Andrew LevinDavenport & Company LLC otherScott & Stringfellow, LLC otherOtherJul 16, 2010Aug 18, 2010 (33 d)
Holly Hayden TuckMorgan Stanley wirehouseScott & Stringfellow, LLC otherOtherJul 8, 2010Jun 23, 2010
Matthew Mitchell KrycinskiMorgan Stanley wirehouseScott & Stringfellow, LLC otherOtherJul 8, 2010Jun 23, 2010
Alexander Simon BrownWells Fargo Advisors wirehouseScott & Stringfellow, LLC otherOtherApr 21, 2010Apr 21, 2010
Mary Beth WaferMorgan Stanley wirehouseScott & Stringfellow, LLC otherOtherMar 10, 2010Feb 19, 2010
Nichole Michelle WhatleyBb&T Investment Services, Inc. no RAUMScott & Stringfellow, LLC otherOtherFeb 18, 2010Feb 16, 2010
Jay Louis BurmasterWells Fargo Advisors wirehouseScott & Stringfellow, LLC otherOtherNov 11, 2009Nov 6, 2009
Peter John ClarkeWells Fargo Advisors wirehouseScott & Stringfellow, LLC otherOtherJun 15, 2009Jun 12, 2009
Neva Elyse HagopianWells Fargo Advisors wirehouseScott & Stringfellow, LLC otherOtherJun 15, 2009Jun 12, 2009
William Franklin BrinkleyWells Fargo Advisors wirehouseScott & Stringfellow, LLC otherOtherJun 15, 2009Jun 12, 2009
Andrew Michael KarrWells Fargo Advisors wirehouseScott & Stringfellow, LLC otherOtherJun 15, 2009Jun 12, 2009
George Holland WhitmoreUBS Financial Services Inc. wirehouseScott & Stringfellow, LLC otherOtherMar 4, 2009Feb 13, 2009
Luther Kirkpatrick WilesUBS Financial Services Inc. wirehouseScott & Stringfellow, LLC otherOtherMar 4, 2009Feb 17, 2009
Michal KovacMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseScott & Stringfellow, LLC otherOtherFeb 12, 2009Feb 9, 2009
Richard Andrew LinkCitigroup Global Markets Inc. otherScott & Stringfellow, LLC otherOtherFeb 9, 2009Jan 22, 2009
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114 moves match.