DFX Intelligence
Offices
Where advisors are leaving, and where they are arrivingHow offices are countedAn office is a firm and a branch city on IAPD. Advisors today is the count of people whose current registration lists that branch; a departure is a registration ending at the firm whose last listed branch was this city; a join is a current registration that began in the window.Teams are the lift-outs and arrivals on the teams page, placed at their top city. Breakaways in formation counts advisors at this office who are direct owners of an adviser first registered in the last year. Street addresses are not read.
65,359 offices matchName search is part of RIA and Wealth Intelligence, so “FIFTH THIRD SECURITIES, INC.” was not applied.
| Firm | Office | Advisors | Joined 12m | Left 12m | Net | Rate | Teams out | Teams in | Forming |
|---|---|---|---|---|---|---|---|---|---|
| CANVAS WEALTH ADVISORS, LLC independent RIA | Shawnee, Ks · principal | 8 | 1 | 2 | -1 | 25% | |||
| CETERA INVESTMENT ADVISERS LLC BD affiliated | Monroeville, Pa | 8 | 0 | 2 | -2 | 25% | |||
| CETERA INVESTMENT ADVISERS LLC BD affiliated | Mankato, Mn | 8 | 0 | 2 | -2 | 25% | |||
| A• W••••• M••••••••• L•• BD affiliated | Scottsdale, Az | 8 | 1 | 2 | -1 | 25% | 1 | ||
| T•• A•••• P•••••••• L•• other | Old Bridge, Nj · principal | 8 | 3 | 2 | +1 | 25% | |||
| R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated | Overland Park, Ks | 8 | 0 | 2 | -2 | 25% | 1 | ||
| L•• F•••••••• L•• BD affiliated | Chatsworth, Ca | 8 | 0 | 2 | -2 | 25% | |||
| G••• I••••••••• M••••••••• L•• independent RIA | Boston, Ma · principal | 8 | 0 | 2 | -2 | 25% | |||
| L•• E••••••••• L•• BD affiliated | High Point, Nc | 8 | 1 | 2 | -1 | 25% | |||
| M•• I•••••••• S•••••••• L•• BD affiliated | Little Rock, Ar | 7 | 2 | 2 | 0 | 29% | |||
| S••••• W••••• L•• independent RIA | Birmingham, Mi · principal | 7 | 7 | 2 | +5 | 29% | 1 | ||
| T••••••• I••••••••• M••••••••• I••• BD affiliated | Valparaiso, In | 7 | 0 | 2 | -2 | 29% | 1 | ||
| R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated | Altoona, Pa | 7 | 0 | 2 | -2 | 29% | |||
| J••• M••••• S••••••••• L•• wirehouse | Round Rock, Tx | 7 | 2 | 2 | 0 | 29% | |||
| N••••••••• M••••• I••••••••• S••••••••• no RAUM | Middleton, Wi | 7 | 0 | 2 | -2 | 29% | |||
| S•••••• N••••••• • C••••••• I••••••••• national BD | Cookeville, Tn | 7 | 0 | 2 | -2 | 29% | 1 | ||
| F••••••• I••••••••• W••••• A•••••• L•• mixed wealth | Smithfield, Ri | 7 | 2 | 2 | 0 | 29% | |||
| S•••••• F••••• O•••••• L•• independent RIA | Naperville, Il · principal | 7 | 2 | 2 | 0 | 29% | |||
| R•••••••• A••••••• independent RIA | Atlanta, Ga · principal | 7 | 6 | 2 | +4 | 29% | 1 | ||
| L••• A•• R••••••• independent RIA | Highlands Ranch, Co · principal | 7 | 2 | 2 | 0 | 29% | |||
| E••••• J•••• national BD | Granite Bay, Ca | 7 | 0 | 2 | -2 | 29% | |||
| H•••••• T••••••• • K•••• L•• independent RIA | Tampa, Fl | 7 | 1 | 2 | -1 | 29% | 1 | ||
| N••••••••• M••••• I••••••••• S••••••••• no RAUM | Miami, Fl | 7 | 2 | 2 | 0 | 29% | |||
| N••••••••• M••••• I••••••••• S••••••••• no RAUM | Knoxville, Tn | 7 | 5 | 2 | +3 | 29% | 1 | ||
| W••••• M••••••••• C•••• L•• independent RIA | Salt Lake City, Ut · principal | 7 | 1 | 2 | -1 | 29% | |||
| W••• P•••••• C••••• A•••••••• L•• independent RIA | Florham Park, Nj · principal | 7 | 1 | 2 | -1 | 29% | |||
| U•• F•••••••• S••••••• I••• wirehouse | Morristown, Nj | 7 | 0 | 2 | -2 | 29% | |||
| O•••• W•••••• I••• BD affiliated | Naperville, Il | 7 | 0 | 2 | -2 | 29% | 1 | ||
| L•• F•••••••• L•• BD affiliated | Darien, Ct | 7 | 1 | 2 | -1 | 29% | 1 | ||
| J••• M••••• S••••••••• L•• wirehouse | Prosper, Tx | 7 | 1 | 2 | -1 | 29% | |||
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse | Bronx, Ny | 7 | 1 | 2 | -1 | 29% | |||
| L•• F•••••••• L•• BD affiliated | Golden Valley, Mn | 7 | 0 | 2 | -2 | 29% | |||
| A• W••••• M••••••••• L•• BD affiliated | Peoria, Az | 7 | 4 | 2 | +2 | 29% | |||
| J••• M••••• S••••••••• L•• wirehouse | Sun City West, Az | 7 | 0 | 2 | -2 | 29% | |||
| J••• M••••• S••••••••• L•• wirehouse | Sunrise, Fl | 7 | 3 | 2 | +1 | 29% | |||
| F•••• C•••••• A••••••• S••••••• BD affiliated | Fairfield, Ca | 7 | 2 | 2 | 0 | 29% | |||
| C••••••••• F•••••••• N•••••• national BD | Allentown, Pa | 7 | 1 | 2 | -1 | 29% | |||
| M••••• C•••••• A•••••••• L•• independent RIA | San Antonio, Tx · principal | 7 | 0 | 2 | -2 | 29% | |||
| C••••••••• F•••••••• N•••••• national BD | Brentwood, Tn | 7 | 0 | 2 | -2 | 29% | |||
| E•••• S••••••••• L•• BD affiliated | Hyannis, Ma | 7 | 1 | 2 | -1 | 29% | |||
| D••••••• A••••• C••••••• L•• independent RIA | Ridgeland, Sc · principal | 7 | 4 | 2 | +2 | 29% | |||
| R•••••• J•••• • A••••••••• I••• national BD | Phoenix, Az | 7 | 1 | 2 | -1 | 29% | |||
| L•• F•••••••• L•• BD affiliated | Waunakee, Wi | 7 | 1 | 2 | -1 | 29% | |||
| J••• M••••• S••••••••• L•• wirehouse | Garland, Tx | 7 | 1 | 2 | -1 | 29% | |||
| F•••••••• L••• A••••••• independent RIA | San Antonio, Tx · principal | 7 | 1 | 2 | -1 | 29% | |||
| L•• F•••••••• L•• BD affiliated | Westford, Ma | 7 | 0 | 2 | -2 | 29% | 1 | ||
| C•••••• W••••• M••••••••• L•• independent RIA | Coral Gables, Fl | 7 | 1 | 2 | -1 | 29% | |||
| A••••••••• F•••••••• S•••••••• L•• national BD | Saint Louis Park, Mn | 7 | 0 | 2 | -2 | 29% | |||
| B••••••••• F•••••••• G••••• L•• independent RIA | Kansas City, Mo · principal | 7 | 1 | 2 | -1 | 29% | 1 | ||
| E••••• J•••• national BD | Bonney Lake, Wa | 7 | 1 | 2 | -1 | 29% | |||
| E••••• J•••• national BD | Elk Grove, Ca | 7 | 0 | 2 | -2 | 29% | |||
| O•••• W•••••• I••• BD affiliated | Riverside, Ca | 7 | 1 | 2 | -1 | 29% | 1 | ||
| O•••• W•••••• I••• BD affiliated | Pewaukee, Wi | 7 | 0 | 2 | -2 | 29% | |||
| R•••• F••••••••• L•• independent RIA | Groveport, Oh · principal | 7 | 1 | 2 | -1 | 29% | |||
| K••••• A••••••• S•••••••• L•• BD affiliated | Towson, Md | 7 | 2 | 2 | 0 | 29% | 1 | ||
| H••• S••••••••• •••• I••• BD affiliated | New York City, Ny | 7 | 2 | 2 | 0 | 29% | |||
| O•••• W•••••• I••• BD affiliated | Dubois, Pa | 7 | 0 | 2 | -2 | 29% | 1 | ||
| G•• S•••••••• independent RIA | Orlando, Fl · principal | 7 | 4 | 2 | +2 | 29% | 1 | ||
| F•••••• F•••••••• A•••••••• L•• BD affiliated | Fort Lauderdale, Fl | 7 | 5 | 2 | +3 | 29% | |||
| R•• C•••••• M••••••• L•• national BD | Parker, Co | 7 | 0 | 2 | -2 | 29% |
The firm and advisor names past the first 3 rows are hidden. Open a row to reveal that record with a free account (5 a month), or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source is public either way.