DFX Intelligence
Offices
Where advisors are leaving, and where they are arrivingHow offices are countedAn office is a firm and a branch city on IAPD. Advisors today is the count of people whose current registration lists that branch; a departure is a registration ending at the firm whose last listed branch was this city; a join is a current registration that began in the window.Teams are the lift-outs and arrivals on the teams page, placed at their top city. Breakaways in formation counts advisors at this office who are direct owners of an adviser first registered in the last year. Street addresses are not read.
65,359 offices matchName search is part of RIA and Wealth Intelligence, so “GENEOS WEALTH MANAGEMENT, INC.” was not applied.
| Firm | Office | Advisors | Joined 12m | Left 12m | Net | Rate | Teams out | Teams in | Forming |
|---|---|---|---|---|---|---|---|---|---|
| CHARLES SCHWAB & CO., INC. brokerage advisory | Fort Lauderdale, Fl | 10 | 3 | 1 | +2 | 10% | |||
| ADVICE AND PLANNING SERVICES BD affiliated | Plano, Tx | 10 | 3 | 1 | +2 | 10% | 4 | ||
| LPL FINANCIAL LLC BD affiliated | Lewes, De | 10 | 0 | 1 | -1 | 10% | |||
| R•• C•••••• M••••••• L•• national BD | Woodbury, Mn | 10 | 1 | 1 | 0 | 10% | |||
| P••••••• A••••••••• L•• independent RIA | Birmingham, Mi · principal | 10 | 5 | 1 | +4 | 10% | |||
| C••••• I••••••••• A••••••• L•• BD affiliated | Lutz, Fl | 10 | 6 | 1 | +5 | 10% | 1 | ||
| C•••••• S••••• • C••• I••• brokerage advisory | Mountain Brook, Al | 10 | 1 | 1 | 0 | 10% | |||
| C•••••• S••••• • C••• I••• brokerage advisory | Los Gatos, Ca | 10 | 3 | 1 | +2 | 10% | |||
| L•• F•••••••• L•• BD affiliated | Richardson, Tx | 10 | 1 | 1 | 0 | 10% | 1 | ||
| P•• W•••••• C••••••• L•• independent RIA | Knoxville, Tn · principal | 10 | 2 | 1 | +1 | 10% | |||
| M•••••••• W••• A•••• M••••••••• L•• independent RIA | Los Angeles, Ca · principal | 10 | 1 | 1 | 0 | 10% | |||
| T••••• A••••••• S•••••••• I••• bank affiliated | Fairfax, Va | 10 | 2 | 1 | +1 | 10% | |||
| F••••• M••••• L•• institutional | New York, Ny · principal | 10 | 0 | 1 | -1 | 10% | |||
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse | Lake Forest, Il | 10 | 0 | 1 | -1 | 10% | |||
| C••••• A•••• M••••••••• L•• institutional | New York, Ny · principal | 10 | 0 | 1 | -1 | 10% | |||
| T••••• A••••••• S•••••••• I••• bank affiliated | Asheville, Nc | 10 | 1 | 1 | 0 | 10% | |||
| W•••• F•••• A••••••• wirehouse | Pawleys Island, Sc | 10 | 1 | 1 | 0 | 10% | |||
| C•••••• S••••• • C••• I••• brokerage advisory | Carmel, Ca | 10 | 3 | 1 | +2 | 10% | |||
| F••••••• A•••• M••••••••• L•• independent RIA | Clearwater, Fl · principal | 10 | 2 | 1 | +1 | 10% | |||
| W•••• F•••• A••••••• wirehouse | Miramar Beach, Fl | 10 | 1 | 1 | 0 | 10% | |||
| W•••• F•••• A••••••• wirehouse | Long Beach, Ca | 10 | 0 | 1 | -1 | 10% | |||
| M•• C•••••• M••••••••• L•• independent RIA | New York, Ny | 10 | 4 | 1 | +3 | 10% | |||
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse | Gadsden, Al | 10 | 1 | 1 | 0 | 10% | |||
| W•••• F•••• A••••••• wirehouse | Coralville, Ia | 10 | 1 | 1 | 0 | 10% | |||
| L•• F•••••••• L•• BD affiliated | Thornton, Co | 10 | 1 | 1 | 0 | 10% | |||
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse | Cypress, Tx | 10 | 2 | 1 | +1 | 10% | |||
| L•• F•••••••• L•• BD affiliated | Franklin, Wi | 10 | 1 | 1 | 0 | 10% | 1 | ||
| C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliated | Fort Lauderdale, Fl | 10 | 1 | 1 | 0 | 10% | |||
| C••••• F•••••••• G••••• I••• independent RIA | San Diego, Ca · principal | 10 | 3 | 1 | +2 | 10% | |||
| H••• S••••••••• •••• I••• bank affiliated | Cupertino, Ca | 10 | 0 | 1 | -1 | 10% | |||
| R•••• • Y• I••••••••• A•••••••• L•• independent RIA | Eugene, Or · principal | 10 | 1 | 1 | 0 | 10% | |||
| S•••• P•••• A•••••••• L•• independent RIA | Brielle, Nj · principal | 10 | 1 | 1 | 0 | 10% | |||
| L•• F•••••••• L•• BD affiliated | Edwardsville, Il | 10 | 2 | 1 | +1 | 10% | |||
| A••••• A•• P••••••• S••••••• BD affiliated | Aurora, Co | 10 | 0 | 1 | -1 | 10% | |||
| U•• F•••••••• S••••••• I••• wirehouse | Greenville, De | 10 | 0 | 1 | -1 | 10% | |||
| T••••••• I••••••••• M••••••••• I••• BD affiliated | Jacksonville, Fl | 10 | 2 | 1 | +1 | 10% | |||
| C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliated | Auburn, Al | 10 | 1 | 1 | 0 | 10% | |||
| T••••••• I••••••••• M••••••••• I••• BD affiliated | Indianapolis, In | 10 | 2 | 1 | +1 | 10% | |||
| C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliated | Appleton, Wi | 10 | 1 | 1 | 0 | 10% | |||
| L•• F•••••••• L•• BD affiliated | Urbandale, Ia | 10 | 3 | 1 | +2 | 10% | |||
| C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliated | Albuquerque, Nm | 10 | 1 | 1 | 0 | 10% | |||
| I••••••••• I••••••••• C••••••••• L•• independent RIA | Bloomfield Hills, Mi · principal | 10 | 7 | 1 | +6 | 10% | |||
| U•• F•••••••• S••••••• I••• wirehouse | Rye, Ny | 10 | 0 | 1 | -1 | 10% | |||
| A••••••••• L••• other | San Diego, Ca | 10 | 1 | 1 | 0 | 10% | |||
| U•• F•••••••• S••••••• I••• wirehouse | Port Washington, Ny | 10 | 0 | 1 | -1 | 10% | |||
| R•••••••• independent RIA | New York, Ny · principal | 10 | 1 | 1 | 0 | 10% | |||
| F•••• C•••••• A••••••• S••••••• BD affiliated | Jacksonville, Nc | 10 | 3 | 1 | +2 | 10% | |||
| C••••••• P••••••• independent RIA | Doylestown, Pa | 10 | 10 | 1 | +9 | 10% | |||
| L•• F•••••••• L•• BD affiliated | Flowood, Ms | 10 | 0 | 1 | -1 | 10% | |||
| O•••• A••••••• S•••••••• L•• BD affiliated | Colorado Springs, Co | 10 | 2 | 1 | +1 | 10% | |||
| E••••• J•••• national BD | Ames, Ia | 10 | 1 | 1 | 0 | 10% | |||
| T•• W••••• A•••••••• L•• independent RIA | Melville, Ny · principal | 10 | 2 | 1 | +1 | 10% | |||
| V••••••• C•••••• L•• independent RIA | Atlanta, Ga · principal | 10 | 0 | 1 | -1 | 10% | |||
| M•• W••••• C••••••••• L•• independent RIA | Chesterfield, Mo · principal | 10 | 3 | 1 | +2 | 10% | |||
| L•• F•••••••• L•• BD affiliated | Brick, Nj | 10 | 1 | 1 | 0 | 10% | |||
| E••••• J•••• national BD | St Charles, Il | 10 | 0 | 1 | -1 | 10% | |||
| V•••• F•••••••• A•••••••• I••• BD affiliated | Jacksonville, Fl | 10 | 0 | 1 | -1 | 10% | |||
| P• A•••• M••••••••• L•• asset manager | Chicago, Il · principal | 10 | 0 | 1 | -1 | 10% | |||
| C••••••• S••••••••• I••• bank affiliated | Cranston, Ri | 10 | 1 | 1 | 0 | 10% | |||
| T••••••••• F•••••••• A•••••••• L•• BD affiliated | Murfreesboro, Tn | 10 | 1 | 1 | 0 | 10% |
The firm and advisor names past the first 3 rows are hidden. Open a row to reveal that record with a free account (5 a month), or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source is public either way.