DFX Intelligence
Offices
Where advisors are leaving, and where they are arrivingHow offices are countedAn office is a firm and a branch city on IAPD. Advisors today is the count of people whose current registration lists that branch; a departure is a registration ending at the firm whose last listed branch was this city; a join is a current registration that began in the window.Teams are the lift-outs and arrivals on the teams page, placed at their top city. Breakaways in formation counts advisors at this office who are direct owners of an adviser first registered in the last year. Street addresses are not read.
65,359 offices matchName search is part of RIA and Wealth Intelligence, so “OPPENHEIMER & CO. INC.” was not applied.
| Firm | Office | Advisors | Joined 12m | Left 12m | Net | Rate | Teams out | Teams in | Forming |
|---|---|---|---|---|---|---|---|---|---|
| AMERIPRISE FINANCIAL SERVICES, LLC national BD | Cincinnati, Oh | 76 | 9 | 5 | +4 | 6.6% | |||
| BOLTON GLOBAL ASSET MANAGEMENT BD affiliated | Miami, Fl | 72 | 8 | 5 | +3 | 6.9% | 1 | ||
| J.P. MORGAN SECURITIES LLC wirehouse | Charlotte, Nc | 71 | 16 | 5 | +11 | 7.0% | 1 | ||
| C••••• A••••••• G••••• L•• independent RIA | Clearwater, Fl · principal | 69 | 13 | 5 | +8 | 7.2% | |||
| E•••••••• A•••••••• L•• national BD | Irvine, Ca | 68 | 14 | 5 | +9 | 7.4% | 1 | ||
| M•• I•••••••• S•••••••• L•• BD affiliated | Chicago, Il | 64 | 8 | 5 | +3 | 7.8% | |||
| C•••••• A••••••• S•••••••• L•• independent RIA | Dallas, Tx · principal | 62 | 15 | 5 | +10 | 8.1% | 1 | ||
| E••••• J•••• national BD | Colorado Springs, Co | 61 | 6 | 5 | +1 | 8.2% | 1 | ||
| L•• F•••••••• L•• BD affiliated | Knoxville, Tn | 61 | 6 | 5 | +1 | 8.2% | |||
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse | Richmond, Va | 60 | 4 | 5 | -1 | 8.3% | |||
| O•••• I••••••••• I••• BD affiliated | Meriden, Ct · principal | 60 | 8 | 5 | +3 | 8.3% | 1 | ||
| L•• F•••••••• L•• BD affiliated | Albuquerque, Nm | 59 | 9 | 5 | +4 | 8.5% | 1 | 1 | |
| M•• I•••••••• S•••••••• L•• BD affiliated | Rochester, Ny | 56 | 2 | 5 | -3 | 8.9% | 1 | ||
| E•••••••• A•••••••• L•• national BD | Independence, Oh | 55 | 16 | 5 | +11 | 9.1% | 1 | ||
| L•• E••••••••• L•• BD affiliated | Downers Grove, Il | 53 | 8 | 5 | +3 | 9.4% | 1 | ||
| E•••••••• A•••••••• L•• national BD | Morristown, Nj | 52 | 8 | 5 | +3 | 9.6% | 1 | ||
| U•• F•••••••• S••••••• I••• wirehouse | Indianapolis, In | 50 | 1 | 5 | -4 | 10% | 1 | ||
| W•••• F•••• A••••••• wirehouse | The Woodlands, Tx | 48 | 6 | 5 | +1 | 10% | 1 | ||
| F•••••• F•••••••• A•••••••• L•• BD affiliated | Miami Lakes, Fl | 47 | 18 | 5 | +13 | 11% | 1 | ||
| I•••••• A•••••••• I••• asset manager | Atlanta, Ga · principal | 45 | 6 | 5 | +1 | 11% | |||
| P•• A••••••• S•••••••• L•• independent RIA | Albany, Ny · principal | 45 | 4 | 5 | -1 | 11% | 1 | ||
| M•• I•••••••• S•••••••• L•• BD affiliated | Houston, Tx | 43 | 8 | 5 | +3 | 12% | |||
| M••• W••••• independent RIA | Denver, Co · principal | 42 | 8 | 5 | +3 | 12% | 1 | ||
| A•••• A••••••••• S••••••••• L•• independent RIA | Farmington, Mi · principal | 40 | 4 | 5 | -1 | 13% | 1 | ||
| L•• E••••••••• L•• BD affiliated | Charlotte, Nc | 37 | 9 | 5 | +4 | 14% | |||
| L•• F•••••••• L•• BD affiliated | Lafayette, La | 37 | 4 | 5 | -1 | 14% | 1 | ||
| W•••• F•••• A••••••• wirehouse | Charlottesville, Va | 36 | 5 | 5 | 0 | 14% | 1 | ||
| C•••••• S••••• • C••• I••• national BD | Dallas, Tx | 35 | 7 | 5 | +2 | 14% | 1 | ||
| L•• E••••••••• L•• BD affiliated | Wauwatosa, Wi | 34 | 3 | 5 | -2 | 15% | |||
| E•••••••• A•••••••• L•• national BD | San Antonio, Tx | 33 | 6 | 5 | +1 | 15% | 1 | ||
| U•• A•••• M••••••••• ••••••••• L•• mixed wealth | New York, Ny · principal | 32 | 9 | 5 | +4 | 16% | 1 | ||
| C••••• I••••••••• A••••••• L•• BD affiliated | San Antonio, Tx | 31 | 0 | 5 | -5 | 16% | |||
| E••••• J•••• national BD | Honolulu, Hi | 30 | 3 | 5 | -2 | 17% | 1 | ||
| R•••• A•••••••• L•• independent RIA | Mclean, Va · principal | 30 | 17 | 5 | +12 | 17% | |||
| C• P••••••• C••• independent RIA | Portland, Or · principal | 29 | 4 | 5 | -1 | 17% | 1 | ||
| C••••• I••••••••• A••••••• L•• BD affiliated | New Orleans, La | 29 | 3 | 5 | -2 | 17% | 1 | ||
| B••••• T•••• independent RIA | Morristown, Nj · principal | 28 | 7 | 5 | +2 | 18% | 1 | ||
| C••••• I••••••••• A••••••• L•• BD affiliated | Rochester, Ny | 28 | 1 | 5 | -4 | 18% | |||
| L•• E••••••••• L•• BD affiliated | Rosemont, Il | 28 | 5 | 5 | 0 | 18% | |||
| T••••• A••••••• S•••••••• I••• BD affiliated | Alpharetta, Ga | 26 | 2 | 5 | -3 | 19% | 1 | ||
| M••••••••• I••••••••• M••••••••• L•• mixed wealth | Chicago, Il · principal | 25 | 1 | 5 | -4 | 20% | |||
| W•••• F•••• A••••••• wirehouse | Naperville, Il | 25 | 2 | 5 | -3 | 20% | 1 | ||
| D•• W••••• M••••••••• independent RIA | Scottsdale, Az · principal | 24 | 7 | 5 | +2 | 21% | |||
| L•• F•••••••• L•• BD affiliated | Edmond, Ok | 24 | 3 | 5 | -2 | 21% | 1 | 1 | |
| W•••• F•••• A••••••• wirehouse | Brentwood, Tn | 23 | 3 | 5 | -2 | 22% | |||
| F•••••••• S••••••• A••••••• I•• independent RIA | Virginia Beach, Va · principal | 22 | 3 | 5 | -2 | 23% | 1 | ||
| W•••• F•••• A••••••• wirehouse | Bee Cave, Tx | 22 | 1 | 5 | -4 | 23% | 1 | ||
| A•••• W••••• A•••••••• L•• BD affiliated | Chicago, Il · principal | 21 | 3 | 5 | -2 | 24% | 2 | ||
| P•••••••• S••••••••• I••• BD affiliated | Overland Park, Ks | 21 | 3 | 5 | -2 | 24% | 1 | ||
| E•••••••• A•••••••• L•• national BD | Woodland Hills, Ca | 21 | 5 | 5 | 0 | 24% | |||
| E•••••••• A•••••••• L•• national BD | Franklin, Tn | 21 | 5 | 5 | 0 | 24% | |||
| F••••••••• C•••••• independent RIA | Las Vegas, Nv · principal | 20 | 5 | 5 | 0 | 25% | |||
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse | Saratoga Springs, Ny | 19 | 0 | 5 | -5 | 26% | 1 | ||
| U•• F•••••••• S••••••• I••• wirehouse | Hoboken, Nj | 18 | 2 | 5 | -3 | 28% | |||
| F•••• C••••••• I••••••• S•••••••• I••• BD affiliated | Pasadena, Ca | 18 | 4 | 5 | -1 | 28% | 2 | ||
| T•••• A••••••• G•••• L•• independent RIA | Birmingham, Al · principal | 17 | 0 | 5 | -5 | 29% | 1 | ||
| C••••• I••••••••• A••••••• L•• BD affiliated | Raleigh, Nc | 16 | 0 | 5 | -5 | 31% | 1 | ||
| P••• R••••••••• P•••••••• I••• independent RIA | Columbus, Oh · principal | 14 | 3 | 5 | -2 | 36% | |||
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse | Plano, Tx | 14 | 1 | 5 | -4 | 36% | 1 | ||
| U•• F•••••••• S•••••••• I••• independent RIA | Kansas City, Mo · principal | 13 | 2 | 5 | -3 | 38% | 3 |
The firm and advisor names past the first 3 rows are hidden. Open a row to reveal that record with a free account (5 a month), or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source is public either way.