DFX Intelligence
Practices
What each practice looks like, from what it filedAbout practice archetypesA practice archetype is a rule over Form ADV answers (client mix, assets, advisors, offices, affiliations, activities, Schedule A owners), printed on every firm page beside the label; a firm can carry several.The operating metrics are derived from reported fields with the formula shown on the firm page. Nothing here estimates an advisor’s book or a firm’s revenue.
4,728 practices match
| Firm | RAUM | 1y | Advisors | Per advisor | Private clients | HNW of private | Clients / advisor | Offices | Funds |
|---|---|---|---|---|---|---|---|---|---|
| HALBERT WEALTH MANAGEMENT, INC independent RIA | $211M | +190% | 4 | $52.8M | 77% | 70% | 62 | 1 | |
| SHAFFER CAPITAL independent RIA | $211M | +21% | 4 | $52.8M | 67% | 75% | 47 | 1 | |
| PHASE III ADVISORY SERVICES, LTD independent RIA | $211M | +30% | 3 | $70.3M | 100% | 59% | 161 | 2 | |
| R•••••• W••••• M••••••••• independent RIA | $211M | +12% | 5 | $42.2M | 100% | 63% | 82 | 1 | |
| S•••• F••••••••• L•• independent RIA | $211M | +24% | 5 | $42.2M | 100% | 60% | 50 | 3 | |
| M•••• C•••••• P••••••• independent RIA | $211M | +4.3% | 4 | $52.7M | 67% | 86% | 44 | 1 | 1 |
| S••••••••• C•••••• M••••••••• independent RIA | $211M | +12% | 2 | $105M | 100% | 72% | 71 | 1 | |
| B••••• F•••••••• L•• independent RIA | $210M | +12% | 2 | $105M | 100% | 59% | 242 | 1 | |
| S••••••••• F••••••••• I•• independent RIA | $210M | 3 | $70.1M | 100% | 80% | 58 | 3 | ||
| S•••• P••••••••• L•• independent RIA | $210M | +3.6% | 4 | $52.6M | 100% | 81% | 38 | 2 | |
| C••••••• S••••••• L••• independent RIA | $210M | -1.8% | 4 | $52.5M | 87% | 78% | 48 | 1 | |
| A••••••• F••••• W•••••• L•• independent RIA | $210M | -1.4% | 2 | $105M | 84% | 82% | 120 | 1 | |
| D••••• I••••••••• G•••• I••• independent RIA | $210M | 3 | $70.0M | 100% | 69% | 71 | 1 | ||
| T•••••• W••••• M••••••••• L•• independent RIA | $210M | +14% | 3 | $70.0M | 100% | 67% | 33 | 1 | |
| M••••••• P••••••• G•••• independent RIA | $210M | 3 | $70.0M | 98% | 72% | 82 | 1 | ||
| H•••••• • R••• W••••• M••••••••• L•• independent RIA | $210M | 2 | $105M | 98% | 71% | 204 | 1 | ||
| W••••••• F••••••••• L•• independent RIA | $210M | +9.9% | 4 | $52.5M | 97% | 60% | 65 | 3 | |
| C••••••••• W••••• independent RIA | $210M | +26% | 4 | $52.4M | 100% | 71% | 44 | 1 | |
| S••••••• I••••••••• M••••••••• L•• independent RIA | $210M | +33% | 3 | $69.9M | 88% | 80% | 44 | 1 | |
| C••••• B•••• F•••••••• A••••••• independent RIA | $209M | +19% | 2 | $105M | 100% | 90% | 61 | 3 | |
| W•••••• W••••• M••••••••• L•• independent RIA | $209M | +23% | 2 | $105M | 97% | 68% | 164 | 1 | |
| C••••••• I••••••••• G•••• independent RIA | $209M | +43% | 6 | $34.8M | 100% | 85% | 24 | 1 | |
| C•••••• A•••• M••••••••• L•• independent RIA | $209M | +10% | 4 | $52.2M | 83% | 83% | 40 | 3 | |
| R•••••••• W••••• M••••••••• independent RIA | $209M | +19% | 2 | $104M | 82% | 64% | 219 | 1 | |
| C••• W••••• M••••••••• independent RIA | $209M | +19% | 7 | $29.8M | 96% | 67% | 50 | 5 | |
| M••••• W••••• A••••••• I••• independent RIA | $209M | 3 | $69.6M | 99% | 76% | 56 | 1 | ||
| C•••••• W••••• D••••••••• L•• independent RIA | $209M | +22% | 5 | $41.7M | 100% | 73% | 45 | 1 | |
| F•••••••• L••• P••••••• independent RIA | $208M | +19% | 4 | $52.1M | 100% | 62% | 75 | 2 | |
| L••••••• F•••••••• A•••••••• I••• independent RIA | $208M | +6.5% | 3 | $69.4M | 99% | 76% | 61 | 5 | |
| A•••• P••••••• L•• independent RIA | $208M | +13% | 2 | $104M | 98% | 79% | 98 | 3 | |
| F•••••• W••••• A•••••••• L•• independent RIA | $208M | +48% | 3 | $69.3M | 100% | 84% | 48 | 1 | |
| D•• independent RIA | $208M | +6.6% | 3 | $69.3M | 73% | 80% | 45 | 1 | |
| S•••••• L••• A•••• M••••••••• L•• independent RIA | $208M | 2 | $104M | 100% | 59% | 175 | 2 | ||
| F•••••••• C••••••• L•• independent RIA | $208M | +31% | 3 | $69.3M | 99% | 84% | 59 | 1 | |
| G••••••• A••••••• I•• independent RIA | $208M | +26% | 3 | $69.2M | 78% | 80% | 54 | 1 | |
| P••••••••• W••••• • T•• A••••••• independent RIA | $207M | +27% | 4 | $51.9M | 100% | 63% | 72 | 3 | |
| W•••• K••••• S•••••••• W••••• A•••••••• L•• independent RIA | $207M | +16% | 7 | $29.6M | 100% | 86% | 28 | 1 | |
| P•••••• F•••••••• L•• independent RIA | $207M | +8.7% | 3 | $69.0M | 100% | 79% | 54 | 5 | |
| W•• O• S•• D•••• independent RIA | $207M | +16% | 2 | $103M | 98% | 82% | 130 | 2 | |
| A••••••• I••••••••• M••••••••• L•• independent RIA | $207M | +15% | 2 | $103M | 85% | 75% | 80 | 1 | 1 |
| F••••• P•••• F••••••••• I••• independent RIA | $207M | +12% | 3 | $68.9M | 98% | 80% | 64 | 4 | |
| S••••••••• W••••• M••••••••• G•••• L•• independent RIA | $207M | +27% | 3 | $68.9M | 92% | 84% | 81 | 1 | |
| 3•• F•••••••• P•••••••• L•• independent RIA | $207M | +30% | 3 | $68.8M | 97% | 70% | 95 | 1 | |
| K•••••• F••••• • C• independent RIA | $207M | +12% | 2 | $103M | 100% | 62% | 123 | 3 | |
| M•••••••• A••••••• independent RIA | $206M | 7 | $29.5M | 100% | 76% | 33 | 5 | ||
| A•• W••••• M••••••••• L•• independent RIA | $206M | -1.0% | 2 | $103M | 96% | 88% | 45 | 1 | |
| H•• P••••••• I••• independent RIA | $206M | +19% | 2 | $103M | 99% | 81% | 61 | 1 | |
| P••••••• A•••• M••••••••• I••• independent RIA | $206M | +28% | 3 | $68.7M | 80% | 90% | 47 | 1 | |
| H••••••••• C•••••• A•••••••• L•• independent RIA | $206M | +7.2% | 2 | $103M | 92% | 60% | 135 | 3 | |
| B•••• W••••• M••••••••• I••• independent RIA | $206M | +32% | 4 | $51.5M | 99% | 86% | 40 | 1 | |
| B••••••••• W••••• P•••••••• L•• independent RIA | $206M | +10% | 1 | $206M | 98% | 86% | 127 | 1 | |
| T•• P••••• F•••••••• G•••• L•• independent RIA | $205M | +9.7% | 6 | $34.2M | 100% | 68% | 35 | 2 | |
| B••• M••••• I••••••••• independent RIA | $205M | +9.1% | 3 | $68.4M | 91% | 73% | 79 | 1 | |
| E••••••• W••••• M••••••••• L•• independent RIA | $205M | 1 | $205M | 100% | 80% | 171 | 1 | ||
| F••••• F•••••••• S•••••••• I••• independent RIA | $205M | +21% | 4 | $51.2M | 88% | 74% | 43 | 1 | |
| 3•• C•••• I••••••••• independent RIA | $205M | +26% | 4 | $51.2M | 81% | 88% | 25 | 1 | |
| K••• C•••••• A••••••• L•• independent RIA | $205M | +14% | 2 | $102M | 100% | 89% | 68 | 1 | |
| T•• H••••• G••••• L•• independent RIA | $205M | -1.1% | 2 | $102M | 96% | 85% | 95 | 2 | |
| K••••••• I••••••••• A•••••••• L••• independent RIA | $205M | +7.1% | 3 | $68.2M | 99% | 62% | 67 | 1 | |
| D••••••• F•••••••• P•••••••• L•• independent RIA | $205M | +14% | 4 | $51.1M | 100% | 85% | 34 | 5 |
Derived columns: RAUM over IAPD advisors, individual and HNW RAUM over total, HNW RAUM over private-client RAUM, private clients over advisors, Item 1.F.5 offices plus one.
The firm and advisor names past the first 3 rows are hidden. Open a row to reveal that record with a free account (5 a month), or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source is public either way.