DFX Intelligence
Practices
What each practice looks like, from what it filedAbout practice archetypesA practice archetype is a rule over Form ADV answers (client mix, assets, advisors, offices, affiliations, activities, Schedule A owners), printed on every firm page beside the label; a firm can carry several.The operating metrics are derived from reported fields with the formula shown on the firm page. Nothing here estimates an advisor’s book or a firm’s revenue.
4,728 practices match
| Firm | RAUM | 1y | Advisors | Per advisor | Private clients | HNW of private | Clients / advisor | Offices | Funds |
|---|---|---|---|---|---|---|---|---|---|
| EMERALD ASSET MANAGEMENT, INC. independent RIA | $121M | +9.4% | 2 | $60.4M | 99% | 85% | 84 | 1 | |
| WILLIAMS AND SCHILLER WEALTH MANAGEMENT, LLC independent RIA | $121M | 2 | $60.3M | 88% | 85% | 46 | 3 | ||
| APOGEE INVESTMENT MANAGEMENT independent RIA | $121M | +1.7% | 98% | 83% | 3 | ||||
| 1••••• L•• independent RIA | $121M | +10% | 4 | $30.1M | 85% | 88% | 9 | 5 | |
| L•••• A•••• M••••••••• L•••••• L•••••••• C•••••• independent RIA | $121M | 1 | $121M | 100% | 69% | 116 | 1 | ||
| T•••• M••••••••• S•••••••• I••• independent RIA | $121M | 1 | $121M | 98% | 64% | 168 | 1 | ||
| B••• B•• F•••••••• P••••••• • I••••••••• independent RIA | $120M | 2 | $60.2M | 99% | 80% | 47 | 2 | ||
| F•••••••• A•••••••• L•• independent RIA | $120M | 1 | $120M | 99% | 84% | 69 | 1 | ||
| T•••••• N••••• independent RIA | $120M | 2 | $60.2M | 87% | 89% | 35 | 1 | ||
| D••••••• W••••• A•••••••• L•• independent RIA | $120M | 2 | $60.2M | 100% | 72% | 99 | 1 | ||
| S••••••••• I••••••••• A•••••••• I••• independent RIA | $120M | 1 | $120M | 90% | 54% | 181 | 1 | ||
| W•••••• R•••••• C•••••• M••••••••• L•• independent RIA | $120M | 2 | $60.1M | 100% | 83% | 51 | 3 | ||
| A••••••• W••••• A•••••••• L•• independent RIA | $120M | 2 | $60.1M | 97% | 87% | 55 | 2 | ||
| A•••• F•••••••• S••••••• I•• independent RIA | $120M | 3 | $40.0M | 97% | 78% | 31 | 1 | ||
| H••••••• A••••••••• independent RIA | $120M | +9.5% | 1 | $120M | 100% | 71% | 153 | 1 | |
| S••••• W••••• M••••••••• L•• independent RIA | $120M | 2 | $60.0M | 100% | 73% | 99 | 2 | ||
| G•• C•••••• M••••••••• independent RIA | $120M | 4 | $30.0M | 66% | 73% | 78 | 1 | ||
| G•••••• W••••• M••••••••• independent RIA | $120M | 1 | $120M | 96% | 81% | 95 | 1 | ||
| O•••••• C•••••• A•••••••• L•• independent RIA | $120M | +0.7% | 2 | $60.0M | 95% | 81% | 64 | 1 | 13 |
| M•• F•••••••• S•••••••• L•• independent RIA | $120M | 1 | $120M | 100% | 75% | 86 | 1 | ||
| S•••• P•••• W••••• A•••••••• L•• independent RIA | $120M | +49% | 4 | $29.9M | 85% | 83% | 57 | 1 | |
| 1••• W••••• M••••••••• L•• independent RIA | $120M | +6.8% | 1 | $120M | 94% | 79% | 122 | 1 | |
| M•••• M••••••••• C••••••• I••• independent RIA | $120M | +2.2% | 2 | $59.8M | 100% | 76% | 45 | 1 | |
| H•••• • A••••••••• W••••• M••••••••• L•• independent RIA | $120M | +23% | 2 | $59.8M | 100% | 64% | 81 | 1 | |
| S•••••• C•••••• independent RIA | $120M | +16% | 2 | $59.8M | 100% | 63% | 85 | 1 | |
| C•• • C••• W••••• A••••••• independent RIA | $120M | 2 | $59.8M | 100% | 68% | 112 | 2 | ||
| C••••••• S••••• I••••••••• C••••••• L•• independent RIA | $120M | +15% | 3 | $39.8M | 100% | 83% | 28 | 1 | |
| E••••• W••••• G••••• L•• independent RIA | $120M | 2 | $59.8M | 100% | 85% | 47 | 3 | ||
| B•••••••• independent RIA | $119M | 4 | $29.9M | 98% | 61% | 67 | 1 | ||
| I••••••••• P••••••• • W••••• M••••••••• L•• independent RIA | $119M | +49% | 4 | $29.9M | 89% | 65% | 34 | 4 | |
| V••••• F•••••••• G•••• independent RIA | $119M | 5 | $23.9M | 100% | 51% | 46 | 3 | ||
| C•• F•••••••• G••••• L•• independent RIA | $119M | +8.5% | 3 | $39.8M | 93% | 73% | 59 | 2 | |
| G•••••••• C•••••• A••••••• independent RIA | $119M | 2 | $59.6M | 100% | 90% | 34 | 1 | ||
| E••••• A••••••• L•• independent RIA | $119M | +55% | 2 | $59.6M | 83% | 72% | 46 | 2 | |
| M•••• W••••• independent RIA | $119M | 2 | $59.5M | 100% | 64% | 76 | 2 | ||
| S••••••• F••••••••• L•• independent RIA | $119M | 1 | $119M | 78% | 72% | 121 | 1 | ||
| W••••••••• F•••••••• G••••• I••• independent RIA | $119M | 2 | $59.5M | 100% | 68% | 107 | 4 | ||
| R•••••• C•••••• independent RIA | $119M | 4 | $29.8M | 79% | 81% | 42 | 2 | ||
| C•••••• C•••••• M••••••••• L•• independent RIA | $119M | +11% | 3 | $39.7M | 94% | 58% | 77 | 2 | |
| S••••• W••••• M••••••••• independent RIA | $119M | 3 | $39.7M | 100% | 75% | 45 | 3 | ||
| R•••••••• A•••••••• L•• independent RIA | $119M | 7 | $17.0M | 99% | 53% | 28 | 1 | ||
| C••••••••• W••••• M••••••••• independent RIA | $119M | 1 | $119M | 100% | 70% | 124 | 2 | ||
| H•••••• A••••••• C•••• independent RIA | $119M | 2 | $59.3M | 99% | 71% | 65 | 2 | ||
| S••• F•••••••• A••••••• independent RIA | $119M | 2 | $59.3M | 100% | 86% | 39 | 2 | ||
| V•••••• F•••••••• G•••• independent RIA | $119M | 4 | $29.6M | 98% | 65% | 110 | 2 | ||
| H•• F•••••••• S•••••••• L•• independent RIA | $119M | +0.5% | 1 | $119M | 52% | 72% | 194 | 1 | |
| I••••••••• I•••••••• independent RIA | $119M | +9.2% | 1 | $119M | 97% | 71% | 95 | 1 | |
| N•••• W••••• P••••••• independent RIA | $118M | 3 | $39.5M | 100% | 71% | 45 | 2 | ||
| S••••••• W••••• M••••••••• I••• independent RIA | $118M | 2 | $59.2M | 79% | 75% | 103 | 2 | ||
| T••••••••• W••••• P••••••• independent RIA | $118M | +43% | 2 | $59.2M | 100% | 79% | 47 | 3 | |
| S•••• • C• A••••••• L•• independent RIA | $118M | 1 | $118M | 97% | 83% | 206 | 1 | ||
| F•••••••• D•••••••• independent RIA | $118M | +12% | 3 | $39.4M | 100% | 87% | 26 | 1 | |
| T•• C•••••• M••••••••• I••• independent RIA | $118M | 4 | $29.6M | 81% | 80% | 32 | 3 | 1 | |
| P••••••• W••••• M••••••••• I••• independent RIA | $118M | -3.1% | 4 | $29.5M | 100% | 62% | 68 | 1 | |
| V•••••••• I••••••••• L••••• independent RIA | $118M | +9.1% | 3 | $39.4M | 95% | 74% | 41 | 2 | |
| B••• S•• I••••••••• P•••••••• I••• independent RIA | $118M | 1 | $118M | 100% | 89% | 61 | 1 | ||
| C••••••••• F•••••••• independent RIA | $118M | 3 | $39.3M | 100% | 76% | 67 | 2 | ||
| A•• W••••• M••••••••• L•• independent RIA | $118M | 2 | $59.0M | 98% | 61% | 83 | 1 | ||
| O•• L••• F•••••••• G••••• I••• independent RIA | $118M | 3 | $39.3M | 100% | 74% | 67 | 1 | ||
| A•• W••••• A•••••••• L•• independent RIA | $118M | 3 | $39.3M | 100% | 81% | 74 | 1 |
Derived columns: RAUM over IAPD advisors, individual and HNW RAUM over total, HNW RAUM over private-client RAUM, private clients over advisors, Item 1.F.5 offices plus one.
The firm and advisor names past the first 3 rows are hidden. Open a row to reveal that record with a free account (5 a month), or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source is public either way.