DFX Intelligence
Practices
What each practice looks like, from what it filed
A practice archetype is a rule over Form ADV answers (client mix, assets, advisors, offices, affiliations, activities, Schedule A owners), printed on every firm page beside the label; a firm can carry several. The operating metrics are derived from reported fields with the formula shown on the firm page. Nothing here estimates an advisor’s book or a firm’s revenue.
| Firm | RAUM | 1y | Advisors | Per advisor | Private clients | HNW of private | Clients / advisor | Offices | Funds |
|---|---|---|---|---|---|---|---|---|---|
| SERA CAPITAL MANAGEMENT, LLC independent RIA | $114M | 5 | $22.9M | 100% | 16% | 15 | 3 | ||
| BLUE JAY FINANCIAL GROUP, LLC independent RIA | $113M | 3 | $37.8M | 99% | 38% | 94 | 1 | ||
| CHAPPELWOOD FINANCIAL SERVICES independent RIA | $113M | 3 | $37.7M | 100% | 38% | 55 | 1 | ||
| F•• W••••• M••••••••• L•• independent RIA | $113M | +13% | 6 | $18.8M | 100% | 22% | 152 | 1 | |
| G•••••• F•••••••• L•• independent RIA | $113M | 1 | $113M | 100% | 34% | 307 | 3 | ||
| G•••••• I••••••••• independent RIA | $113M | 4 | $28.1M | 95% | 40% | 66 | 1 | ||
| R••••••••• independent RIA | $112M | 4 | $28.0M | 100% | 39% | 45 | 5 | ||
| L••• C•••••• M••••••••• I••• independent RIA | $112M | +17% | 3 | $37.3M | 98% | 13% | 20 | 4 | |
| R••••••• A•••• M••••••••• L•• independent RIA | $112M | 9 | $12.4M | 100% | 10% | 82 | 1 | ||
| C•••••• W••••• independent RIA | $112M | +20% | 7 | $16.0M | 100% | 12% | 109 | 2 | |
| C•••• C•••••• N••• L•• independent RIA | $112M | 5 | $22.4M | 97% | 16% | 24 | 2 | ||
| V••••• W••••• M••••••••• independent RIA | $112M | 1 | $112M | 98% | 33% | 345 | 1 | ||
| D• I••••••••• S••••••••• I••• independent RIA | $111M | 2 | $55.7M | 100% | 22% | 80 | 1 | ||
| F•••••••• M••••••• I•• independent RIA | $111M | 2 | $55.7M | 100% | 31% | 64 | 1 | ||
| S••••• W••• A•••••••• L•• independent RIA | $111M | 1 | $111M | 100% | 19% | 566 | 2 | ||
| S••••• P••••••• G••••• I••• independent RIA | $111M | +6.6% | 1 | $111M | 98% | 39% | 210 | 1 | |
| K•••••• A•••• M••••••••• independent RIA | $111M | 2 | $55.5M | 100% | 0.0% | 96 | 1 | ||
| W••••• F••••••••• P•••••••• L•• independent RIA | $111M | 9 | $12.3M | 93% | 33% | 43 | 8 | ||
| F•••••••• C•••••• L•• independent RIA | $111M | 3 | $36.8M | 100% | 1.0% | 4 | 1 | ||
| S•••••• W••••• M••••••••• L•• independent RIA | $110M | +67% | 14 | $7.9M | 99% | 19% | 58 | 15 | |
| Q•••• I••••••••• A•• I•••••••• independent RIA | $110M | +15% | 8 | $13.8M | 92% | 21% | 50 | 2 | |
| G••••••••• L•• independent RIA | $110M | 2 | $55.2M | 100% | 35% | 153 | 1 | ||
| M••••••••• W••••• M••••••••• L•• independent RIA | $110M | +28% | 2 | $55.0M | 100% | 28% | 87 | 1 | |
| S•••••••• F•••••••• G•••• A••••••• independent RIA | $110M | -6.6% | 5 | $22.0M | 100% | 37% | 92 | 2 | |
| I••••• A••••••• S•••••••• L•• independent RIA | $109M | +7.5% | 3 | $36.4M | 100% | 32% | 127 | 1 | |
| A••• P••••••• W••••• M••••••••• I••• independent RIA | $109M | 3 | $36.4M | 97% | 36% | 81 | 2 | ||
| L•••• W••••• M••••••••• independent RIA | $109M | -14% | 4 | $27.3M | 76% | 0.0% | 27 | 1 | 1 |
| A• B••••• W•• F••••••••• L•• independent RIA | $109M | 6 | $18.2M | 100% | 17% | 59 | 1 | ||
| T•••• F•••••••• independent RIA | $109M | +2.7% | 1 | $109M | 100% | 24% | 620 | 1 | |
| R••••• F•••••••• G••••• L•• independent RIA | $109M | 2 | $54.3M | 100% | 33% | 127 | 2 | ||
| N••••• L••• C•••••• A•••••••• L••• independent RIA | $108M | +16% | 2 | $54.0M | 100% | 35% | 103 | 2 | |
| N•• W••••• M••••••••• L•• independent RIA | $108M | +0.8% | 1 | $108M | 100% | 36% | 225 | 1 | |
| F••••••••• C•••••• independent RIA | $108M | +66% | 21 | $5.1M | 99% | 22% | 47 | 20 | |
| S•••••••• I••••••••• S•••••••• L•• independent RIA | $107M | 6 | $17.9M | 98% | 36% | 46 | 3 | ||
| O•••••••• W••••• M••••••••• I••• independent RIA | $107M | 1 | $107M | 100% | 30% | 348 | 1 | ||
| E•••••• F•••••••• P••••••• A•• W••••• M••••••••• independent RIA | $107M | 46 | $2.3M | 100% | 17% | 10 | 2 | ||
| F•••••• I••••••••• G••••• L•• independent RIA | $107M | 29 | $3.7M | 99% | 15% | 29 | 2 | ||
| S••• F•••••••• M••••••••• independent RIA | $107M | 1 | $107M | 100% | 24% | 95 | 1 | ||
| S•••• 2• P••••••• P••••••• L•• independent RIA | $106M | 2 | $53.2M | 98% | 33% | 153 | 1 | ||
| C••••••• W••••• M••••••••• L•• independent RIA | $105M | +120% | 24 | $4.4M | 100% | 7.2% | 398 | 14 | |
| P••• P••••• W••••• M••••••••• independent RIA | $105M | -49% | 1 | $105M | 98% | 22% | 183 | 2 | |
| L••••••• C••••••• L•• independent RIA | $105M | -26% | 5 | $20.9M | 100% | 24% | 106 | 3 | |
| B••••• L••• W••••• M••••••••• L•• independent RIA | $104M | 6 | $17.3M | 100% | 24% | 59 | 3 | ||
| A••••••• C•••••• M••••••••• L•• independent RIA | $104M | +110% | 33 | $3.1M | 100% | 22% | 15 | 28 | |
| A• F•••••••• independent RIA | $103M | -1.8% | 2 | $51.7M | 82% | 23% | 88 | 2 | |
| S•••••• W••••• A••••••• L•• independent RIA | $103M | 4 | $25.9M | 97% | 37% | 100 | 3 | ||
| N••••••••• W••••• M••••••••• independent RIA | $103M | -19% | 8 | $12.9M | 99% | 24% | 119 | 2 | |
| P•••• W••••• G•••• independent RIA | $103M | 2 | $51.5M | 100% | 34% | 137 | 2 | ||
| V•••••• W••••• P••••••• independent RIA | $102M | -0.1% | 5 | $20.5M | 62% | 33% | 70 | 2 | |
| A• S•••• • A• S••••• I••••••••• independent RIA | $102M | 2 | $51.0M | 76% | 35% | 217 | 1 | 1 | |
| B••••••• W••••• M••••••••• L••• independent RIA | $102M | 2 | $51.0M | 95% | 23% | 122 | 2 | ||
| E•••••••• F•••••••• P•••••••• L•• independent RIA | $102M | 4 | $25.4M | 100% | 36% | 147 | 2 | ||
| T•• • I••••••••• A••••••• independent RIA | $102M | 1 | $102M | 100% | 40% | 346 | 1 | ||
| I••••••••• B•••••••• I••••••••• independent RIA | $101M | +0.8% | 2 | $50.6M | 80% | 34% | 75 | 2 | |
| R••• C•••• W••••• M••••••••• independent RIA | $101M | 3 | $33.7M | 99% | 35% | 79 | 1 | ||
| E••••• A••••••• P••••••• L•• independent RIA | $101M | 4 | $25.3M | 80% | 38% | 62 | 1 | ||
| A••••• A••••••• independent RIA | $101M | 10 | $10.1M | 98% | 18% | 23 | 2 | ||
| F•••••••• A•••••• I••• independent RIA | $100M | 5 | $20.1M | 100% | 18% | 93 | 1 | ||
| R••••• R•••• W••••• M••••••••• independent RIA | $100M | 1 | $100M | 100% | 17% | 535 | 2 | ||
| L••••• C•••••• independent RIA | $97.9M | 10 | $9.8M | 100% | 38% | 35 | 1 |
800 practices match (Mass-affluent RIA). Derived columns: RAUM over IAPD advisors, individual and HNW RAUM over total, HNW RAUM over private-client RAUM, private clients over advisors, Item 1.F.5 offices plus one.
The firm and advisor names past the first 3 rows are hidden. Open a row to reveal that record with a free account (5 a month), or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source is public either way.