DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Practices
What each practice looks like, from what it filed
A practice archetype is a rule over Form ADV answers (client mix, assets, advisors, offices, affiliations, activities, Schedule A owners), printed on every firm page beside the label; a firm can carry several. The operating metrics are derived from reported fields with the formula shown on the firm page. Nothing here estimates an advisor’s book or a firm’s revenue.
| Firm | RAUM | 1y | Advisors | Per advisor | Private clients | HNW of private | Clients / advisor | Offices | Funds |
|---|---|---|---|---|---|---|---|---|---|
| M GROUP mixed wealth | $344M | +15% | 2 | $172M | 28% | 57% | 193 | 4 | |
| WEALTHHARBOR CAPITAL GROUP, LLC mixed wealth | $335M | +11% | 8 | $41.8M | 41% | 87% | 24 | 1 | |
| POWER FINANCIAL PARTNERS, LLC mixed wealth | $329M | +21% | 4 | $82.3M | 27% | 47% | 33 | 1 | |
| HEARTWOOD FUNDS institutional | $318M | -39% | 0.0% | 1 | 2 | ||||
| MARQUETTE ASSOCIATES, INC. institutional | $316M | -33% | 3 | $105M | 1.0% | 100% | 0 | 2 | |
| TEMPLETON & PHILLIPS CAPITAL MANAGEMENT, LLC mixed wealth | $314M | 24% | 100% | 1 | 2 | ||||
| APS WEALTH MANAGEMENT, LLC mixed wealth | $312M | +18% | 4 | $77.9M | 39% | 85% | 21 | 1 | |
| EXCEL WEALTH MANAGEMENT, LLC other | $310M | +14% | 5 | $62.1M | 15% | 9.3% | 2 | ||
| YON DRAKE & ASSOCIATES INC institutional | $305M | +8.3% | 2 | $152M | 0.0% | 1 | |||
| WALL CAPITAL GROUP, INC. mixed wealth | $295M | +174% | 3 | $98.2M | 48% | 35% | 265 | 1 | |
| BESPOKE ADVISORY other | $284M | +171% | 12% | 100% | 2 | ||||
| BPM WEALTH ADVISORS, LLC mixed wealth | $268M | +438% | 3 | $89.4M | 20% | 85% | 20 | 16 | |
| SORENSON IMPACT ADVISORY other | $255M | +9.6% | 4 | $63.8M | 17% | 100% | 1 | 1 | |
| BOLTON INVESTMENT institutional | $249M | +80% | 7 | $35.6M | 0.0% | 2 | |||
| CORPORATE CONSULTING GROUP, INC. mixed wealth | $241M | +44% | 1 | $241M | 43% | 100% | 1 | ||
| WINDMARK INVESTMENT PARTNERS, INC. institutional | $233M | +3.6% | 6 | $38.9M | 0.0% | 2 | |||
| BOOSTER, LLC mixed wealth | $229M | -4.4% | 2 | $115M | 30% | 43% | 81 | 3 | |
| CALDERWOOD FINANCIAL STRATEGIES, INC. mixed wealth | $229M | +5.6% | 4 | $57.1M | 21% | 92% | 11 | 1 | |
| CONSILIUM, LLC other | $215M | +2.0% | 1 | $215M | 11% | 75% | 19 | 1 | |
| EQUITAS CAPITAL ADVISORS,LLC mixed wealth | $214M | +6.4% | 2 | $107M | 37% | 88% | 19 | 1 | 1 |
| SOUTHCOL ADVISORS other | $209M | +26% | 3 | $69.6M | 19% | 100% | 2 | ||
| CHARTER WEALTH MANAGEMENT mixed wealth | $196M | +11% | 4 | $48.9M | 34% | 73% | 24 | 4 | |
| ASCO FINANCIAL GROUP, INC. institutional | $173M | +8.7% | 2 | $86.6M | 0.0% | 1 | |||
| LEATHERBACK INVESTMENTS LLC institutional | $170M | +8.1% | 2 | $84.8M | 1.9% | 100% | 1 | ||
| JEFFERSON BRIDGE CAPITAL, LLC institutional | $146M | +12% | 3 | $48.7M | 6.7% | 68% | 4 | 2 | |
| AJAX CAPITAL LLC mixed wealth | $115M | 1 | $115M | 31% | 99% | 3 | 2 | ||
| PMD ADVISORY mixed wealth | $112M | +6.9% | 2 | $55.8M | 50% | 73% | 65 | 1 | |
| FIDUCIARY ADVISOR ADVOCATES mixed wealth | $106M | -2.9% | 21% | 34% | 1 | ||||
| GUIDANCE POINT RETIREMENT SERVICES, LLC other | $85.4M | +40% | 7 | $12.2M | 0.0% | 4 | |||
| ST. COLUMBANUS AG other | $78.6M | +34% | 1 | $78.6M | 19% | 1 | |||
| HIGHLAND CONSULTING ASSOCIATES INTERNATIONAL, INC. mixed wealth | $76.6M | +42% | 22% | 100% | 1 | ||||
| JUST FUTURES institutional | $46.7M | 5 | $9.3M | 7.1% | 4 | ||||
| SIMCO FINANCIAL institutional | $26.0M | 1 | $26.0M | 0.0% | 1 | ||||
| GLASS RETIREMENT STRATEGIES, INC. institutional | $20.1M | +8.0% | 1 | $20.1M | 6.2% | 100% | 4 | 1 | |
| CBIZ RETIREMENT PLAN ADVISORY SERVICES institutional | $8.9M | -63% | 15 | $591,539 | 0.0% | 7 | |||
| GUEPARDO INVESTIMENTOS LTDA institutional | $4.9M | 0.0% | 1 | ||||||
| TIMBERLINK LLC institutional | $594,011 | -28% | 0.0% | 1 |
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277 practices match (OCIO / institutional advisory). Derived columns: RAUM over IAPD advisors, individual and HNW RAUM over total, HNW RAUM over private-client RAUM, private clients over advisors, Item 1.F.5 offices plus one.