DFX Intelligence
Practices
What each practice looks like, from what it filedAbout practice archetypesA practice archetype is a rule over Form ADV answers (client mix, assets, advisors, offices, affiliations, activities, Schedule A owners), printed on every firm page beside the label; a firm can carry several.The operating metrics are derived from reported fields with the formula shown on the firm page. Nothing here estimates an advisor’s book or a firm’s revenue.
878 practices match
| Firm | RAUM | 1y | Advisors | Per advisor | Private clients | HNW of private | Clients / advisor | Offices | Funds |
|---|---|---|---|---|---|---|---|---|---|
| KUBHERA ENTERPRISES LLC independent RIA | $276M | -5.1% | 3 | $91.8M | 74% | 97% | 79 | 1 | 1 |
| 4WEALTH ADVISORS, INC. independent RIA | $275M | +11% | 11 | $25.0M | 76% | 46% | 46 | 2 | |
| SUTTERFIELD FINANCIAL GROUP, INC. independent RIA | $274M | +24% | 7 | $39.2M | 63% | 36% | 141 | 5 | |
| A••••••• W••••• M••••••••• P••••••• L•• independent RIA | $272M | +16% | 5 | $54.5M | 79% | 48% | 141 | 4 | |
| A••••••• R••••••••• S••••••••• L•• institutional | $272M | +13% | 1 | $272M | 0.0% | 1 | |||
| C•• • C••••••• I••• independent RIA | $271M | +7.4% | 3 | $90.2M | 77% | 94% | 54 | 2 | |
| H•••• • H•••• C• L•• independent RIA | $269M | +7.0% | 2 | $135M | 89% | 63% | 122 | 1 | |
| A•••• F•••••••• S•••••••• I••• other | $269M | +4.5% | 4 | $67.3M | 14% | 47% | 30 | 3 | |
| B•• W••••• A•••••••• L•• mixed wealth | $268M | +438% | 3 | $89.4M | 20% | 85% | 20 | 16 | |
| R••••••••• P••••••••• I••• institutional | $266M | +30% | 2 | $133M | 0.0% | 1 | |||
| T•••••• W••••• M••••••••• G•••• L•• independent RIA | $262M | +42% | 4 | $65.6M | 74% | 68% | 73 | 2 | |
| C•• P••• A•••••••• I••• institutional | $261M | +24% | 2 | $131M | 0.0% | 1 | |||
| T••••• F•••••••• G••••• I•• independent RIA | $259M | -12% | 1 | $259M | 70% | 80% | 246 | 1 | |
| D••••••• W••••• P••••••• independent RIA | $256M | +65% | 3 | $85.2M | 74% | 89% | 30 | 1 | |
| W•••••• F•••••••• G••••• I••• independent RIA | $252M | +25% | 2 | $126M | 93% | 79% | 122 | 3 | |
| B••••• I••••••••• institutional | $249M | +80% | 7 | $35.6M | 0.0% | 2 | |||
| 1• C•••••• P•••••••• L•• independent RIA | $246M | +16% | 4 | $61.6M | 96% | 88% | 32 | 1 | |
| V•••••• C••••••••• G•••• I•• asset manager | $246M | +4.7% | 8 | $30.8M | 0.0% | 1 | |||
| Z••••• W••••• M••••••••• independent RIA | $243M | -42% | 3 | $80.9M | 75% | 60% | 73 | 2 | |
| C•••••••• C••••••••• G••••• I••• mixed wealth | $241M | +44% | 1 | $241M | 43% | 100% | 1 | ||
| S••• C••••••• L•• independent RIA | $239M | +15% | 3 | $79.7M | 94% | 63% | 179 | 1 | |
| G•••• P•••••• W••••• mixed wealth | $239M | -8.9% | 5 | $47.7M | 21% | 98% | 10 | 1 | |
| S•••• B•••• independent RIA | $238M | +20% | 6 | $39.7M | 73% | 69% | 42 | 3 | |
| C•••••••• R••••••••• P••••••• institutional | $237M | +12% | 2 | $119M | 5.0% | 84% | 1 | ||
| T•••• I••••••••• M••••••••• L•• independent RIA | $235M | +14% | 1 | $235M | 96% | 88% | 151 | 1 | |
| P••• T• P•••••• W••••• M••••••••• independent RIA | $234M | +57% | 2 | $117M | 86% | 62% | 195 | 1 | |
| D•••••• F••••••••• L•• independent RIA | $234M | +53% | 4 | $58.5M | 69% | 75% | 48 | 2 | |
| W••••••• I••••••••• P•••••••• I••• institutional | $233M | +3.6% | 6 | $38.9M | 0.0% | 2 | |||
| A••• G••••• A•••••••• L•• independent RIA | $231M | +60% | 6 | $38.5M | 85% | 73% | 67 | 3 | |
| A•••• A•••• M••••••••• L•• independent RIA | $230M | +12% | 2 | $115M | 71% | 68% | 199 | 3 | |
| B••••••• L•• mixed wealth | $229M | -4.4% | 2 | $115M | 30% | 43% | 81 | 3 | |
| C••••••••• F•••••••• S••••••••• I••• mixed wealth | $229M | +5.6% | 4 | $57.1M | 21% | 92% | 11 | 1 | |
| B•• F•••••••• A•••••••• L•• institutional | $226M | 5 | $45.3M | 5.9% | 95% | 1 | 1 | ||
| R••••••••• P••••• I••• institutional | $225M | -9.3% | 1 | $225M | 7.5% | 1 | |||
| P•••• C•••••• M••••••••• independent RIA | $225M | +15% | 3 | $74.9M | 69% | 42% | 91 | 1 | |
| F•••••••• M••••••••• I••• mixed wealth | $224M | +24% | 8 | $28.1M | 43% | 68% | 18 | 1 | |
| P••••• I••••••••• M••••••••• independent RIA | $221M | +20% | 2 | $110M | 62% | 91% | 42 | 1 | |
| E••• A•••••••• L•• institutional | $220M | +6.2% | 3 | $73.3M | 0.0% | 1 | |||
| F••••• • W•••• I••• mixed wealth | $219M | +16% | 3 | $72.9M | 21% | 80% | 23 | 1 | |
| A••••••• P•••••••• S••••••••• independent RIA | $217M | +37% | 9 | $24.2M | 63% | 62% | 34 | 2 | |
| C••••••••• L•• other | $215M | +2.0% | 1 | $215M | 11% | 75% | 19 | 1 | |
| K•••••• L•• mixed wealth | $215M | +12% | 1 | $215M | 44% | 58% | 123 | 1 | |
| 4••••••• F•••••••• G•••• I••• independent RIA | $214M | +20% | 5 | $42.9M | 80% | 1 | |||
| F•••••••• F•••••• H•••• independent RIA | $213M | +13% | 6 | $35.5M | 72% | 43% | 87 | 3 | |
| U• C•••••• M••••••••• I••• independent RIA | $213M | +14% | 2 | $106M | 62% | 70% | 74 | 2 | |
| S•••••• C•••••• independent RIA | $211M | +21% | 4 | $52.8M | 67% | 75% | 47 | 1 | |
| G• W••••• M••••••••• independent RIA | $208M | +26% | 9 | $23.2M | 59% | 43% | 51 | 6 | |
| P••••••• A•••• M••••••••• I••• independent RIA | $206M | +28% | 3 | $68.7M | 80% | 90% | 47 | 1 | |
| M••••••• W••••• A••••••• L•• independent RIA | $204M | +12% | 3 | $68.0M | 62% | 69% | 70 | 1 | |
| S••••••••• C•••••• M••••••••• mixed wealth | $202M | +27% | 2 | $101M | 33% | 86% | 72 | 3 | |
| N•••••••• other | $199M | +15% | 1 | $199M | 10% | 1 | |||
| R•• A••••••• independent RIA | $199M | +4.4% | 2 | $99.6M | 51% | 93% | 107 | 1 | |
| I•••••• mixed wealth | $199M | +19% | 3 | $66.2M | 28% | 56% | 74 | 2 | |
| C•••••• W••••• M••••••••• mixed wealth | $196M | +11% | 4 | $48.9M | 34% | 73% | 24 | 4 | |
| W••••••• W••••• M••••••••• independent RIA | $195M | +22% | 4 | $48.8M | 66% | 72% | 136 | 1 | |
| F••••• F•••••••• R••••••••• P••• S•••••••• L•• institutional | $195M | +14% | 3 | $65.0M | 0.0% | 1 | |||
| R••••••••• P••• F••••••••• L•• other | $193M | +7.8% | 2 | $96.7M | 18% | 85% | 16 | 1 | |
| M••••••• F•••••••• G••••• L•• independent RIA | $189M | +23% | 1 | $189M | 54% | 72% | 141 | 2 | |
| E•••• A•••••••• I••• institutional | $187M | -7.7% | 1 | $187M | 5.0% | 17 | 1 | ||
| S••••••••• R••••••••• C••••••••• L•• institutional | $187M | +12% | 1 | $187M | 0.2% | 0.0% | 2 | 1 |
Derived columns: RAUM over IAPD advisors, individual and HNW RAUM over total, HNW RAUM over private-client RAUM, private clients over advisors, Item 1.F.5 offices plus one.
The firm and advisor names past the first 3 rows are hidden. Open a row to reveal that record with a free account (5 a month), or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source is public either way.