DFX Intelligence
Practices
What each practice looks like, from what it filedAbout practice archetypesA practice archetype is a rule over Form ADV answers (client mix, assets, advisors, offices, affiliations, activities, Schedule A owners), printed on every firm page beside the label; a firm can carry several.The operating metrics are derived from reported fields with the formula shown on the firm page. Nothing here estimates an advisor’s book or a firm’s revenue.
3,944 practices match
| Firm | RAUM | 1y | Advisors | Per advisor | Private clients | HNW of private | Clients / advisor | Offices | Funds |
|---|---|---|---|---|---|---|---|---|---|
| THINAGEE INVESTMENTS INC. independent RIA | $265M | +26% | 1 | $265M | 100% | 98% | 40 | 1 | |
| BERNZOTT CAPITAL ADVISORS independent RIA | $265M | -6.9% | 3 | $88.5M | 74% | 97% | 61 | 1 | |
| SPRAKER WEST WEALTH MANAGEMENT, INC independent RIA | $265M | +6.4% | 3 | $88.4M | 97% | 88% | 46 | 1 | |
| D•••••• T••••••• I••••••••• C•••• independent RIA | $265M | +43% | 3 | $88.4M | 77% | 11% | 130 | 1 | 5 |
| G•••••• A•••••••• L•• independent RIA | $265M | +16% | 3 | $88.4M | 98% | 93% | 34 | 1 | |
| C••••••••• A••••••• independent RIA | $265M | +8.4% | 3 | $88.4M | 100% | 70% | 155 | 1 | |
| B•••• F•••••••• G•••• independent RIA | $265M | +20% | 2 | $132M | 100% | 83% | 96 | 1 | |
| V•••••• W••••• P••••••• independent RIA | $265M | +33% | 3 | $88.2M | 95% | 69% | 133 | 1 | |
| I••••••• W••••• M••••••••• L•• independent RIA | $265M | +21% | 2 | $132M | 96% | 85% | 89 | 1 | |
| W••• W••••• A•••••••• L•• independent RIA | $265M | +15% | 3 | $88.2M | 99% | 96% | 46 | 1 | |
| H•••••••• G•••• independent RIA | $264M | +8.6% | 3 | $88.0M | 100% | 45% | 58 | 1 | |
| W•••• I••••••••• G••••• L•• independent RIA | $264M | +11% | 2 | $132M | 94% | 63% | 194 | 1 | |
| H•••••• P•••• W••••• A•••••••• I••• independent RIA | $263M | +4.7% | 1 | $263M | 100% | 77% | 272 | 1 | |
| G•••••••• C•••••• A•••••••• L•• independent RIA | $263M | +30% | 1 | $263M | 85% | 71% | 302 | 1 | |
| J• C•••••• A••••••• G•••• L•• independent RIA | $263M | 1 | $263M | 88% | 88% | 199 | 1 | ||
| S•••• W••••• P•••••••• L•• independent RIA | $263M | +22% | 1 | $263M | 100% | 84% | 147 | 2 | |
| W••••••••• F•••••••• A••••••• L•• independent RIA | $262M | +16% | 3 | $87.5M | 96% | 71% | 95 | 1 | |
| P•••••• F•••••••• C••••••••• independent RIA | $262M | +15% | 3 | $87.5M | 98% | 84% | 79 | 1 | |
| C••••••••• F•••••••• A•••••••• L•• independent RIA | $262M | +12% | 2 | $131M | 97% | 83% | 98 | 1 | |
| P•••• T••••• independent RIA | $262M | +16% | 2 | $131M | 95% | 80% | 94 | 1 | |
| B••••••• F•••••••• S••••••• C••• independent RIA | $262M | +11% | 1 | $262M | 96% | 2 | |||
| S••• S•••• W••••• M••••••••• L•• independent RIA | $261M | +13% | 3 | $87.1M | 88% | 92% | 37 | 1 | |
| U••••• W••••• M••••••••• L•• independent RIA | $261M | +31% | 2 | $131M | 94% | 96% | 29 | 1 | |
| F•••••••• D•••••• W••••• M••••••••• independent RIA | $261M | +34% | 3 | $87.1M | 66% | 95% | 38 | 1 | |
| K••••••• A•••• M••••••••• I••• independent RIA | $261M | +17% | 1 | $261M | 94% | 91% | 128 | 1 | |
| P•••••• W••••• M••••••••• independent RIA | $261M | +22% | 1 | $261M | 100% | 75% | 264 | 2 | |
| G•• P••••••• independent RIA | $261M | 3 | $86.9M | 100% | 86% | 57 | 1 | ||
| A••••• C•••••• M••••••••• L•• independent RIA | $260M | +3.5% | 2 | $130M | 85% | 98% | 45 | 1 | |
| B••••• I••••••••• G•••• independent RIA | $260M | +0.2% | 3 | $86.7M | 99% | 67% | 156 | 1 | |
| B•••••• F•••••••• A••••••• L•• independent RIA | $260M | +15% | 2 | $130M | 100% | 79% | 161 | 1 | |
| T•• W••••• C••••••••• I••• independent RIA | $260M | +35% | 3 | $86.7M | 93% | 94% | 16 | 1 | |
| C•••••• F•••••••• A••••••• O• N•• Y•••• L•• independent RIA | $260M | +12% | 2 | $130M | 100% | 85% | 72 | 1 | |
| A•••••••• A•••••••• L•• independent RIA | $260M | +33% | 3 | $86.7M | 100% | 86% | 92 | 1 | |
| F••••• F••••••••• L•• independent RIA | $260M | +28% | 1 | $260M | 100% | 77% | 124 | 1 | |
| B••••••• W••••• M••••••••• L•• independent RIA | $259M | -2.7% | 3 | $86.5M | 96% | 49% | 147 | 1 | |
| R•••• W••••• M••••••••• independent RIA | $259M | 2 | $129M | 100% | 97% | 25 | 1 | ||
| N••••••• L••••• A•••••••• I••• independent RIA | $259M | 3 | $86.3M | 100% | 90% | 41 | 1 | ||
| P•••••• C•••••• A••••••••• independent RIA | $259M | +17% | 3 | $86.3M | 99% | 58% | 166 | 1 | |
| T••••• F•••••••• G••••• I•• independent RIA | $259M | -12% | 1 | $259M | 70% | 80% | 246 | 1 | |
| A••• F•••••• A•• C••••••• I••• independent RIA | $259M | +11% | 2 | $129M | 100% | 96% | 36 | 1 | |
| M•••••••• C•••••• M••••••••• I••• independent RIA | $258M | +26% | 3 | $86.1M | 99% | 92% | 97 | 1 | |
| K••••• I••••••••• A•••••••• L•• independent RIA | $258M | +7.3% | 3 | $86.1M | 99% | 83% | 98 | 1 | |
| B•••• G• A•••• I••••••••• L•• independent RIA | $258M | +18% | 2 | $129M | 99% | 89% | 66 | 1 | |
| K•••••• W••••• M••••••••• L•• independent RIA | $258M | +7.6% | 1 | $258M | 100% | 99% | 20 | 1 | |
| C••••••• O•••• F•••••••• S••••••• G•••• L•• independent RIA | $258M | +21% | 2 | $129M | 97% | 70% | 119 | 1 | |
| 1•• A••••••• G•••• independent RIA | $257M | +14% | 2 | $129M | 100% | 91% | 45 | 1 | |
| C••••• F•• A•••• M••••••••• L•• independent RIA | $257M | +12% | 2 | $129M | 99% | 78% | 142 | 1 | |
| T••••• F•••••••• G•••• I••• independent RIA | $257M | 3 | $85.7M | 92% | 96% | 50 | 1 | ||
| R• L•••• W••••• M••••••••• independent RIA | $257M | +19% | 2 | $128M | 100% | 69% | 226 | 1 | |
| P••••••• H••• M••••••••• L•• independent RIA | $257M | +9.5% | 1 | $257M | 82% | 100% | 37 | 1 | |
| C•• C•••••• M••••••••• G••••• I••• independent RIA | $257M | +2.2% | 2 | $128M | 92% | 67% | 268 | 1 | 2 |
| 6•• S••••• A•••••••• L•• independent RIA | $257M | -5.3% | 3 | $85.5M | 100% | 80% | 98 | 1 | |
| V••••• A•••• M••••••••• L•• independent RIA | $257M | +7.5% | 1 | $257M | 100% | 100% | 134 | 3 | |
| D•••••• W••••• M••••••••• I••• independent RIA | $257M | +51% | 3 | $85.5M | 84% | 85% | 52 | 1 | |
| A••• W••••• A•••••••• L•• independent RIA | $256M | 2 | $128M | 88% | 96% | 45 | 1 | ||
| A•••• A•••••••• L•• independent RIA | $256M | +11% | 3 | $85.4M | 99% | 94% | 38 | 1 | |
| C•••••• L••••• I••••••••• independent RIA | $256M | +8.9% | 2 | $128M | 100% | 1 | |||
| S••••• W••• A••••••• independent RIA | $256M | -4.9% | 1 | $256M | 84% | 100% | 1 | ||
| C••••• C•••••• M••••••••• I••• independent RIA | $256M | 3 | $85.3M | 100% | 100% | 1 | |||
| P•••••••• F•••••••• A••••••• independent RIA | $256M | +15% | 1 | $256M | 100% | 77% | 319 | 2 |
Derived columns: RAUM over IAPD advisors, individual and HNW RAUM over total, HNW RAUM over private-client RAUM, private clients over advisors, Item 1.F.5 offices plus one.
The firm and advisor names past the first 3 rows are hidden. Open a row to reveal that record with a free account (5 a month), or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source is public either way.