DFX Intelligence
Practices
What each practice looks like, from what it filedAbout practice archetypesA practice archetype is a rule over Form ADV answers (client mix, assets, advisors, offices, affiliations, activities, Schedule A owners), printed on every firm page beside the label; a firm can carry several.The operating metrics are derived from reported fields with the formula shown on the firm page. Nothing here estimates an advisor’s book or a firm’s revenue.
3,944 practices match
| Firm | RAUM | 1y | Advisors | Per advisor | Private clients | HNW of private | Clients / advisor | Offices | Funds |
|---|---|---|---|---|---|---|---|---|---|
| MOSAIC WEALTH MANAGEMENT, L.L.C. independent RIA | $239M | +14% | 1 | $239M | 100% | 97% | 75 | 1 | |
| NINTH ETERNITY ASSET MANAGEMENT LLC asset manager | $239M | +8.8% | 1 | $239M | 0.0% | 2 | 3 | ||
| R.H. INVESTMENT GROUP, LLC independent RIA | $238M | +12% | 1 | $238M | 91% | 99% | 1 | ||
| J•• C•••••• I••• independent RIA | $238M | +28% | 3 | $79.5M | 82% | 94% | 23 | 1 | |
| S•••••••• W••••• C•••••• independent RIA | $238M | +15% | 2 | $119M | 98% | 66% | 33 | 1 | |
| P• A••••••• independent RIA | $238M | +0.0% | 1 | $238M | 100% | 100% | 2 | ||
| S•••••• W••••• M••••••••• G•••• independent RIA | $238M | -1.0% | 2 | $119M | 100% | 95% | 45 | 1 | |
| G••••••••• W••••• M••••••••• independent RIA | $238M | +49% | 2 | $119M | 74% | 94% | 36 | 1 | |
| S••••• A••••••• L•• independent RIA | $238M | +11% | 2 | $119M | 100% | 53% | 339 | 1 | |
| F•••••• 4•• L••• independent RIA | $238M | +26% | 3 | $79.2M | 97% | 40% | 215 | 1 | |
| C••••••• W••••• A••••••• G••••• I••• independent RIA | $238M | +16% | 3 | $79.2M | 100% | 81% | 83 | 1 | |
| M••••••• T•• L•• independent RIA | $238M | +6.3% | 2 | $119M | 98% | 86% | 66 | 1 | 1 |
| E•••••• W••••• M••••••••• independent RIA | $237M | +29% | 1 | $237M | 100% | 62% | 91 | 1 | |
| L••••• F•••••••• P••••••• A•• W••••• M••••••••• independent RIA | $237M | +12% | 1 | $237M | 99% | 83% | 194 | 1 | |
| R••••••••• C•••••• independent RIA | $237M | -11% | 2 | $119M | 94% | 94% | 48 | 1 | |
| N•••• A••••••• W••••• A••••••• I••• mixed wealth | $237M | +30% | 1 | $237M | 25% | 84% | 67 | 1 | |
| P•••• P•••••••• S••••••••• L•• independent RIA | $237M | +13% | 2 | $119M | 100% | 93% | 437 | 1 | |
| A• C•••••• A••••••• independent RIA | $237M | 2 | $118M | 95% | 100% | 12 | 1 | ||
| A•••• I••••••••• M••••••••• L•• independent RIA | $237M | +1.3% | 1 | $237M | 75% | 100% | 1 | ||
| Y••• P•••••• C••••• G••••• I••• independent RIA | $237M | +3.5% | 2 | $118M | 96% | 83% | 113 | 1 | |
| N•••• W••••• S••••••••• I••• independent RIA | $237M | +17% | 3 | $78.9M | 99% | 52% | 62 | 1 | |
| C••••• W••••• P••••••• independent RIA | $236M | +9.7% | 1 | $236M | 85% | 88% | 111 | 1 | |
| R••• O•• P•••••••• L•• asset manager | $236M | +2.1% | 1 | $236M | 0.0% | 1 | 1 | ||
| S••••• C•••••• P• L•• asset manager | $236M | +75% | 1 | $236M | 0.0% | 1 | 11 | ||
| M••••••• A•••• M••••••••• L•• independent RIA | $236M | +18% | 3 | $78.7M | 99% | 97% | 17 | 1 | |
| I•••• A•••••• G•••• independent RIA | $236M | +8.4% | 3 | $78.7M | 96% | 56% | 112 | 1 | |
| A•••••••• W••••• M••••••••• independent RIA | $236M | +18% | 3 | $78.6M | 89% | 68% | 75 | 1 | |
| H••••••••• • Z•••••• F•••••••• A•••••••• I••• independent RIA | $235M | +17% | 2 | $118M | 91% | 98% | 29 | 1 | |
| R••••• W••••• A••••••• independent RIA | $235M | 2 | $118M | 100% | 71% | 131 | 1 | ||
| W••• independent RIA | $235M | +44% | 2 | $118M | 100% | 73% | 65 | 1 | |
| L••• C•••••• P••••••• independent RIA | $235M | +41% | 2 | $118M | 71% | 100% | 39 | 1 | |
| C•••••••• A••••••• independent RIA | $235M | +17% | 1 | $235M | 99% | 98% | 58 | 4 | |
| P••••••••• W••••• M••••••••• independent RIA | $235M | +22% | 2 | $117M | 100% | 89% | 70 | 1 | |
| T•••• I••••••••• M••••••••• L•• independent RIA | $235M | +14% | 1 | $235M | 96% | 88% | 151 | 1 | |
| W••••••••• F•••••••• independent RIA | $235M | +27% | 3 | $78.3M | 100% | 79% | 51 | 1 | |
| P••• I••••••••• A•••••••• I••• independent RIA | $235M | +68% | 1 | $235M | 99% | 97% | 39 | 2 | |
| P••• T• P•••••• W••••• M••••••••• independent RIA | $234M | +57% | 2 | $117M | 86% | 62% | 195 | 1 | |
| R••• I••••••••• M••••••••• L•• asset manager | $234M | +55% | 1 | $234M | 0.0% | 1 | 3 | ||
| E••••••••• F•••••••• P••••••• independent RIA | $234M | +44% | 2 | $117M | 94% | 56% | 329 | 1 | |
| B••••••• A•••• M••••••••• L•• independent RIA | $234M | +14% | 2 | $117M | 100% | 89% | 63 | 1 | |
| C•••••• M••••••••• A•••••• G••••• L•• independent RIA | $234M | +24% | 1 | $234M | 100% | 96% | 88 | 2 | |
| S•• L•••• F•••••••• P••••••• A•••• M••••••••• L•• independent RIA | $234M | +24% | 3 | $78.0M | 100% | 1 | |||
| G••••• F•••••••• G•••• independent RIA | $234M | +24% | 1 | $234M | 68% | 95% | 39 | 1 | |
| C••••••• F•••••••• N• C••••••••• independent RIA | $233M | +26% | 2 | $117M | 88% | 59% | 527 | 1 | |
| W••••• F•••••••• A••••••• I•• independent RIA | $233M | +8.0% | 3 | $77.8M | 86% | 77% | 59 | 1 | |
| I••••••• W••••• M••••••••• I••• independent RIA | $233M | +9.5% | 3 | $77.7M | 99% | 63% | 92 | 1 | |
| H•••• I••••••••• W••••• independent RIA | $233M | +35% | 3 | $77.7M | 100% | 80% | 75 | 1 | |
| W• A••••••• W••••• A•••••••• I••• independent RIA | $233M | +13% | 3 | $77.7M | 100% | 48% | 88 | 1 | |
| A••••• W••••• M••••••••• G•••• L•• independent RIA | $233M | +19% | 1 | $233M | 99% | 80% | 208 | 1 | |
| D• C• V••• • C••••••• L•• independent RIA | $233M | +13% | 1 | $233M | 99% | 95% | 57 | 1 | |
| O••••• A•••• M••••••••• L•• independent RIA | $233M | +33% | 1 | $233M | 92% | 98% | 47 | 1 | 1 |
| D••••• F•••••••• C••• independent RIA | $233M | +21% | 2 | $116M | 97% | 95% | 49 | 1 | |
| M•••• V••••• A••••••••• I•• independent RIA | $233M | -0.8% | 1 | $233M | 68% | 94% | 62 | 1 | |
| B•••••• P•••••• W•••••• L•• independent RIA | $232M | +13% | 1 | $232M | 97% | 90% | 117 | 1 | |
| T•••••• W••••• M••••••••• L•• independent RIA | $232M | -3.5% | 1 | $232M | 88% | 100% | 1 | ||
| M••••••••• C•••••• A•••••••• L•• independent RIA | $232M | +13% | 2 | $116M | 92% | 77% | 100 | 1 | |
| R•••••• W••••• independent RIA | $232M | +35% | 1 | $232M | 100% | 95% | 127 | 2 | |
| C••••• C•••••• M••••••••• I••• independent RIA | $232M | +9.0% | 1 | $232M | 100% | 95% | 68 | 2 | |
| C••••••••• A•••••••• L•• asset manager | $232M | -12% | 1 | $232M | 0.0% | 1 | 30 | ||
| P••••••• C•••••• M••••••••• L•• independent RIA | $232M | +16% | 3 | $77.3M | 99% | 59% | 155 | 1 |
Derived columns: RAUM over IAPD advisors, individual and HNW RAUM over total, HNW RAUM over private-client RAUM, private clients over advisors, Item 1.F.5 offices plus one.
The firm and advisor names past the first 3 rows are hidden. Open a row to reveal that record with a free account (5 a month), or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source is public either way.