DFX Intelligence
Practices
What each practice looks like, from what it filedAbout practice archetypesA practice archetype is a rule over Form ADV answers (client mix, assets, advisors, offices, affiliations, activities, Schedule A owners), printed on every firm page beside the label; a firm can carry several.The operating metrics are derived from reported fields with the formula shown on the firm page. Nothing here estimates an advisor’s book or a firm’s revenue.
3,796 practices match
| Firm | RAUM | 1y | Advisors | Per advisor | Private clients | HNW of private | Clients / advisor | Offices | Funds |
|---|---|---|---|---|---|---|---|---|---|
| PROVIDENCE WEALTH MANAGEMENT LLC independent RIA | $152M | +17% | 3 | $50.6M | 100% | 62% | 68 | 1 | |
| LCR WEALTH MANAGEMENT LLC independent RIA | $152M | +3.9% | 3 | $50.6M | 97% | 96% | 24 | 1 | 1 |
| FPFOCO independent RIA | $152M | +38% | 3 | $50.6M | 100% | 74% | 40 | 1 | |
| I••••••••• W••••• S••••••••• L•• independent RIA | $152M | +8.0% | 2 | $75.8M | 100% | 64% | 124 | 1 | |
| C•••••• F•••••••• independent RIA | $152M | 1 | $152M | 92% | 82% | 199 | 1 | ||
| R•• C•••• W••••• M••••••••• L•• independent RIA | $152M | +13% | 2 | $75.8M | 97% | 11% | 78 | 1 | 1 |
| C••••• • R••••••••• I••• independent RIA | $151M | -7.9% | 3 | $50.5M | 100% | 20% | 283 | 1 | |
| G••••••• F••••••••• L•• independent RIA | $151M | +9.9% | 3 | $50.5M | 90% | 48% | 80 | 1 | |
| R•••••• G•••• W••••• M••••••••• independent RIA | $151M | +15% | 2 | $75.7M | 99% | 93% | 36 | 1 | |
| S•••••• F••••••••• L•• independent RIA | $151M | +29% | 3 | $50.4M | 100% | 90% | 25 | 1 | |
| U•••••• W••••• M••••••••• L•• independent RIA | $151M | +34% | 2 | $75.6M | 99% | 64% | 163 | 1 | |
| S•••••• F•••••••• S••••••• L•• independent RIA | $151M | +32% | 3 | $50.4M | 100% | 38% | 90 | 1 | |
| C••• F•••••••• M••••••••• independent RIA | $151M | +15% | 2 | $75.6M | 99% | 80% | 66 | 1 | |
| O••••••• F•••••••• independent RIA | $151M | +28% | 1 | $151M | 100% | 94% | 150 | 1 | |
| D••••••• L•• independent RIA | $151M | +11% | 1 | $151M | 100% | 100% | 1 | ||
| O•••••• A•••••••• L•• independent RIA | $151M | +32% | 2 | $75.6M | 98% | 78% | 37 | 1 | |
| C••• C••••••• independent RIA | $151M | +21% | 2 | $75.5M | 60% | 98% | 70 | 1 | 5 |
| S•••• P•••••••• A•••••••• L•• independent RIA | $151M | +22% | 2 | $75.5M | 100% | 86% | 70 | 1 | |
| S•• N••••••• P•••••• A•••• M••••••••• I••• independent RIA | $151M | -0.7% | 1 | $151M | 100% | 100% | 1 | ||
| T••••••• • C••••••• W••••• M••••••••• L•• independent RIA | $151M | +51% | 2 | $75.5M | 98% | 61% | 199 | 1 | |
| R•••••• C•••••• independent RIA | $151M | 2 | $75.5M | 99% | 97% | 31 | 1 | ||
| C•••••• F•••••••• S••••••••• independent RIA | $151M | +25% | 3 | $50.3M | 99% | 54% | 102 | 1 | |
| K••••• A•••• M••••••••• L•• mixed wealth | $151M | +16% | 1 | $151M | 32% | 96% | 38 | 1 | |
| C••••••••• F•••••••• G••••• L•• independent RIA | $151M | +16% | 1 | $151M | 99% | 88% | 86 | 2 | |
| P•••••• P•••••• W••••• independent RIA | $151M | +34% | 2 | $75.4M | 100% | 91% | 26 | 1 | |
| U•••••• I••••••••• M••••••••• independent RIA | $151M | +11% | 2 | $75.3M | 100% | 92% | 44 | 1 | |
| N•••• W•••• W••••• M••••••••• independent RIA | $150M | +101% | 2 | $75.2M | 99% | 64% | 97 | 1 | |
| A••••••• I••••••••• S•••••••• L•• independent RIA | $150M | 2 | $75.1M | 83% | 95% | 26 | 1 | ||
| I••• A•••••••• L•• independent RIA | $150M | 1 | $150M | 100% | 92% | 423 | 3 | ||
| M• C••••••• L•• independent RIA | $150M | +6.3% | 3 | $50.0M | 100% | 86% | 24 | 1 | |
| 1•• G••••• A••••••••• I••• D•••• G••••• C•••••• M••••••••• independent RIA | $150M | -3.7% | 1 | $150M | 70% | 56% | 278 | 1 | |
| I••••••••• R••••••••• L•• independent RIA | $150M | +14% | 1 | $150M | 98% | 72% | 288 | 1 | |
| V• A•••••••• L•• asset manager | $150M | 1 | $150M | 0.0% | 1 | 1 | |||
| P•••••• C••••••• L•• independent RIA | $150M | +16% | 2 | $75.0M | 96% | 86% | 117 | 1 | |
| C•••••••• C•••••• L•• independent RIA | $150M | +5.6% | 1 | $150M | 100% | 100% | 1 | ||
| F•••••••• M••••••••• A•••••••• I••• independent RIA | $150M | +13% | 2 | $75.0M | 54% | 76% | 260 | 1 | |
| C••••••••• I••••••••• S•••••••• L•• independent RIA | $150M | +0.0% | 3 | $50.0M | 58% | 100% | 12 | 1 | |
| S•••••••• W••••• M••••••••• independent RIA | $150M | +10% | 1 | $150M | 100% | 100% | 37 | 1 | |
| S•••• F•••••••• G••••• I••• independent RIA | $150M | +11% | 2 | $74.9M | 93% | 78% | 53 | 1 | |
| K••• C••••••• L•• independent RIA | $150M | +4.9% | 2 | $74.9M | 100% | 90% | 31 | 1 | |
| E•••••• F•••••••• independent RIA | $150M | 2 | $74.9M | 74% | 84% | 40 | 1 | ||
| P•••••• F•••••••• P•••••••• L••• independent RIA | $150M | +14% | 1 | $150M | 100% | 79% | 129 | 1 | |
| S••••• S••••• W••••• M••••••••• L•• independent RIA | $150M | +22% | 1 | $150M | 100% | 99% | 38 | 2 | |
| O•••••• A••••••• G••••• L•• independent RIA | $150M | +17% | 3 | $49.8M | 98% | 49% | 158 | 1 | |
| M••••• W••••• M••••••••• I••• independent RIA | $149M | +15% | 1 | $149M | 100% | 40% | 364 | 1 | |
| F••• A••••••• O• A•••••• I•• independent RIA | $149M | +13% | 3 | $49.8M | 100% | 36% | 195 | 1 | |
| C••••••• A•••• M••••••••• L•• independent RIA | $149M | 1 | $149M | 83% | 86% | 171 | 2 | ||
| S•••••• C•••••• M••••••••• L•• independent RIA | $149M | 3 | $49.7M | 84% | 84% | 35 | 1 | 1 | |
| B•••••••• W•••••• L•• independent RIA | $149M | +32% | 1 | $149M | 97% | 100% | 31 | 1 | |
| H•••••• F•••••••• P••••••• independent RIA | $149M | +13% | 2 | $74.4M | 94% | 78% | 74 | 1 | |
| C•••••• F•••••••• G••••• I••• independent RIA | $149M | +16% | 2 | $74.4M | 100% | 84% | 79 | 1 | |
| W••••• W••••• M••••••••• C•••• independent RIA | $149M | +42% | 3 | $49.6M | 89% | 50% | 82 | 1 | |
| A•••••• A•••••••• L•• independent RIA | $148M | +30% | 2 | $74.2M | 99% | 83% | 51 | 1 | |
| S•••••• F•••••••• N•••••••• independent RIA | $148M | 3 | $49.4M | 90% | 90% | 40 | 1 | ||
| D••••• F•••••••• P••••••• independent RIA | $148M | +9.1% | 2 | $74.1M | 94% | 67% | 89 | 1 | |
| H••••••••• A•••••••• L•• asset manager | $148M | +2.2% | 1 | $148M | 0.0% | 1 | |||
| N••• C•••••• P•••••••• I••• independent RIA | $148M | -14% | 2 | $74.0M | 100% | 100% | 1 | ||
| B•••••••• C•••••• A•••••••• I••• independent RIA | $148M | +17% | 2 | $74.0M | 86% | 97% | 32 | 1 | |
| T•••• W••••• S•••••••• independent RIA | $148M | 1 | $148M | 95% | 93% | 80 | 1 | ||
| B•••••• W••••• C••••••••• L•• independent RIA | $148M | +12% | 2 | $74.0M | 96% | 78% | 82 | 1 |
Derived columns: RAUM over IAPD advisors, individual and HNW RAUM over total, HNW RAUM over private-client RAUM, private clients over advisors, Item 1.F.5 offices plus one.
The firm and advisor names past the first 3 rows are hidden. Open a row to reveal that record with a free account (5 a month), or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source is public either way.