DFX Intelligence
Practices
What each practice looks like, from what it filedAbout practice archetypesA practice archetype is a rule over Form ADV answers (client mix, assets, advisors, offices, affiliations, activities, Schedule A owners), printed on every firm page beside the label; a firm can carry several.The operating metrics are derived from reported fields with the formula shown on the firm page. Nothing here estimates an advisor’s book or a firm’s revenue.
3,796 practices match
| Firm | RAUM | 1y | Advisors | Per advisor | Private clients | HNW of private | Clients / advisor | Offices | Funds |
|---|---|---|---|---|---|---|---|---|---|
| HARBOR HILLS FINANCIAL ADVISORS independent RIA | $128M | +10% | 3 | $42.7M | 97% | 36% | 47 | 1 | |
| BREAKWATER FINANCIAL, LLC independent RIA | $128M | +16% | 1 | $128M | 100% | 91% | 62 | 2 | |
| CLIO ASSET MANAGEMENT LLC independent RIA | $128M | -2.4% | 1 | $128M | 93% | 100% | 1 | ||
| S•••• C•••• L•• D•• S•••• C•••• C•••••• L•• independent RIA | $128M | +18% | 1 | $128M | 100% | 97% | 36 | 1 | |
| A•••• A•••••• G••••• L•• independent RIA | $128M | 2 | $63.8M | 100% | 57% | 105 | 1 | ||
| H••••• H•••• W••••• independent RIA | $128M | +1.6% | 1 | $128M | 97% | 100% | 1 | ||
| L••••••• W••••• M••••••••• L•• independent RIA | $127M | +2.4% | 1 | $127M | 94% | 95% | 42 | 1 | |
| M••••••• F•••••••• P•••••••• L•• independent RIA | $127M | 1 | $127M | 100% | 95% | 52 | 2 | ||
| 2• K•••••• W••••• M••••••••• L•• independent RIA | $127M | +19% | 2 | $63.7M | 92% | 93% | 30 | 1 | |
| S•••• A•••• M••••••••• L•• independent RIA | $127M | 1 | $127M | 89% | 73% | 143 | 1 | ||
| F•••••••• F•••••••• A•••••••• I••• independent RIA | $127M | +5.5% | 1 | $127M | 100% | 46% | 247 | 1 | |
| W••••• W••••• S••••••••• L•• independent RIA | $127M | +2.9% | 1 | $127M | 73% | 73% | 196 | 1 | |
| S•••••• W••••• M••••••••• L•• independent RIA | $127M | 3 | $42.4M | 93% | 53% | 94 | 1 | ||
| S••••• M••••••••• G•••• independent RIA | $127M | 2 | $63.5M | 97% | 74% | 81 | 1 | 2 | |
| S•••••••• P•••••••• M••••••• independent RIA | $127M | 1 | $127M | 94% | 93% | 83 | 2 | ||
| D••••• B•• M••••••••• • P••••••• independent RIA | $127M | +14% | 1 | $127M | 83% | 99% | 32 | 1 | |
| M••••• F•••••••• S•••••••• I••• independent RIA | $127M | 1 | $127M | 100% | 1 | ||||
| A••••••••• independent RIA | $127M | +147% | 3 | $42.3M | 100% | 28% | 142 | 1 | |
| B••• F••• W••••• independent RIA | $127M | +54% | 2 | $63.4M | 99% | 45% | 90 | 1 | |
| P••••••• M•••• P•••••••• L•• independent RIA | $127M | +9.4% | 3 | $42.2M | 100% | 43% | 72 | 1 | |
| C••••••••• C•••• I••••••••• independent RIA | $127M | -11% | 1 | $127M | 98% | 96% | 76 | 1 | |
| A••••• F•••••••• G•••• independent RIA | $127M | +15% | 2 | $63.3M | 100% | 57% | 165 | 1 | |
| C••••••••• W••••• M••••••••• • P••••••• independent RIA | $127M | 2 | $63.3M | 98% | 78% | 215 | 1 | ||
| H•••••• W••••• M••••••••• L•• independent RIA | $127M | +18% | 2 | $63.3M | 100% | 73% | 105 | 1 | |
| T••• G•••••• A••••••• L•• independent RIA | $127M | +11% | 1 | $127M | 72% | 93% | 44 | 1 | 1 |
| I•• institutional | $127M | +12% | 1 | $127M | 0.0% | 1 | |||
| F•••••••• P•••••• W••••• independent RIA | $126M | +23% | 1 | $126M | 100% | 89% | 67 | 1 | |
| T•• A••••••• F••• independent RIA | $126M | 1 | $126M | 100% | 73% | 120 | 1 | ||
| G••••••• F•••••••• M••••••••• L•• mixed wealth | $126M | 1 | $126M | 24% | 100% | 1 | |||
| F•••••••• E••••••••• L•• independent RIA | $126M | 2 | $63.2M | 100% | 95% | 50 | 1 | ||
| C•••• • P••••• independent RIA | $126M | -48% | 1 | $126M | 88% | 67% | 213 | 4 | |
| L•••• U••• L•• other | $126M | +3.9% | 1 | $126M | 0.0% | 2 | |||
| P•••••• W••••• M••••••••• L•• independent RIA | $126M | 1 | $126M | 100% | 99% | 12 | 1 | ||
| C•••••• W••••• A•••••••• L••• independent RIA | $126M | +11% | 1 | $126M | 100% | 54% | 185 | 1 | |
| V•• W••••• A••••••• independent RIA | $126M | 1 | $126M | 100% | 99% | 30 | 1 | ||
| T•••••• C•••••• C••••••••• independent RIA | $126M | +25% | 1 | $126M | 100% | 96% | 82 | 1 | |
| I•••••••• R••• W••••• P••••••• L•• independent RIA | $126M | 3 | $42.0M | 100% | 91% | 22 | 1 | ||
| R•••••• F•••••••• P••••••• S•••••••• L•• independent RIA | $126M | 2 | $63.0M | 98% | 56% | 107 | 1 | ||
| B•• C•••••• P•••••••• L•• independent RIA | $126M | 3 | $41.9M | 100% | 44% | 107 | 1 | ||
| S•••••• W••••• L•• independent RIA | $126M | 2 | $62.9M | 100% | 100% | 29 | 1 | 1 | |
| B•••••••• A••••••• S•••••••• L•• independent RIA | $126M | -40% | 2 | $62.9M | 100% | 99% | 11 | 1 | |
| I•••• F•••••••• A••••••• L•• independent RIA | $126M | 1 | $126M | 99% | 99% | 22 | 1 | ||
| O•• A•• C••••••• I••• independent RIA | $126M | 2 | $62.8M | 100% | 35% | 99 | 1 | ||
| H••••• W••••• M••••••••• independent RIA | $126M | 3 | $41.9M | 100% | 89% | 19 | 1 | ||
| O•• S••••• I••••••••• independent RIA | $125M | +11% | 1 | $125M | 53% | 89% | 65 | 2 | 7 |
| B••••••• A•••••••• I••• independent RIA | $125M | +21% | 2 | $62.7M | 100% | 81% | 41 | 1 | |
| C•••••••• W••••• P••••••• independent RIA | $125M | 1 | $125M | 100% | 88% | 85 | 1 | ||
| D••••••• I••••••••• A••••••• independent RIA | $125M | +4.2% | 1 | $125M | 93% | 92% | 54 | 1 | |
| T•• G•••••• G•••• independent RIA | $125M | 1 | $125M | 100% | 72% | 133 | 1 | ||
| W•• G•••• L•• independent RIA | $125M | 2 | $62.6M | 100% | 32% | 126 | 1 | ||
| B••• C•••• A•••••••• L•• independent RIA | $125M | 2 | $62.6M | 100% | 59% | 145 | 1 | ||
| A••••••••• W••••• M••••••••• C••• independent RIA | $125M | +15% | 3 | $41.7M | 100% | 68% | 81 | 1 | |
| E••• B•••• A•••• M••••••••• L•• asset manager | $125M | +0.0% | 1 | $125M | 0.0% | 1 | |||
| T•••••••• W•••••• L•• independent RIA | $125M | 2 | $62.5M | 100% | 65% | 82 | 1 | ||
| M••••••••• C••••••• L•• independent RIA | $125M | -9.5% | 1 | $125M | 84% | 99% | 25 | 1 | |
| S••••• C•••••• M••••••••• independent RIA | $125M | 1 | $125M | 94% | 72% | 45 | 1 | ||
| W••• F•••••••• A••••••• L•• independent RIA | $125M | +12% | 1 | $125M | 100% | 67% | 99 | 1 | |
| N•• F•••••••• P•••••••• L•• independent RIA | $125M | +19% | 1 | $125M | 100% | 87% | 75 | 1 | |
| H•••••• M•••••• independent RIA | $125M | 2 | $62.3M | 100% | 89% | 30 | 1 | ||
| C• C•••••• L•• independent RIA | $124M | 1 | $124M | 100% | 97% | 61 | 2 |
Derived columns: RAUM over IAPD advisors, individual and HNW RAUM over total, HNW RAUM over private-client RAUM, private clients over advisors, Item 1.F.5 offices plus one.
The firm and advisor names past the first 3 rows are hidden. Open a row to reveal that record with a free account (5 a month), or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source is public either way.