DFX Intelligence
Practices
What each practice looks like, from what it filedAbout practice archetypesA practice archetype is a rule over Form ADV answers (client mix, assets, advisors, offices, affiliations, activities, Schedule A owners), printed on every firm page beside the label; a firm can carry several.The operating metrics are derived from reported fields with the formula shown on the firm page. Nothing here estimates an advisor’s book or a firm’s revenue.
1,074 practices match
| Firm | RAUM | 1y | Advisors | Per advisor | Private clients | HNW of private | Clients / advisor | Offices | Funds |
|---|---|---|---|---|---|---|---|---|---|
| CATALYST INVESTMENT MANAGEMENT LLC independent RIA | $130M | +6.4% | 2 | $64.9M | 100% | 93% | 30 | 3 | |
| MACLENDON WEALTH MANAGEMENT, LLC independent RIA | $130M | -0.1% | 2 | $64.8M | 100% | 96% | 16 | 2 | |
| SKG CAPITAL ADVISORS, LLC independent RIA | $129M | +8.6% | 3 | $43.1M | 100% | 60% | 92 | 1 | |
| O••• P•••••• W••••• G••••• L•• independent RIA | $128M | +25% | 3 | $42.7M | 100% | 74% | 47 | 2 | |
| W•••• A•••••• G•••• independent RIA | $128M | +11% | 3 | $42.6M | 88% | 95% | 43 | 2 | |
| A•••• A•••••• G••••• L•• independent RIA | $128M | 2 | $63.8M | 100% | 57% | 105 | 1 | ||
| H•••••• W••••• M••••••••• L•• independent RIA | $127M | +18% | 2 | $63.3M | 100% | 73% | 105 | 1 | |
| O•• A•• C••••••• I••• independent RIA | $126M | 2 | $62.8M | 100% | 35% | 99 | 1 | ||
| B••••••• A•••••••• I••• independent RIA | $125M | +21% | 2 | $62.7M | 100% | 81% | 41 | 1 | |
| 4• N•••• C••••••• L•• independent RIA | $125M | +9.8% | 2 | $62.6M | 97% | 79% | 213 | 2 | |
| S••••••••• W••••• M••••••••• P•• independent RIA | $125M | +13% | 4 | $31.3M | 100% | 60% | 95 | 1 | |
| S••••••• P•••••• W••••• L•• independent RIA | $124M | -1.0% | 2 | $62.0M | 99% | 71% | 74 | 1 | |
| I••••••• 8• I••••••••• L•• independent RIA | $124M | 1 | $124M | 100% | 93% | 65 | 2 | ||
| O•••••••• W••••• M••••••••• independent RIA | $123M | 4 | $30.8M | 96% | 76% | 52 | 1 | ||
| A•••• F•••••••• S•••••••• L•• independent RIA | $122M | +7.8% | 4 | $30.6M | 100% | 58% | 60 | 1 | |
| P•••••••• R•••••••• A•••••• G••••• I••• independent RIA | $122M | +7.5% | 11 | $11.1M | 83% | 18% | 29 | 11 | |
| G••••• F•••••••• G••••• L•• independent RIA | $121M | 2 | $60.6M | 99% | 82% | 52 | 1 | ||
| E••• W••••• M••••••••• L•• independent RIA | $121M | +7.6% | 3 | $40.3M | 97% | 71% | 49 | 2 | |
| T•• W••••• B••••••• independent RIA | $121M | +28% | 7 | $17.3M | 100% | 40% | 45 | 7 | |
| 1••••• L•• independent RIA | $121M | +10% | 4 | $30.1M | 85% | 88% | 9 | 5 | |
| Q•••••• L••• C••••••• L•• independent RIA | $121M | +6.2% | 3 | $40.2M | 100% | 48% | 111 | 1 | 1 |
| L•••• A•••• M••••••••• L•••••• L•••••••• C•••••• independent RIA | $121M | 1 | $121M | 100% | 69% | 116 | 1 | ||
| D••••••••• A••••••• mixed wealth | $120M | +10% | 1 | $120M | 36% | 0.0% | 360 | 2 | |
| T•• P•••••• W••••• M••••••••• L•• independent RIA | $119M | +13% | 100% | 100% | 1 | ||||
| L• L••• W••••• A••••••• independent RIA | $119M | -0.3% | 1 | $119M | 100% | 38% | 264 | 1 | |
| N•••• W••••• P••••••• independent RIA | $118M | 3 | $39.5M | 100% | 71% | 45 | 2 | ||
| P••••••• W••••• M••••••••• I••• independent RIA | $118M | -3.1% | 4 | $29.5M | 100% | 62% | 68 | 1 | |
| C••••••••• F•••••••• independent RIA | $118M | 3 | $39.3M | 100% | 76% | 67 | 2 | ||
| B•••••• S••••••••• L•• independent RIA | $117M | +26% | 3 | $39.1M | 100% | 59% | 58 | 1 | |
| A•••••• • C••• I••• independent RIA | $117M | 5 | $23.4M | 100% | 30% | 71 | 4 | ||
| N•• W••••• S•••••••• independent RIA | $117M | 3 | $38.9M | 100% | 61% | 46 | 1 | ||
| F•••••••• A•••••••• L•• independent RIA | $116M | +21% | 2 | $58.0M | 100% | 1 | |||
| M•••••••• F•••••••• P••••••• I••• independent RIA | $116M | 3 | $38.6M | 100% | 72% | 44 | 1 | ||
| P••••• P•••••• W••••• M••••••••• independent RIA | $115M | -3.4% | 1 | $115M | 99% | 98% | 32 | 1 | |
| R••••••••• P•••••••• L•• independent RIA | $115M | +15% | 4 | $28.8M | 63% | 44% | 19 | 1 | |
| F•••••••• P••••••• F••••• L•• independent RIA | $114M | 4 | $28.5M | 94% | 54% | 73 | 1 | ||
| B••• J•• F•••••••• G••••• L•• independent RIA | $113M | 3 | $37.8M | 99% | 38% | 94 | 1 | ||
| A•••• P••••••• A•• F•••••••• S•••••••• I••• independent RIA | $113M | 2 | $56.4M | 99% | 47% | 109 | 1 | ||
| E•••••••• W••••• A••••••• independent RIA | $112M | +4.5% | 3 | $37.5M | 66% | 79% | 47 | 2 | |
| C•••••• W••••• independent RIA | $112M | +20% | 7 | $16.0M | 100% | 12% | 109 | 2 | |
| G••••••••• L•• independent RIA | $110M | 2 | $55.2M | 100% | 35% | 153 | 1 | ||
| R•• P••••••• S••••••••• I••• independent RIA | $110M | 2 | $55.1M | 98% | 79% | 83 | 2 | ||
| V•••••• W••••• P••••••• independent RIA | $110M | 1 | $110M | 98% | 57% | 226 | 1 | ||
| T•• F•••••••• L••••• G•••• independent RIA | $107M | 2 | $53.6M | 96% | 83% | 71 | 1 | ||
| S•••••••• I••••••••• S•••••••• L•• independent RIA | $107M | 6 | $17.9M | 98% | 36% | 46 | 3 | ||
| R• A•••• M••••••••• L•• independent RIA | $107M | -29% | 2 | $53.6M | 100% | 85% | 126 | 1 | |
| B••••• W••• C••••••• L•• independent RIA | $106M | -1.3% | 1 | $106M | 67% | 100% | 1 | ||
| A•••• P••••••• C••••••••• independent RIA | $104M | +15% | 2 | $52.2M | 96% | 67% | 66 | 1 | |
| S•••• W••••• M••••••••• I••• independent RIA | $103M | +26% | 4 | $25.9M | 93% | 92% | 51 | 3 | |
| R•••• H••• A••••••• I••• independent RIA | $102M | 2 | $51.2M | 97% | 67% | 68 | 1 | ||
| D••••••••• C•••••• L•• independent RIA | $102M | 2 | $51.2M | 99% | 49% | 141 | 1 | ||
| M••••• W••••• M••••••••• independent RIA | $100M | 1 | $100M | 98% | 20% | 91 | 1 | ||
| R• S••••• W••••• M••••••••• L•• independent RIA | $72.1M | +15% | 1 | $72.1M | 99% | 79% | 66 | 1 | |
| U•• F•••••••• S•••••••• I••• independent RIA | $5.0M | +64% | 44 | $114,621 | 100% | 20 |
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Derived columns: RAUM over IAPD advisors, individual and HNW RAUM over total, HNW RAUM over private-client RAUM, private clients over advisors, Item 1.F.5 offices plus one.
The firm and advisor names past the first 3 rows are hidden. Open a row to reveal that record with a free account (5 a month), or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source is public either way.