Advisors to call now

Anything dated in the last 90 days, measured or not.

Size:$250M+$100M+$25M+Contact:Direct Professional Firm level Call-ready only

Andrew Giannone Forefront Analytics, LLC, Wayne, Pa
mixed wealth
- 4 of the 16 advisors at this office left in the last 180 days (25%). 3 went to Ethos Financial Group, LLC
  2026-09-04 (22 days ago). Across all advisors, 12.6% with this moved within a year against 4.9% without it (2.6x, 2023 to 2025 cohorts). Source: IAPD registrations: office departures.
  Louis Rivera to Ethos Financial Group, Llc; Jack Costello to Ethos Financial Group, Llc; Larissa Costello to Ethos Financial Group, Llc; Steven Cacciutti to Consolidated Portfolio Review Corp
Timing
Strong timing
Value
$250M+
Team book $500M to $1B; portable at most $1B, revenue at most $10M (transfer share is a judgment)
Team
No team seen
Contact
Firm level
firm contact form or inbox
Who else to call: 1 related advisor (teammates, former teammates, office peers and business partners).
Before a call: mid-move on the record.
Eric Puckett Private Wealth Solutions, LLC, Calabasas, Ca
Call-readyindependent RIA
- passed the Series 63 on 2026-07-22 after 6 years in the industry
  2026-07-22 (2 months ago). At independent RIAs, 12.4% with this moved within a year against 5.4% without it (2.3x, 2023 to 2025 cohorts). Source: IAPD individual record: exam date.
Timing
Strong timing
Value
$250M+
Team book $500M to $1B; portable at most $1B, revenue at most $10M (transfer share is a judgment)
Team
No team seen
Contact
Firm level
firm contact form or inbox
Edward Moore Bey-Douglas, LLC Investment Counsel, Atlanta, Ga
independent RIA
- 2 of the 9 advisors at this office left in the last 180 days (22%). 2 went to Waterloo Capital
  2026-08-25 (32 days ago). At independent RIAs, 16.4% with this moved within a year against 5.4% without it (3.0x, 2023 to 2025 cohorts). Source: IAPD registrations: office departures.
  Stuart Canzeri to Waterloo Capital; David Hughes to Waterloo Capital
- 2 known colleagues moved to an independent RIA in the last 180 days. 2 went to Waterloo Capital
  2026-08-25 (32 days ago). At independent RIAs, 6.9% with this moved within a year against 5.3% without it (1.3x, 2023 to 2025 cohorts). Source: IAPD registrations: colleague moves.
  David Hughes to Waterloo Capital; Stuart Canzeri to Waterloo Capital
Timing
Strong timing
Value
$100M+
Team book $100M to $250M; portable at most $250M, revenue at most $5M (transfer share is a judgment)
Team
No team seen
Contact
Firm level
firm contact form or inbox
Before a call: mid-move on the record.
A•••• R••••• C•••••• C••••••••• • A•••• M•••••••••, L••••••• N•
Call-readyindependent RIA
- passed the Series 63 on 2026-06-26 after 11 years in the industry
  2026-06-26 (3 months ago). At I•••••••••, 12.4% with this moved within a year against 5.4% without it (2.3x, 2023 to 2025 cohorts). Source: IAPD individual record: exam date.
Timing
Strong timing
Value
$100M+
Team book $100M to $250M; portable at most $250M, revenue at most $5M (transfer share is a judgment)
Team
No team seen
Contact
Firm level
firm contact form or inbox
T•••••• M••••••• E••••• W••••• M••••••••• L••, T••••• A•
Call-readyindependent RIA
- passed the Series 63 on 2026-09-15 after 15 years in the industry
  2026-09-15 (11 days ago). At I•••••••••, 12.4% with this moved within a year against 5.4% without it (2.3x, 2023 to 2025 cohorts). Source: IAPD individual record: exam date.
Timing
Strong timing
Value
$25M+
Team book $50M to $100M; portable at most $100M, revenue at most $1M (transfer share is a judgment)
Team
No team seen
Contact
Firm level
firm contact form or inbox
D•••• H••••• H••••• I••••••••• A••••••• L••, S••••••••• A•
state-registered adviser
- passed the Series 63 on 2026-08-17 after 33 years in the industry
  2026-08-17 (40 days ago). At A••, 11.6% with this moved within a year against 4.9% without it (2.4x, 2023 to 2025 cohorts). Source: IAPD individual record: exam date.
Timing
Strong timing
Value
$25M+
Team book $25M to $50M; portable at most $50M, revenue at most $500K (transfer share is a judgment)
Team
No team seen
Contact
Firm level
firm contact form or inbox
Who else to call: 1 related advisor, 1 on a link type measured as carrying moves (teammates, former teammates, office peers and business partners).
Before a call: mid-move on the record.
M•••••• R••• T•• S•••••• G••••, S•• P••••••••• F•
Call-readystate-registered adviser
- 4 of the 11 advisors at this office left in the last 180 days (36%), against a median of 0% across the firm's other offices. 3 went to S•••••• W••••• P•••••••• L••
  2026-07-06 (3 months ago). At A••, 12.6% with this moved within a year against 4.9% without it (2.6x, 2023 to 2025 cohorts). Source: IAPD registrations: office departures.
  D•••• B•••••• to S•••••• W••••• P•••••••• L••; J•••• L••••• to S•••••• W••••• P•••••••• L••; J•••• W•••••• to S•••••• W••••• P•••••••• L••; E••••• K•••••• to L•• F•••••••• L••
Timing
Strong timing
Value
$25M+
Team book $25M to $50M; portable at most $50M, revenue at most $500K (transfer share is a judgment)
Team
No team seen
Contact
Firm level
firm contact form or inbox
J•••• W•••• P•••••••• A•••••••, W••••••••• V•
Call-readybroker-dealer affiliated
- 2 of the 9 advisors at this office left in the last 180 days (22%), against a median of 0% across the firm's other offices. 2 went to H••••••••• F•••••••• G••••
  2026-07-07 (3 months ago). At B•••••••••, 13.0% with this moved within a year against 5.3% without it (2.5x, 2023 to 2025 cohorts). Source: IAPD registrations: office departures.
  R••• D•••••• to H••••••••• F•••••••• G••••; K•••••• F•••• to H••••••••• F•••••••• G••••
Timing
Strong timing
Value
Under $25M
Personal book under $100M; portable under $100M, revenue under $1M
Team
No team seen
Contact
Firm level
provider email, not verified
V•••••• C••••••• C•••••••• I••••••••• R••••••• A•••••••• I•••, C••• H•••• P•
broker-dealer affiliated
- 3 of the 9 advisors at this office left in the last 180 days (33%), against a median of 0% across the firm's other offices. 3 went to L••••• F•••••••• G••••
  2026-08-25 (32 days ago). At B•••••••••, 13.0% with this moved within a year against 5.3% without it (2.5x, 2023 to 2025 cohorts). Source: IAPD registrations: office departures.
  H•••• C••••••• to L••••• F•••••••• G••••; A•••••••• L••••• to L••••• F•••••••• G••••; R••••• L••••• to L••••• F•••••••• G••••
Timing
Strong timing
Value
Not estimable
Book not estimable
Team
4 move with them
Contact
Firm level
firm contact form or inbox
Who else to call: 4 related advisors, 4 on a link type measured as carrying moves (teammates, former teammates, office peers and business partners).
Before a call: practice size.
T••••• W•••• L•• F•••••••• L••, B••••• B•••••• L•
broker-dealer affiliated
- 1 person who moved firms with this advisor before left the current firm in the last 180 days
  2026-08-05 (52 days ago). At L••, 8.2% with this moved within a year against 4.0% without it (2.1x, 2023 to 2025 cohorts). Source: IAPD registrations: people who moved firms together earlier.
  G•••••• R••••••• to W•••• F•••• A•••••••
Timing
Strong timing
measured at this firm
Value
Not estimable
Book not estimable
Team
4 move with them
Contact
Firm level
provider email, not verified
Who else to call: 9 related advisors, 9 on a link type measured as carrying moves (teammates, former teammates, office peers and business partners).
Before a call: practice size.
D•••••• L•••••• L•• F•••••••• L••, L••••••••• L•
broker-dealer affiliated
- 1 person who moved firms with this advisor before left the current firm in the last 180 days
  2026-08-05 (52 days ago). At L••, 8.2% with this moved within a year against 4.0% without it (2.1x, 2023 to 2025 cohorts). Source: IAPD registrations: people who moved firms together earlier.
  G•••••• R••••••• to W•••• F•••• A•••••••
Timing
Strong timing
measured at this firm
Value
Not estimable
Book not estimable
Team
4 move with them
Contact
Firm level
provider email, not verified
Who else to call: 9 related advisors, 9 on a link type measured as carrying moves (teammates, former teammates, office peers and business partners).
Before a call: practice size.
A••• W••••• C•••••••• I••••••••• R••••••• A•••••••• I•••, B••• R••••• F•
broker-dealer affiliated
- 9 of the 16 advisors at this office left in the last 180 days (56%), against a median of 0% across the firm's other offices. 9 went to L•• F•••••••• L••
  2026-07-13 (3 months ago). At B•••••••••, 13.0% with this moved within a year against 5.3% without it (2.5x, 2023 to 2025 cohorts). Source: IAPD registrations: office departures.
  C••• L•••••• to L•• F•••••••• L••; T••••• R••• to L•• F•••••••• L••; I••• U•••••• to L•• F•••••••• L••; F•••••••• T•••• to L•• F•••••••• L•• and 2 more
Timing
Strong timing
Value
Not estimable
Book not estimable
Team
4 move with them
Contact
Firm level
firm contact form or inbox
Who else to call: 3 related advisors, 3 on a link type measured as carrying moves (teammates, former teammates, office peers and business partners).
Before a call: practice size; joined the current firm under a year ago.
G•••••• L••••••• P•• A•••••••, P••••••• A•
independent RIA
- 10 of the 31 advisors at this office left in the last 180 days (32%), against a median of 0% across the firm's other offices. 6 went to O•••••••••
  2026-08-26 (31 days ago). At I•••••••••, 16.4% with this moved within a year against 5.4% without it (3.0x, 2023 to 2025 cohorts). Source: IAPD registrations: office departures.
  C••••••••• J••••••• to T••••••• A•••• M••••••••• L••; G•••• G•••• to B•••••• F•••••••• S••••••• G••••; S••• F••• to L•• F•••••••• L••; M••••• K••• to O••••••••• and 2 more
- 3 known colleagues moved to an independent RIA in the last 180 days
  2026-08-26 (31 days ago). At I•••••••••, 6.9% with this moved within a year against 5.3% without it (1.3x, 2023 to 2025 cohorts). Source: IAPD registrations: colleague moves.
  C••••••••• J••••••• to T••••••• A•••• M••••••••• L••; G•••• G•••• to B•••••• F•••••••• S••••••• G••••; R••••• M•••• to D••••• M•••• A•••••••• L••
Timing
Strong timing
Value
Not estimable
Book not estimable
Team
3 move with them
Contact
Firm level
firm contact form or inbox
Who else to call: 3 related advisors, 2 on a link type measured as carrying moves (teammates, former teammates, office peers and business partners).
Before a call: practice size.
S••••• L•••••••• A••••••• W••••• A•••••••, S••••••••• A•
independent RIA
- is O•••• of a newly filed adviser, first filed 2026-08-13, where they are not yet registered: R•• C•••••• L••
  2026-08-13 (44 days ago). At I•••••••••, 15.2% with this moved within a year against 5.4% without it (2.8x, 2023 to 2025 cohorts). Source: Form ADV Schedule A of the new adviser (SEC IAPD).
Timing
Strong timing
Value
Not estimable
Book not estimable
Team
2 move with them
Contact
Firm level
firm contact form or inbox
Who else to call: 1 related advisor, 1 on a link type measured as carrying moves (teammates, former teammates, office peers and business partners).
Before a call: practice size.
T•••• B•••• S•••••• P••••••• I••••••••• A•••••••• L••, N•• Y•••• N•
broker-dealer affiliated
- 3 of the 12 advisors at this office left in the last 180 days (25%), against a median of 0% across the firm's other offices. 3 went to M••••• S••••••
  2026-07-10 (3 months ago). At B•••••••••, 13.0% with this moved within a year against 5.3% without it (2.5x, 2023 to 2025 cohorts). Source: IAPD registrations: office departures.
  D•••• B••••••••• to M••••• S••••••; A••••• G•••••• to M••••• S••••••; D••••• D••••••• to M••••• S••••••
Timing
Strong timing
Value
Not estimable
Book not estimable
Team
2 move with them
Contact
Firm level
firm contact form or inbox
Before a call: practice size; joined the current firm under a year ago.
P•••• D•••••• S•••••• P••••••• I••••••••• A•••••••• L••, N•• Y•••• N•
broker-dealer affiliated
- 3 of the 12 advisors at this office left in the last 180 days (25%), against a median of 0% across the firm's other offices. 3 went to M••••• S••••••
  2026-07-10 (3 months ago). At B•••••••••, 13.0% with this moved within a year against 5.3% without it (2.5x, 2023 to 2025 cohorts). Source: IAPD registrations: office departures.
  D•••• B••••••••• to M••••• S••••••; A••••• G•••••• to M••••• S••••••; D••••• D••••••• to M••••• S••••••
Timing
Strong timing
Value
Not estimable
Book not estimable
Team
2 move with them
Contact
Firm level
firm contact form or inbox
Before a call: practice size; joined the current firm under a year ago.
M•••••••• T•••• P•••• O• M••• W••••• M•••••••••, R••••••• N•
Call-readyindependent RIA
- passed the Series 63 on 2026-09-14 after 13 years in the industry
  2026-09-14 (12 days ago). At I•••••••••, 12.4% with this moved within a year against 5.4% without it (2.3x, 2023 to 2025 cohorts). Source: IAPD individual record: exam date.
Timing
Strong timing
Value
Not estimable
Book not estimable; portable at most $500M, revenue at most $5M (transfer share is a judgment)
Team
No team seen
Contact
Firm level
firm contact form or inbox
A•••••• C•••••• D•••••••• A••••••• S•••••••• L••, S•••• J•••••• U•
broker-dealer affiliated
- passed the Series 63 on 2025-12-03 after 14 years in the industry
  2025-12-03 (10 months ago). At B•••••••••, 12.4% with this moved within a year against 5.3% without it (2.3x, 2023 to 2025 cohorts). Source: IAPD individual record: exam date.
- 1 person who moved firms with this advisor before left the current firm in the last 180 days
  2026-08-28 (29 days ago). At B•••••••••, 9.9% with this moved within a year against 5.3% without it (1.9x, 2023 to 2025 cohorts). Source: IAPD registrations: people who moved firms together earlier.
  A•••••• C••••••• to D•••••••• W••••• M••••••••• L••
Timing
Strong timing
Value
Not estimable
Book not estimable
Team
No team seen
Contact
Firm level
firm contact form or inbox
Who else to call: 1 related advisor, 1 on a link type measured as carrying moves (teammates, former teammates, office peers and business partners).
Before a call: practice size.
B•••• K•••••• C•••••••• I••••••••• R••••••• A•••••••• I•••, C••• H•••• P•
broker-dealer affiliated
- 3 of the 9 advisors at this office left in the last 180 days (33%), against a median of 0% across the firm's other offices. 3 went to L••••• F•••••••• G••••
  2026-08-25 (32 days ago). At B•••••••••, 13.0% with this moved within a year against 5.3% without it (2.5x, 2023 to 2025 cohorts). Source: IAPD registrations: office departures.
  H•••• C••••••• to L••••• F•••••••• G••••; A•••••••• L••••• to L••••• F•••••••• G••••; R••••• L••••• to L••••• F•••••••• G••••
Timing
Strong timing
Value
Not estimable
Book not estimable
Team
No team seen
Contact
Firm level
firm contact form or inbox
Who else to call: 3 related advisors, 3 on a link type measured as carrying moves (teammates, former teammates, office peers and business partners).
Before a call: practice size.
J•••• S•••••• R•••••• J•••• F•••••••• S••••••• A•••••••• I••, O••••••• P•••• K•
broker-dealer affiliated
- 2 of the 8 advisors at this office left in the last 180 days (25%), against a median of 0% across the firm's other offices. 2 went to C••••••••• W•••••• L••
  2026-08-24 (33 days ago). At B•••••••••, 13.0% with this moved within a year against 5.3% without it (2.5x, 2023 to 2025 cohorts). Source: IAPD registrations: office departures.
  J• H•• S••••••••• to C••••••••• W•••••• L••; J•••• S••••• to C••••••••• W•••••• L••
- 2 known colleagues moved to an independent RIA in the last 180 days. 2 went to C••••••••• W•••••• L••
  2026-08-24 (33 days ago). At B•••••••••, 6.5% with this moved within a year against 5.3% without it (1.2x, 2023 to 2025 cohorts). Source: IAPD registrations: colleague moves.
  J• H•• S••••••••• to C••••••••• W•••••• L••; J•••• S••••• to C••••••••• W•••••• L••
Timing
Strong timing
Value
Not estimable
Book not estimable
Team
No team seen
Contact
Firm level
provider email, not verified
Before a call: practice size.
M•••••• P••••• R•••••• J•••• F•••••••• S••••••• A•••••••• I••, O••••••• P•••• K•
broker-dealer affiliated
- 2 of the 8 advisors at this office left in the last 180 days (25%), against a median of 0% across the firm's other offices. 2 went to C••••••••• W•••••• L••
  2026-08-24 (33 days ago). At B•••••••••, 13.0% with this moved within a year against 5.3% without it (2.5x, 2023 to 2025 cohorts). Source: IAPD registrations: office departures.
  J• H•• S••••••••• to C••••••••• W•••••• L••; J•••• S••••• to C••••••••• W•••••• L••
- 2 known colleagues moved to an independent RIA in the last 180 days. 2 went to C••••••••• W•••••• L••
  2026-08-24 (33 days ago). At B•••••••••, 6.5% with this moved within a year against 5.3% without it (1.2x, 2023 to 2025 cohorts). Source: IAPD registrations: colleague moves.
  J• H•• S••••••••• to C••••••••• W•••••• L••; J•••• S••••• to C••••••••• W•••••• L••
Timing
Strong timing
Value
Not estimable
Book not estimable
Team
No team seen
Contact
Firm level
provider email, not verified
Before a call: practice size.
E•••••• C••• T•• W••••• M••••••••• L••, H••••••• T•
other adviser
- 3 of the 14 advisors at this office left in the last 180 days (21%)
  2026-08-24 (33 days ago). At A••, 12.6% with this moved within a year against 4.9% without it (2.6x, 2023 to 2025 cohorts). Source: IAPD registrations: office departures.
  B••••••• F•••••• to E••••••• A•••••••• L••; J••• S•••••• to M••••••; D••••• H•• to B••••• P••••• A•••••••• L••
- 3 known colleagues moved to an independent RIA in the last 180 days
  2026-08-24 (33 days ago). At A••, 6.2% with this moved within a year against 4.9% without it (1.3x, 2023 to 2025 cohorts). Source: IAPD registrations: colleague moves.
  B••••••• F•••••• to E••••••• A•••••••• L••; J••• S•••••• to M••••••; D••••• H•• to B••••• P••••• A•••••••• L••
Timing
Strong timing
Value
Not estimable
Book not estimable
Team
2-person high-confidence team
Contact
Firm level
firm contact form or inbox
Who else to call: 1 related advisor (teammates, former teammates, office peers and business partners).
Before a call: practice size.
G•••• K• U•• F•••••••• S••••••• I•••, P••••• T•
wirehouse
- 8 of the 36 advisors at this office left in the last 180 days (22%), against a median of 0% across the firm's other offices. 7 went to W•••• F•••• A•••••••
  2026-08-24 (33 days ago). At U••, 14.9% with this moved within a year against 5.5% without it (2.7x, 2023 to 2025 cohorts). Source: IAPD registrations: office departures.
  I•• M•••• to R•• W••••• S••••••••• L••; J••• V••••••••• to W•••• F•••• A•••••••; S•••• W•••• to W•••• F•••• A•••••••; J•• D• A••••••• to W•••• F•••• A••••••• and 2 more
Timing
Strong timing
measured at this firm
Value
Not estimable
Book not estimable
Team
No team seen
Contact
Firm level
ESTIMATED email an address at ubs.com (style first.last@ubs.com reproduced 74 of 75 confident provider/published addresses at this firm (95% CI 93% to 100%); firm deliverability sample: UNVERIFIABLE (accept-all domain: the server accepts every address))
Who else to call: 1 related advisor, 1 on a link type measured as carrying moves (teammates, former teammates, office peers and business partners).
Before a call: practice size.
S•••• B••••• P••• A••••• S••••••••• L••, G•••••••• V••••••• C•
broker-dealer affiliated
- 3 of the 14 advisors at this office left in the last 180 days (21%), against a median of 0% across the firm's other offices
  2026-08-18 (39 days ago). At B•••••••••, 13.0% with this moved within a year against 5.3% without it (2.5x, 2023 to 2025 cohorts). Source: IAPD registrations: office departures.
  B••••••• S••••• to T•• P••••••• I•••; R••• H•••• to E••••••••• W••••• M•••••••••; D••••• J•••••• to M•• I•••••••• S•••••••• L••
Timing
Strong timing
Value
Not estimable
Book not estimable
Team
No team seen
Contact
Firm level
provider email, not verified
Before a call: practice size.
D••••• H•••••• C•••••••• I••••••••• R••••••• A•••••••• I•••, B••• R••••• F•
broker-dealer affiliated
- 9 of the 16 advisors at this office left in the last 180 days (56%), against a median of 0% across the firm's other offices. 9 went to L•• F•••••••• L••
  2026-07-13 (3 months ago). At B•••••••••, 13.0% with this moved within a year against 5.3% without it (2.5x, 2023 to 2025 cohorts). Source: IAPD registrations: office departures.
  C••• L•••••• to L•• F•••••••• L••; T••••• R••• to L•• F•••••••• L••; I••• U•••••• to L•• F•••••••• L••; F•••••••• T•••• to L•• F•••••••• L•• and 2 more
Timing
Strong timing
Value
Not estimable
Book not estimable
Team
No team seen
Contact
Firm level
firm contact form or inbox
Who else to call: 1 related advisor, 1 on a link type measured as carrying moves (teammates, former teammates, office peers and business partners).
Before a call: practice size; joined the current firm under a year ago.
I••••• R•••••• S•••••• P••••••• I••••••••• A•••••••• L••, N•• Y•••• N•
broker-dealer affiliated
- 3 of the 12 advisors at this office left in the last 180 days (25%), against a median of 0% across the firm's other offices. 3 went to M••••• S••••••
  2026-07-10 (3 months ago). At B•••••••••, 13.0% with this moved within a year against 5.3% without it (2.5x, 2023 to 2025 cohorts). Source: IAPD registrations: office departures.
  D•••• B••••••••• to M••••• S••••••; A••••• G•••••• to M••••• S••••••; D••••• D••••••• to M••••• S••••••
Timing
Strong timing
Value
Not estimable
Book not estimable
Team
2-person high-confidence team
Contact
Firm level
firm contact form or inbox
Who else to call: 2 related advisors, 1 on a link type measured as carrying moves (teammates, former teammates, office peers and business partners).
Before a call: practice size.
T••••• B••• S•••••• P••••••• I••••••••• A•••••••• L••, N•• Y•••• N•
broker-dealer affiliated
- 3 of the 12 advisors at this office left in the last 180 days (25%), against a median of 0% across the firm's other offices. 3 went to M••••• S••••••
  2026-07-10 (3 months ago). At B•••••••••, 13.0% with this moved within a year against 5.3% without it (2.5x, 2023 to 2025 cohorts). Source: IAPD registrations: office departures.
  D•••• B••••••••• to M••••• S••••••; A••••• G•••••• to M••••• S••••••; D••••• D••••••• to M••••• S••••••
Timing
Strong timing
Value
Not estimable
Book not estimable
Team
No team seen
Contact
Firm level
firm contact form or inbox
Before a call: practice size.
K••• D••••••• M•• I•••••••• S•••••••• L••, M••••••• W•
broker-dealer affiliated
- 4 of the 12 advisors at this office left in the last 180 days (33%), against a median of 0% across the firm's other offices. 3 went to N•••••••• P•••••••• L••
  2026-09-22 (4 days ago). At B•••••••••, 13.0% with this moved within a year against 5.3% without it (2.5x, 2023 to 2025 cohorts). Source: IAPD registrations: office departures.
  A••••• B••••••• to N•••••••• P•••••••• L••; N•••••••• B••••••• to N•••••••• P•••••••• L••; L•••• M•••••••• to N•••••••• P•••••••• L••; D••••• S••••••••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
Timing
Strong timing
Value
Not estimable
Book not estimable
Team
No team seen
Contact
Firm level
provider email, not verified
Before a call: practice size; joined the current firm under a year ago.
M•••• K•••••• M•• I•••••••• S•••••••• L••, M••••••• W•
broker-dealer affiliated
- 4 of the 12 advisors at this office left in the last 180 days (33%), against a median of 0% across the firm's other offices. 3 went to N•••••••• P•••••••• L••
  2026-09-22 (4 days ago). At B•••••••••, 13.0% with this moved within a year against 5.3% without it (2.5x, 2023 to 2025 cohorts). Source: IAPD registrations: office departures.
  A••••• B••••••• to N•••••••• P•••••••• L••; N•••••••• B••••••• to N•••••••• P•••••••• L••; L•••• M•••••••• to N•••••••• P•••••••• L••; D••••• S••••••••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
- 3 known colleagues moved to an independent RIA in the last 180 days. 3 went to N•••••••• P•••••••• L••
  2026-09-22 (4 days ago). At B•••••••••, 6.5% with this moved within a year against 5.3% without it (1.2x, 2023 to 2025 cohorts). Source: IAPD registrations: colleague moves.
  L•••• M•••••••• to N•••••••• P•••••••• L••; A••••• B••••••• to N•••••••• P•••••••• L••; N•••••••• B••••••• to N•••••••• P•••••••• L••
Timing
Strong timing
Value
Not estimable
Book not estimable
Team
No team seen
Contact
Firm level
provider email, not verified
Before a call: practice size.
B•••• B•••• M•• I•••••••• S•••••••• L••, M••••••• W•
broker-dealer affiliated
- 4 of the 12 advisors at this office left in the last 180 days (33%), against a median of 0% across the firm's other offices. 3 went to N•••••••• P•••••••• L••
  2026-09-22 (4 days ago). At B•••••••••, 13.0% with this moved within a year against 5.3% without it (2.5x, 2023 to 2025 cohorts). Source: IAPD registrations: office departures.
  A••••• B••••••• to N•••••••• P•••••••• L••; N•••••••• B••••••• to N•••••••• P•••••••• L••; L•••• M•••••••• to N•••••••• P•••••••• L••; D••••• S••••••••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
- 3 known colleagues moved to an independent RIA in the last 180 days. 3 went to N•••••••• P•••••••• L••
  2026-09-22 (4 days ago). At B•••••••••, 6.5% with this moved within a year against 5.3% without it (1.2x, 2023 to 2025 cohorts). Source: IAPD registrations: colleague moves.
  L•••• M•••••••• to N•••••••• P•••••••• L••; A••••• B••••••• to N•••••••• P•••••••• L••; N•••••••• B••••••• to N•••••••• P•••••••• L••
Timing
Strong timing
Value
Not estimable
Book not estimable
Team
No team seen
Contact
Firm level
provider email, not verified
Before a call: practice size.
B••••••• S•••• H•••••• W•••••, D•••••• C•
Call-readyindependent RIA
- passed the Series 63 on 2026-09-22 after 11 years in the industry
  2026-09-22 (4 days ago). At I•••••••••, 12.4% with this moved within a year against 5.4% without it (2.3x, 2023 to 2025 cohorts). Source: IAPD individual record: exam date.
Timing
Strong timing
Value
Not estimable
Book not estimable; portable at most $250M, revenue at most $5M (transfer share is a judgment)
Team
No team seen
Contact
Firm level
firm contact form or inbox
K•••• R••••••• I••• W••••• M••••••••• L••, E•• H••••• T•••••••• N•
independent RIA
- passed the Series 63 on 2026-09-22 after 9 years in the industry
  2026-09-22 (4 days ago). At I•••••••••, 12.4% with this moved within a year against 5.4% without it (2.3x, 2023 to 2025 cohorts). Source: IAPD individual record: exam date.
Timing
Strong timing
Value
Not estimable
Book not estimable
Team
No team seen
Contact
Firm level
firm contact form or inbox
Before a call: practice size.
D•••••• P•••• M•• I•••••••• S•••••••• L••, M••••••• W•
broker-dealer affiliated
- 4 of the 12 advisors at this office left in the last 180 days (33%), against a median of 0% across the firm's other offices. 3 went to N•••••••• P•••••••• L••
  2026-09-22 (4 days ago). At B•••••••••, 13.0% with this moved within a year against 5.3% without it (2.5x, 2023 to 2025 cohorts). Source: IAPD registrations: office departures.
  A••••• B••••••• to N•••••••• P•••••••• L••; N•••••••• B••••••• to N•••••••• P•••••••• L••; L•••• M•••••••• to N•••••••• P•••••••• L••; D••••• S••••••••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
- 3 known colleagues moved to an independent RIA in the last 180 days. 3 went to N•••••••• P•••••••• L••
  2026-09-22 (4 days ago). At B•••••••••, 6.5% with this moved within a year against 5.3% without it (1.2x, 2023 to 2025 cohorts). Source: IAPD registrations: colleague moves.
  A••••• B••••••• to N•••••••• P•••••••• L••; N•••••••• B••••••• to N•••••••• P•••••••• L••; L•••• M•••••••• to N•••••••• P•••••••• L••
Timing
Strong timing
Value
Not estimable
Book not estimable
Team
No team seen
Contact
Firm level
provider email, not verified
Before a call: practice size.
W••• Y•••••••• C•••••••• G••••• M•••••• I•••, A••••••• G•
bank affiliated
- passed the Series 63 on 2026-09-19 after 15 years in the industry
  2026-09-19 (7 days ago). At A••, 11.6% with this moved within a year against 4.9% without it (2.4x, 2023 to 2025 cohorts). Source: IAPD individual record: exam date.
Timing
Strong timing
Value
Not estimable
Book not estimable
Team
No team seen
Contact
Firm level
provider email, not verified
Before a call: practice size; joined the current firm under a year ago.
A••••• B••••••••• B•••••• L••• A••••••• S•••••••• I•••, C••••••• I•
broker-dealer affiliated
- passed the Series 63 on 2026-09-19 after 6 years in the industry
  2026-09-19 (7 days ago). At B•••••••••, 12.4% with this moved within a year against 5.3% without it (2.3x, 2023 to 2025 cohorts). Source: IAPD individual record: exam date.
Timing
Strong timing
Value
Not estimable
Book not estimable
Team
No team seen
Contact
Firm level
firm contact form or inbox
Before a call: practice size.
K•••• D•••••• N•••••• F•••••••• G••••• I•••, D••••••• I•
broker-dealer affiliated
- passed the Series 63 on 2026-09-18 after 15 years in the industry
  2026-09-18 (8 days ago). At B•••••••••, 12.4% with this moved within a year against 5.3% without it (2.3x, 2023 to 2025 cohorts). Source: IAPD individual record: exam date.
Timing
Strong timing
Value
Not estimable
Book not estimable
Team
No team seen
Contact
Firm level
firm contact form or inbox
Before a call: practice size.
A••••• G••••• T• P•••••• C••••• W••••• L••, A••••••• M•
bank affiliated
- passed the Series 63 on 2026-09-18 after 17 years in the industry
  2026-09-18 (8 days ago). At A••, 11.6% with this moved within a year against 4.9% without it (2.4x, 2023 to 2025 cohorts). Source: IAPD individual record: exam date.
Timing
Strong timing
Value
Not estimable
Book not estimable
Team
No team seen
Contact
Firm level
ESTIMATED email an address at td.com (style first.last@td.com reproduced 22 of 22 confident provider/published addresses at this firm (95% CI 85% to 100%); firm deliverability sample: UNVERIFIABLE (accept-all domain: the server accepts every address)); firm contact form or inbox
Before a call: practice size; joined the current firm under a year ago.
T••••• C•••• M••••••••• R•••••••••, W••••••••• D•
brokerage advisory
- 9 of the 20 advisors at this office left in the last 180 days (45%). 3 went to V••• F•••••••• A•••••••• I•••
  2026-09-17 (9 days ago). At A••, 12.6% with this moved within a year against 4.9% without it (2.6x, 2023 to 2025 cohorts). Source: IAPD registrations: office departures.
  I•• S••••••• to C••••••••• W••••• A•••••••• L••; R••• W••••• to W••••• T••••• W••••• S••••••••• L••; B•••• T•••••••• to E•••••• A••••••• G••••• L••; Z•••••• P••••• to I••••••• P•••••••• S•••••••• L•• and 2 more
Timing
Strong timing
Value
Not estimable
Book not estimable
Team
No team seen
Contact
Firm level
provider email, not verified
Who else to call: 1 related advisor, 1 on a link type measured as carrying moves (teammates, former teammates, office peers and business partners).
Before a call: practice size; joined the current firm under a year ago.
J•••• S•••• M••••••••• R•••••••••, W••••••••• D•
brokerage advisory
- 9 of the 20 advisors at this office left in the last 180 days (45%). 3 went to V••• F•••••••• A•••••••• I•••
  2026-09-17 (9 days ago). At A••, 12.6% with this moved within a year against 4.9% without it (2.6x, 2023 to 2025 cohorts). Source: IAPD registrations: office departures.
  I•• S••••••• to C••••••••• W••••• A•••••••• L••; R••• W••••• to W••••• T••••• W••••• S••••••••• L••; B•••• T•••••••• to E•••••• A••••••• G••••• L••; Z•••••• P••••• to I••••••• P•••••••• S•••••••• L•• and 2 more
Timing
Strong timing
Value
Not estimable
Book not estimable
Team
No team seen
Contact
Firm level
provider email, not verified
Before a call: practice size.
I••••• C••••• M••••••••• R•••••••••, W••••••••• D•
brokerage advisory
- 9 of the 20 advisors at this office left in the last 180 days (45%). 3 went to V••• F•••••••• A•••••••• I•••
  2026-09-17 (9 days ago). At A••, 12.6% with this moved within a year against 4.9% without it (2.6x, 2023 to 2025 cohorts). Source: IAPD registrations: office departures.
  I•• S••••••• to C••••••••• W••••• A•••••••• L••; R••• W••••• to W••••• T••••• W••••• S••••••••• L••; B•••• T•••••••• to E•••••• A••••••• G••••• L••; Z•••••• P••••• to I••••••• P•••••••• S•••••••• L•• and 2 more
Timing
Strong timing
Value
Not estimable
Book not estimable
Team
No team seen
Contact
Firm level
provider email, not verified
Before a call: practice size.

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