DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor teams

Teams that left Vanguard Advisers, Inc.

A team is two or more advisors whose registrations through one firm ended within fourteen days of each other, from branches in the same state, and who all registered next through the same other firm. The rule reads registration dates on IAPD and nothing else: no press, no name matching, no judgment about why. When the cluster carried half or more of the firm it left, or the destination filed a succession naming it, it is typed firm absorbed rather than lift-out. When the two CRDs are one enterprise (the same business name, as with the two Wells Fargo Advisors channels, the same 75%+ owner on both Schedule As around the move, or one name the other with a word added) it is a channel change, listed only when asked for and never counted as a team in or out. Corporate re-registrations (hundreds of people moved to a new CRD in one month) are excluded before teams are formed.

Advisors	From	To	Branch	Type	Left
3	Vanguard Advisers, Inc. BD affiliated	Schwab Wealth Advisory, Inc. no RAUM	Scottsdale, Az	Other	Jul 27, 2026 over 14 d
2	Vanguard Advisers, Inc. BD affiliated	Schwab Wealth Advisory, Inc. no RAUM	Charlotte, Nc	Other	Apr 7, 2026 over 14 d
5	Vanguard Advisers, Inc. BD affiliated	Schwab Wealth Advisory, Inc. no RAUM	Scottsdale, Az	Other	Nov 26, 2025 over 35 d
2	Vanguard Advisers, Inc. BD affiliated	LPL Financial LLC BD affiliated	Charlotte, Nc	Affiliated broker-dealer or bank to another	Oct 15, 2025 over 8 d
2	Vanguard Advisers, Inc. BD affiliated	Wells Fargo Advisors wirehouse	Charlotte, Nc	Affiliated broker-dealer or bank to wirehouse	Sep 5, 2025 over 4 d
2	Vanguard Advisers, Inc. BD affiliated	Schwab Wealth Advisory, Inc. no RAUM	Scottsdale, Az	Other	May 15, 2025 over 1 d
2	Vanguard Advisers, Inc. BD affiliated	LPL Financial LLC BD affiliated	Scottsdale, Az	Affiliated broker-dealer or bank to another	Apr 2, 2025 over 14 d
2	Vanguard Advisers, Inc. BD affiliated	Advice And Planning Services BD affiliated	Charlotte, Nc	Affiliated broker-dealer or bank to another	Dec 17, 2024 over 14 d
2	Vanguard Advisers, Inc. BD affiliated	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Charlotte, Nc	Affiliated broker-dealer or bank to wirehouse	Dec 2, 2024 over 8 d
2	Vanguard Advisers, Inc. BD affiliated	Dimensional Fund Advisors LP asset manager	Charlotte, Nc	Other	Nov 13, 2024 over 13 d
2	Vanguard Advisers, Inc. BD affiliated	Edward Jones national BD	Charlotte, Nc	Affiliated broker-dealer or bank to another	Oct 17, 2024 over 14 d
2	Vanguard Advisers, Inc. BD affiliated	J.P. Morgan Securities LLC wirehouse	Plano, Tx	Affiliated broker-dealer or bank to wirehouse	Oct 11, 2024 over 6 d
2	Vanguard Advisers, Inc. BD affiliated	Schwab Wealth Advisory, Inc. no RAUM	Scottsdale, Az	Other	Sep 18, 2024 over 14 d
2	Vanguard Advisers, Inc. BD affiliated	Fisher Investments independent RIA	Plano, Tx	Affiliated broker-dealer or bank to independent RIA	Sep 3, 2024 over 9 d
2	Vanguard Advisers, Inc. BD affiliated	LPL Financial LLC BD affiliated	Charlotte, Nc	Affiliated broker-dealer or bank to another	Aug 23, 2024 over 6 d
2	Vanguard Advisers, Inc. BD affiliated	Fidelity Personal And Workplace Advisors BD affiliated	Malvern, Pa	Affiliated broker-dealer or bank to another	Aug 22, 2024 over 7 d
2	Vanguard Advisers, Inc. BD affiliated	Morgan Stanley wirehouse	Phoenix, Az +1	Affiliated broker-dealer or bank to wirehouse	Aug 8, 2024 over 6 d
2	Vanguard Advisers, Inc. BD affiliated	Prospera Capital Management, LLC no RAUM	Scottsdale, Az	Affiliated broker-dealer or bank to a newly registered adviser	Jul 10, 2024 over 7 d
2	Vanguard Advisers, Inc. BD affiliated	Morgan Stanley wirehouse	Malvern, Pa	Affiliated broker-dealer or bank to wirehouse	Jul 9, 2024 over 8 d
2	Vanguard Advisers, Inc. BD affiliated	J.P. Morgan Securities LLC wirehouse	Scottsdale, Az	Affiliated broker-dealer or bank to wirehouse	Jun 26, 2024 over 5 d
2	Vanguard Advisers, Inc. BD affiliated	Advice And Planning Services BD affiliated	Charlotte, Nc	Affiliated broker-dealer or bank to another	Apr 3, 2024 over 5 d
2	Vanguard Advisers, Inc. BD affiliated	Charles Schwab & Co., Inc. national BD	Scottsdale, Az	Affiliated broker-dealer or bank to another	Apr 3, 2024 over 6 d
3	Vanguard Advisers, Inc. BD affiliated	Fidelity Personal And Workplace Advisors BD affiliated	Malvern, Pa	Affiliated broker-dealer or bank to another	Mar 22, 2024 over 5 d
2	Vanguard Advisers, Inc. BD affiliated	Schwab Wealth Advisory, Inc. no RAUM	Scottsdale, Az	Other	Mar 7, 2024
2	Vanguard Advisers, Inc. BD affiliated	Charles Schwab & Co., Inc. national BD	Scottsdale, Az	Affiliated broker-dealer or bank to another	Dec 19, 2023 over 1 d
2	Vanguard Advisers, Inc. BD affiliated	Morgan Stanley wirehouse	Scottsdale, Az	Affiliated broker-dealer or bank to wirehouse	Dec 6, 2023 over 7 d
2	Vanguard Advisers, Inc. BD affiliated	Facet independent RIA	Charlotte, Nc	Affiliated broker-dealer or bank to independent RIA	Nov 9, 2023 over 7 d
2	Vanguard Advisers, Inc. BD affiliated	Advice And Planning Services BD affiliated	Charlotte, Nc	Affiliated broker-dealer or bank to another	Oct 5, 2023 over 12 d
2	Vanguard Advisers, Inc. BD affiliated	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Plano, Tx	Affiliated broker-dealer or bank to wirehouse	Sep 12, 2023 over 10 d
2	Vanguard Advisers, Inc. BD affiliated	Empower Advisory Group, LLC BD affiliated	Scottsdale, Az	Affiliated broker-dealer or bank to another	Jul 25, 2023 over 2 d
2	Vanguard Advisers, Inc. BD affiliated	Empower Advisory Group, LLC BD affiliated	Scottsdale, Az	Affiliated broker-dealer or bank to another	Apr 26, 2023
2	Vanguard Advisers, Inc. BD affiliated	Charles Schwab & Co., Inc. national BD	Malvern, Pa	Affiliated broker-dealer or bank to another	Mar 28, 2023 over 7 d
2	Vanguard Advisers, Inc. BD affiliated	Morgan Stanley wirehouse	Scottsdale, Az	Affiliated broker-dealer or bank to wirehouse	Mar 27, 2023 over 4 d
2	Vanguard Advisers, Inc. BD affiliated	Morgan Stanley wirehouse	Scottsdale, Az	Affiliated broker-dealer or bank to wirehouse	Jan 27, 2023 over 11 d
2	Vanguard Advisers, Inc. BD affiliated	Charles Schwab & Co., Inc. national BD	Malvern, Pa	Affiliated broker-dealer or bank to another	Jan 20, 2023 over 7 d
3	Vanguard Advisers, Inc. BD affiliated	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Charlotte, Nc	Affiliated broker-dealer or bank to wirehouse	Dec 20, 2022 over 11 d
2	Vanguard Advisers, Inc. BD affiliated	Wells Fargo Advisors wirehouse	Charlotte, Nc	Affiliated broker-dealer or bank to wirehouse	Dec 12, 2022 over 9 d
2	Vanguard Advisers, Inc. BD affiliated	Advice And Planning Services BD affiliated	Charlotte, Nc	Affiliated broker-dealer or bank to another	Dec 7, 2022 over 12 d
2	Vanguard Advisers, Inc. BD affiliated	Charles Schwab & Co., Inc. national BD	Scottsdale, Az	Affiliated broker-dealer or bank to another	Dec 6, 2022 over 3 d
2	Vanguard Advisers, Inc. BD affiliated	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Charlotte, Nc	Affiliated broker-dealer or bank to wirehouse	Nov 25, 2022 over 7 d
3	Vanguard Advisers, Inc. BD affiliated	Morgan Stanley wirehouse	Scottsdale, Az	Affiliated broker-dealer or bank to wirehouse	Oct 27, 2022 over 18 d
2	Vanguard Advisers, Inc. BD affiliated	J.P. Morgan Securities LLC wirehouse	Malvern, Pa	Affiliated broker-dealer or bank to wirehouse	Oct 21, 2022 over 4 d
3	Vanguard Advisers, Inc. BD affiliated	Fidelity Personal And Workplace Advisors BD affiliated	Scottsdale, Az	Affiliated broker-dealer or bank to another	Aug 17, 2022 over 22 d
2	Vanguard Advisers, Inc. BD affiliated	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Scottsdale, Az	Affiliated broker-dealer or bank to wirehouse	Jul 8, 2022 over 14 d
2	Vanguard Advisers, Inc. BD affiliated	E*Trade Capital Management, LLC independent RIA	Charlotte, Nc	Affiliated broker-dealer or bank to independent RIA	Jul 7, 2022 over 12 d
2	Vanguard Advisers, Inc. BD affiliated	Charles Schwab & Co., Inc. national BD	Scottsdale, Az	Affiliated broker-dealer or bank to another	Jul 5, 2022 over 14 d
2	Vanguard Advisers, Inc. BD affiliated	United Capital Financial Advisors BD affiliated	Scottsdale, Az	Affiliated broker-dealer or bank to another	May 6, 2022 over 7 d
2	Vanguard Advisers, Inc. BD affiliated	Charles Schwab & Co., Inc. national BD	Scottsdale, Az	Affiliated broker-dealer or bank to another	Apr 7, 2022 over 4 d
2	Vanguard Advisers, Inc. BD affiliated	Fidelity Personal And Workplace Advisors BD affiliated	Malvern, Pa	Affiliated broker-dealer or bank to another	Mar 29, 2022 over 2 d
2	Vanguard Advisers, Inc. BD affiliated	Suttle Crossland Wealth Advisors, LLC independent RIA	Scottsdale, Az	Affiliated broker-dealer or bank to independent RIA	Mar 9, 2022
4	Vanguard Advisers, Inc. BD affiliated	Fidelity Personal And Workplace Advisors BD affiliated	Scottsdale, Az	Affiliated broker-dealer or bank to another	Feb 22, 2022 over 34 d
2	Vanguard Advisers, Inc. BD affiliated	Charles Schwab & Co., Inc. national BD	Scottsdale, Az	Affiliated broker-dealer or bank to another	Jan 25, 2022 over 13 d
3	Vanguard Advisers, Inc. BD affiliated	Fidelity Personal And Workplace Advisors BD affiliated	Scottsdale, Az	Affiliated broker-dealer or bank to another	Dec 13, 2021 over 11 d
3	Vanguard Advisers, Inc. BD affiliated	Fidelity Personal And Workplace Advisors BD affiliated	Malvern, Pa	Affiliated broker-dealer or bank to another	Dec 3, 2021 over 20 d
2	Vanguard Advisers, Inc. BD affiliated	Fidelity Personal And Workplace Advisors BD affiliated	Scottsdale, Az	Affiliated broker-dealer or bank to another	Nov 10, 2021 over 14 d
2	Vanguard Advisers, Inc. BD affiliated	Charles Schwab & Co., Inc. national BD	Scottsdale, Az	Affiliated broker-dealer or bank to another	Nov 3, 2021 over 9 d
2	Vanguard Advisers, Inc. BD affiliated	LPL Financial LLC BD affiliated	Charlotte, Nc	Affiliated broker-dealer or bank to another	Nov 3, 2021 over 9 d
2	Vanguard Advisers, Inc. BD affiliated	Citigroup Global Markets Inc. BD affiliated	Scottsdale, Az	Affiliated broker-dealer or bank to another	Oct 29, 2021 over 11 d
2	Vanguard Advisers, Inc. BD affiliated	Fidelity Personal And Workplace Advisors BD affiliated	Charlotte, Nc	Affiliated broker-dealer or bank to another	Oct 27, 2021 over 6 d
3	Vanguard Advisers, Inc. BD affiliated	Fidelity Personal And Workplace Advisors BD affiliated	Scottsdale, Az	Affiliated broker-dealer or bank to another	Oct 15, 2021 over 7 d

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79 teams match.derived from registration dates