DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor teams

Teams that left Msi Financial Services, Inc.

A team is two or more advisors whose registrations through one firm ended within fourteen days of each other, from branches in the same state, and who all registered next through the same other firm. The rule reads registration dates on IAPD and nothing else: no press, no name matching, no judgment about why. When the cluster carried half or more of the firm it left, or the destination filed a succession naming it, it is typed firm absorbed rather than lift-out. When the two CRDs are one enterprise (the same business name, as with the two Wells Fargo Advisors channels, the same 75%+ owner on both Schedule As around the move, or one name the other with a word added) it is a channel change, listed only when asked for and never counted as a team in or out. Corporate re-registrations (hundreds of people moved to a new CRD in one month) are excluded before teams are formed.

Advisors	From	To	Branch	Type	Left
29	Msi Financial Services, Inc. other	Newsquare Capital, LLC other	Newtown Square, Pa	Other	Mar 25, 2017
22	Msi Financial Services, Inc. other	Mariner other	Boston, Ma +6	Other	Mar 25, 2017
9	Msi Financial Services, Inc. other	Mariner other	Manchester, Nh +4	Other	Mar 25, 2017
2	Msi Financial Services, Inc. other	Walnut Street Securities, Inc. other	Iselin, Nj +1	Other	Mar 25, 2017
2	Msi Financial Services, Inc. other	Tower Square Securities, Inc. other	Aurora, Il	Other	Mar 25, 2017
2	Msi Financial Services, Inc. other	Tower Square Securities, Inc. other	Flemington, Nj +1	Other	Mar 25, 2017
2	Msi Financial Services, Inc. other	Mariner other	Falmouth, Me +1	Other	Mar 25, 2017
2	Msi Financial Services, Inc. other	Walnut Street Securities, Inc. other	Charlotte, Nc	Other	Mar 25, 2017
2	Msi Financial Services, Inc. other	Commonwealth Financial Network national BD	Roanoke, Va	Other	Mar 3, 2017
2	Msi Financial Services, Inc. other	Stratos Wealth Partners, Ltd other	Broadview Heights, Oh	Other	Feb 23, 2017 over 1 d
2	Msi Financial Services, Inc. other	Ameriprise Financial Services, LLC national BD	Oak Brook, Il	Other	Feb 21, 2017
2	Msi Financial Services, Inc. other	Commonwealth Financial Network national BD	Merrillville, In	Other	Feb 21, 2017
3	Msi Financial Services, Inc. other	Hornor, Townsend & Kent, LLC other	Camp Hill, Pa	Other	Feb 6, 2017 over 17 d
2	Msi Financial Services, Inc. other	Commonwealth Financial Network national BD	Chicago, Il	Other	Dec 14, 2016
2	Msi Financial Services, Inc. other	Osaic Fa, Inc. other	Foster City, Ca +1	Other	Dec 2, 2016 over 10 d
4	Msi Financial Services, Inc. other	Sagepoint Financial, Inc. other	Fort Lauderdale, Fl	Other	Nov 18, 2016
2	Msi Financial Services, Inc. other	Opus Wealth Management Group other	Orland Park, Il	Other	Nov 10, 2016
2	Msi Financial Services, Inc. other	Ameriprise Financial Services, LLC national BD	Jacksonville, Fl	Other	Sep 14, 2016 over 6 d
2	Msi Financial Services, Inc. other	Ameriprise Financial Services, LLC national BD	Greenwood Village, Co +1	Other	Sep 12, 2016
6	Msi Financial Services, Inc. other	Commonwealth Financial Network national BD	Beaver Falls, Pa +2	Other	Aug 31, 2016 over 13 d
2	Msi Financial Services, Inc. other	Esi Financial Advisors other	Roseland, Nj	Other	Aug 2, 2016
18	Msi Financial Services, Inc. other	Equitable Advisors, LLC national BD	Philadelphia, Pa +2	Other	Jul 21, 2016 over 5 d
2	Msi Financial Services, Inc. other	Sagepoint Financial, Inc. other	Boca Raton, Fl +1	Other	Jul 19, 2016 over 14 d
2	Msi Financial Services, Inc. other	Gitterman Wealth Management, LLC other	Fairfield, Nj +1	Other	Jul 7, 2016 over 1 d
3	Msi Financial Services, Inc. other	Hornor, Townsend & Kent, LLC other	Philadelphia, Pa	Other	Jul 1, 2016
3	Msi Financial Services, Inc. other	Ameriprise Financial Services, LLC national BD	Dallas, Tx	Other	Jun 29, 2016
2	Msi Financial Services, Inc. other	Voya Financial Advisors, Inc. other	Newark, De	Other	Jun 24, 2016 over 12 d
3	Msi Financial Services, Inc. other	Ameriprise Financial Services, LLC national BD	Indianapolis, In	Other	May 19, 2016 over 5 d
2	Msi Financial Services, Inc. other	Sagepoint Financial, Inc. other	Downers Grove, Il	Other	May 19, 2016
2	Msi Financial Services, Inc. other	Private Advisor Group, LLC other	Downers Grove, Il	Other	May 17, 2016 over 1 d
2	Msi Financial Services, Inc. other	Commonwealth Financial Network national BD	Alpharetta, Ga +1	Other	May 4, 2016
3	Msi Financial Services, Inc. other	Cambridge Investment Research Advisors, Inc. other	Savannah, Ga +1	Other	Apr 28, 2016 over 5 d
2	Msi Financial Services, Inc. other	Securities America Advisors, Inc. other	Omaha, Ne	Other	Apr 27, 2016
2	Msi Financial Services, Inc. other	Securities America Advisors, Inc. other	Bellevue, Wa	Other	Apr 20, 2016 over 1 d
2	Msi Financial Services, Inc. other	Ameriprise Financial Services, LLC national BD	New York, Ny	Other	Apr 12, 2016
2	Msi Financial Services, Inc. other	Gerstein Fisher other	Stamford, Ct	Other	Mar 3, 2016
2	Msi Financial Services, Inc. other	Hornor, Townsend & Kent, LLC other	Plymouth Meeting, Pa +1	Other	Mar 2, 2016 over 1 d
3	Msi Financial Services, Inc. other	Osaic Fs, Inc. other	Austin, Tx	Other	Feb 11, 2016
2	Msi Financial Services, Inc. other	Independent Financial Group, LLC other	Highland Hills, Oh	Other	Dec 1, 2015 over 9 d
2	Msi Financial Services, Inc. other	Northstar Wealth Partners LLC other	Shelton, Ct +1	Other	Nov 30, 2015
2	Msi Financial Services, Inc. other	Osaic Fa, Inc. other	Delmont, Pa	Other	Nov 25, 2015
2	Msi Financial Services, Inc. other	Tidehaven Wealth, LLC independent RIA	Charleston, Sc	Other	Nov 12, 2015
2	Msi Financial Services, Inc. other	Fsc Securities Corporation other	Downers Grove, Il	Other	Sep 9, 2015 over 2 d
2	Msi Financial Services, Inc. other	Good Life Advisors, LLC other	Hummels Wharf, Pa	Other	Jul 7, 2015
5	Msi Financial Services, Inc. other	Great Valley Advisor Group, LLC other	Milwaukee, Wi	Other	May 8, 2015
5	Msi Financial Services, Inc. other	Waddell & Reed other	Las Vegas, Nv	Other	May 6, 2015 over 2 d
6	Msi Financial Services, Inc. other	Opus Wealth Management Group no RAUM	Downers Grove, Il +1	Other	May 5, 2015 over 15 d
2	Msi Financial Services, Inc. other	Commonwealth Financial Network national BD	Colorado Springs, Co	Other	May 5, 2015
2	Msi Financial Services, Inc. other	Hornor, Townsend & Kent, LLC other	Newtown Square, Pa +1	Other	Mar 23, 2015
2	Msi Financial Services, Inc. other	Stonex Advisors Inc. other	New York, Ny	Other	Mar 16, 2015
2	Msi Financial Services, Inc. other	Wealthcare Advisory Partners LLC no RAUM	Leesburg, Va	Other	Mar 12, 2015
2	Msi Financial Services, Inc. other	Securian Financial Services, Inc. other	San Ramon, Ca	Other	Feb 20, 2015 over 11 d
3	Msi Financial Services, Inc. other	Hornor, Townsend & Kent, LLC other	Plymouth Meeting, Pa +1	Other	Feb 18, 2015 over 2 d
2	Msi Financial Services, Inc. other	Osaic Fa, Inc. other	Monaca, Pa	Other	Feb 5, 2015 over 4 d

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54 teams match.derived from registration dates