DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor teams

Teams that left Valic Financial Advisors, Inc.

A team is two or more advisors whose registrations through one firm ended within fourteen days of each other, from branches in the same state, and who all registered next through the same other firm. The rule reads registration dates on IAPD and nothing else: no press, no name matching, no judgment about why. When the cluster carried half or more of the firm it left, or the destination filed a succession naming it, it is typed firm absorbed rather than lift-out. When the two CRDs are one enterprise (the same business name, as with the two Wells Fargo Advisors channels, the same 75%+ owner on both Schedule As around the move, or one name the other with a word added) it is a channel change, listed only when asked for and never counted as a team in or out. Corporate re-registrations (hundreds of people moved to a new CRD in one month) are excluded before teams are formed.

Advisors	From	To	Branch	Type	Left
2	Valic Financial Advisors, Inc. BD affiliated	Lincoln Investment independent RIA	Rockford, Mi +1	Affiliated broker-dealer or bank to independent RIA	Sep 17, 2026
2	Valic Financial Advisors, Inc. BD affiliated	Lincoln Investment independent RIA	Mount Laurel, Nj	Affiliated broker-dealer or bank to independent RIA	Aug 13, 2026
2	Valic Financial Advisors, Inc. BD affiliated	LPL Financial LLC BD affiliated	Tampa, Fl	Affiliated broker-dealer or bank to another	Aug 4, 2026
2	Valic Financial Advisors, Inc. BD affiliated	Lincoln Investment independent RIA	Novi, Mi +1	Affiliated broker-dealer or bank to independent RIA	Jul 30, 2026
4	Valic Financial Advisors, Inc. BD affiliated	LPL Financial LLC BD affiliated	Tampa, Fl	Affiliated broker-dealer or bank to another	May 11, 2026 over 1 d
2	Valic Financial Advisors, Inc. BD affiliated	Lincoln Investment independent RIA	Chicago, Il	Affiliated broker-dealer or bank to independent RIA	Mar 13, 2026
2	Valic Financial Advisors, Inc. BD affiliated	LPL Financial LLC BD affiliated	Mount Laurel, Nj	Affiliated broker-dealer or bank to another	Feb 21, 2025
2	Valic Financial Advisors, Inc. BD affiliated	Voya Financial Advisors, Inc. BD affiliated	Houston, Tx	Affiliated broker-dealer or bank to another	Jan 10, 2025 over 5 d
3	Valic Financial Advisors, Inc. BD affiliated	LPL Financial LLC BD affiliated	Tampa, Fl	Affiliated broker-dealer or bank to another	Dec 6, 2024
4	Valic Financial Advisors, Inc. BD affiliated	Osaic Wealth, Inc. BD affiliated	Boca Raton, Fl	Affiliated broker-dealer or bank to another	Nov 25, 2024
3	Valic Financial Advisors, Inc. BD affiliated	Kestra Advisory Services, LLC BD affiliated	Knoxville, Tn	Affiliated broker-dealer or bank to another	Nov 1, 2024
2	Valic Financial Advisors, Inc. BD affiliated	Mariner Independent independent RIA	Linthicum Heights, Md +1	Affiliated broker-dealer or bank to independent RIA	Oct 29, 2024 over 10 d
3	Valic Financial Advisors, Inc. BD affiliated	Lincoln Investment independent RIA	Akron, Oh +1	Affiliated broker-dealer or bank to independent RIA	May 20, 2024
2	Valic Financial Advisors, Inc. BD affiliated	Ameritas Advisory Services, LLC BD affiliated	Boca Raton, Fl	Affiliated broker-dealer or bank to another	Apr 1, 2024
2	Valic Financial Advisors, Inc. BD affiliated	Inspire Advisors, LLC independent RIA	Gainesville, Fl	Affiliated broker-dealer or bank to independent RIA	Feb 15, 2024
2	Valic Financial Advisors, Inc. BD affiliated	Ameriprise Financial Services, LLC national BD	Williamsville, Ny	Affiliated broker-dealer or bank to another	Dec 19, 2023 over 1 d
4	Valic Financial Advisors, Inc. BD affiliated	Osaic Fa, Inc. BD affiliated	Nashua, Nh +1	Affiliated broker-dealer or bank to another	Nov 15, 2023 over 6 d
2	Valic Financial Advisors, Inc. BD affiliated	Lincoln Investment independent RIA	Lakewood, Co	Affiliated broker-dealer or bank to independent RIA	Nov 15, 2023 over 6 d
2	Valic Financial Advisors, Inc. BD affiliated	LPL Financial LLC BD affiliated	Plano, Tx +1	Affiliated broker-dealer or bank to another	Oct 9, 2023
2	Valic Financial Advisors, Inc. BD affiliated	Capital Analysts BD affiliated	Chicago, Il	Affiliated broker-dealer or bank to another	Aug 25, 2023
2	Valic Financial Advisors, Inc. BD affiliated	Fidelity Personal And Workplace Advisors BD affiliated	Houston, Tx	Affiliated broker-dealer or bank to another	May 30, 2023 over 1 d
2	Valic Financial Advisors, Inc. BD affiliated	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	The Woodlands, Tx +1	Affiliated broker-dealer or bank to wirehouse	Apr 21, 2023 over 5 d
2	Valic Financial Advisors, Inc. BD affiliated	Principal Securities, Inc. BD affiliated	Overland Park, Ks	Affiliated broker-dealer or bank to another	Apr 5, 2023
3	Valic Financial Advisors, Inc. BD affiliated	Osaic Fa, Inc. BD affiliated	Westwood, Ks +2	Affiliated broker-dealer or bank to another	Dec 6, 2022
2	Valic Financial Advisors, Inc. BD affiliated	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Houston, Tx	Affiliated broker-dealer or bank to wirehouse	Nov 4, 2022
2	Valic Financial Advisors, Inc. BD affiliated	Grove Point Advisors, LLC BD affiliated	Addison, Tx	Affiliated broker-dealer or bank to another	May 19, 2022
2	Valic Financial Advisors, Inc. BD affiliated	Pinnacle Investments, LLC independent RIA	Berkeley Heights, Nj	Affiliated broker-dealer or bank to independent RIA	Apr 6, 2022
2	Valic Financial Advisors, Inc. BD affiliated	Commonwealth Financial Network national BD	Kennewick, Wa	Affiliated broker-dealer or bank to another	Apr 6, 2022
2	Valic Financial Advisors, Inc. BD affiliated	J.P. Morgan Securities LLC wirehouse	Atlanta, Ga	Affiliated broker-dealer or bank to wirehouse	Mar 23, 2022 over 14 d
2	Valic Financial Advisors, Inc. BD affiliated	Osaic Fs, Inc. BD affiliated	Anchorage, Ak	Affiliated broker-dealer or bank to another	Oct 13, 2021
2	Valic Financial Advisors, Inc. BD affiliated	Fidelity Personal And Workplace Advisors BD affiliated	Durham, Nc +1	Affiliated broker-dealer or bank to another	Jul 23, 2021 over 14 d
2	Valic Financial Advisors, Inc. BD affiliated	Fidelity Personal And Workplace Advisors BD affiliated	Houston, Tx	Affiliated broker-dealer or bank to another	Jun 18, 2021
2	Valic Financial Advisors, Inc. BD affiliated	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Portland, Or	Affiliated broker-dealer or bank to wirehouse	May 21, 2021
3	Valic Financial Advisors, Inc. BD affiliated	Cg Advisory Services independent RIA	Richmond, Va	Affiliated broker-dealer or bank to independent RIA	Feb 24, 2021
2	Valic Financial Advisors, Inc. BD affiliated	Fidelity Personal And Workplace Advisors BD affiliated	Addison, Tx +1	Affiliated broker-dealer or bank to another	Dec 13, 2019
2	Valic Financial Advisors, Inc. other	MML Investors Services, LLC other	Boca Raton, Fl +1	Other	May 12, 2017
2	Valic Financial Advisors, Inc. other	LPL Financial LLC other	Lenexa, Ks	Other	Aug 30, 2016
2	Valic Financial Advisors, Inc. other	Msi Financial Services, Inc. other	Birmingham, Al +1	Other	Jan 4, 2016

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38 teams match.derived from registration dates